COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2117-5 Regarding Rule 559. ("Position Limits and Exemptions") in Connection with Amendments to the Aggregation of Certain Energy Futures and Options Contracts. |
09/28/2021 |
Certified |
10/13/2021 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2204-5 Regarding Rule 526. ("Block Trades") to add Certain Equity Index Futures Contracts to the List of Derived Block Trade Eligible Contracts |
07/22/2022 |
Certified |
08/05/2022 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2204-5 Regarding Rule 526. ("Block Trades") to add Certain Equity Index Futures Contracts to the List of Derived Block Trade Eligible Contracts |
07/22/2022 |
Certified |
08/05/2022 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2204-5 Regarding Rule 526. ("Block Trades") to add Certain Equity Index Futures Contracts to the List of Derived Block Trade Eligible Contracts |
07/22/2022 |
Certified |
08/05/2022 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2204-5 Regarding Rule 526. ("Block Trades") to add Certain Equity Index Futures Contracts to the List of Derived Block Trade Eligible Contracts |
07/22/2022 |
Certified |
08/05/2022 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2205-5 Regarding Rules 559. ("Position Limits and Exemptions") 560. ("Position Accountability") and 562. ("Position Limit Violations") |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2205-5 Regarding Rules 559. ("Position Limits and Exemptions") 560. ("Position Accountability") and 562. ("Position Limit Violations") |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2205-5 Regarding Rules 559. ("Position Limits and Exemptions") 560. ("Position Accountability") and 562. ("Position Limit Violations") |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2205-5 Regarding Rules 559. ("Position Limits and Exemptions") 560. ("Position Accountability") and 562. ("Position Limit Violations") |
09/22/2022 |
Certified |
10/06/2022 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2206-5 Regarding CME, CBOT, NYMEX/COMEX Rule 512. ("Reporting Infractions") |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2206-5 Regarding CME, CBOT, NYMEX/COMEX Rule 512. ("Reporting Infractions") |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2206-5 Regarding CME, CBOT, NYMEX/COMEX Rule 512. ("Reporting Infractions") |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2206-5 Regarding CME, CBOT, NYMEX/COMEX Rule 512. ("Reporting Infractions") |
10/07/2022 |
Certified |
10/24/2022 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2301-5 Regarding Rule 524. (\"TAS, TAM, BTIC, and TACO Transactions\") |
05/31/2023 |
Certified |
06/14/2023 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2306-5 Regarding CME, CBOT, NYMEX/COMEX Rule 538. ("Exchange for Related Positions") |
12/06/2023 |
Certified |
12/20/2023 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2306-5 Regarding CME, CBOT, NYMEX/COMEX Rule 538. ("Exchange for Related Positions") |
12/06/2023 |
Certified |
12/20/2023 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2306-5 Regarding CME, CBOT, NYMEX/COMEX Rule 538. ("Exchange for Related Positions") |
12/06/2023 |
Certified |
12/20/2023 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2306-5 Regarding CME, CBOT, NYMEX/COMEX Rule 538. ("Exchange for Related Positions") |
12/06/2023 |
Certified |
12/20/2023 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2402-5 Regarding CME, CBOT, NYMEX/COMEX Rule 526. ("Block Trades"). |
06/14/2024 |
Certified |
07/01/2024 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents |
06/28/2024 |
10 Day Review |
06/28/2024 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents |
06/28/2024 |
10 Day Review |
06/28/2024 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents |
06/28/2024 |
10 Day Review |
06/28/2024 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2403-5 Concerning Supervisory Responsibilities for Employees and Agents. |
06/28/2024 |
10 Day Review |
06/28/2024 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notices RA1903-5 Regarding Rule 573. ("Globex Opening"), RA1904-5 Regarding Rule 575. ("Disruptive Practices Prohibited") and RA1905-5 Regarding Rule 534. ("Wash Trades Prohibited") |
04/10/2019 |
Certified |
04/24/2019 |
|
1 |
CME |
Issuance of CME Group MarketRegulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
CME |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CBOT |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
NYMEX |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
COMEX |
Issuance of CME Group MRA Notice RA1208-5 - Implementation of Rule 512 "Reporting Infractions" CME/CBOT/NYMEX/COMEX #12-271 |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
CME |
Issuance of CME Group Special Executive Report S-7074 Regarding Contract Month Rollover Date for GSCI Commodity Index Futures Contract. CME #14-130 |
04/14/2014 |
Certified |
04/29/2014 |
|
1 |
CME |
Issuance of CME Market Regulation Advisory Notice RA1401-2 concerning CME Rule 515. CME #14-120 |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
CME |
Issuance of CME Market Regulation Advisory Notice RA1901-2 Concerning CME Rule 549. ("Large Order Execution Transactions ("LOX Orders")") |
03/25/2019 |
Certified |
04/08/2019 |
|
1 |
CME |
Issuance of CME Market Regulation Advisory Notice RA2203-2 Regarding CME Rule 536.F. ("Audit Trail Violations") |
08/26/2022 |
Certified |
09/12/2022 |
|
1 |
CBOT |
Issuance of CME Market Regulation Advisory Notice RA2203-2 Regarding CME Rule 536.F. ("Audit Trail Violations") |
08/26/2022 |
Certified |
09/12/2022 |
|
1 |
CME |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notice RA 1008-3. CME/CBOT #10-312 |
10/28/2010 |
Certified |
01/05/2011 |
|
1 |
CBOT |
Issuance of CME/CBOT Market Regulation Advisory Notices RA1002-3 CME/CBOT #10-167 |
06/11/2010 |
Certified |
06/30/2010 |
|
1 |
CME |
Issuance of CME/CBOT MRA Notice RA1103-3. CME will permit block trading in E-mini S&P Select Sector Stock Index futures at a minimum threshold of 50 contracts, concurrent with the launch of trading in the product. CME/CBOT #11-093 |
03/08/2011 |
Certified |
03/29/2011 |
|
1 |
CBOT |
Issuance of CME/CBOT MRA Notice RA1103-3. CME will permit block trading in E-mini S&P Select Sector Stock Index futures at a minimum threshold of 50 contracts, concurrent with the launch of trading in the product. CME/CBOT #11-093 |
03/08/2011 |
Certified |
03/29/2011 |
|
1 |
KCBT |
Issuance of KCBT Market Regulation Advisory Notice RA1301-7, adopting Rule 1167.00 "Customer Type Indicator Codes". |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
NYMEX |
Issuance of Market Advisory Notice RA1305-4 relating to the reductions and new block trade minimum threholds. NYMEX/COMEX #13-079 |
03/15/2013 |
Certified |
03/30/2013 |
|
1 |