| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). |
07/13/2021 |
Certified |
07/27/2021 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). |
07/13/2021 |
Certified |
07/27/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"). |
07/13/2021 |
Certified |
07/27/2021 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2106-5 Regarding Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades") |
07/13/2021 |
Certified |
07/27/2021 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2105-5 Regarding Rule 538. ("Exchange for Related Positions") to eliminate Exchange of Option for Option Transactions in CME Full-Sized Standard & Poor's 500 Stock Price Index Options Contracts |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2103-5 Regarding Rule 526. ("Block Trades") in Connection with the Initial Listing of the Ukrainian Wheat (Platts) Futures and Options on Ukrainian Wheat (Platts) Futures Contracts. |
03/29/2021 |
Certified |
04/12/2021 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). |
10/23/2020 |
Certified |
11/06/2020 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). |
10/23/2020 |
Certified |
11/06/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). |
10/23/2020 |
Certified |
11/06/2020 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2016-5 Regarding Rule 538. ("Exchange for Related Positions"). |
10/23/2020 |
Certified |
11/06/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2003-5 Regarding Rule 526. ("Block Trades") |
05/14/2020 |
Certified |
05/29/2020 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA2002-5 Regarding Rule 526. ("Block Trades"). |
02/07/2020 |
Certified |
02/24/2020 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1916-5 Regarding Rule 526. ("Block Trades") to Amend the Standard for Meeting the Block Trade Minimum Threshold Levels for Short-Term Interest Rate Futures and Options Inter-Commodity Spreads and C |
12/18/2019 |
Certified |
01/03/2020 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). |
08/23/2019 |
Certified |
09/09/2019 |
|
2 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). |
08/23/2019 |
Certified |
09/09/2019 |
|
2 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). |
08/23/2019 |
Certified |
09/09/2019 |
|
2 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1908-5 Regarding Rule 526. ("Block Trades"). |
08/23/2019 |
Certified |
09/09/2019 |
|
2 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1906-5 Regarding Rule 526. ("Block Trades"). |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1906-5 Regarding Rule 526. ("Block Trades"). |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1906-5 Regarding Rule 526. ("Block Trades"). |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1906-5 Regarding Rule 526. ("Block Trades"). |
05/16/2019 |
Certified |
05/31/2019 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1902-5 Regarding Rule 576. ("Identification of Globex Terminal Operators"). |
03/06/2019 |
Certified |
03/20/2019 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1901-5 Concerning Rule 538. ("Exchange for Related Position Transactions") |
03/04/2019 |
Certified |
03/18/2019 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1811-5 Regarding Block Trades |
08/22/2018 |
Certified |
09/06/2018 |
|
1 |
| CME |
Issuance of CME Group Market Regulation Advisory Notice RA1807-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). |
06/25/2018 |
Certified |
07/10/2018 |
|
1 |
| CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1807-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). |
06/25/2018 |
Certified |
07/10/2018 |
|
1 |
| NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1807-5 Regarding Rule 575. ("Disruptive Practices Prohibited"). |
06/25/2018 |
Certified |
07/10/2018 |
|
1 |
