| NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #12-328 |
10/16/2012 |
Certified |
10/31/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX Brent and West Texas Intermediate contracts that are traded on CME Globex. NYMEX #12-376 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| CME |
Implementing an incentive program in support of certain Nikkei 225 Index Yen futures contracts that are traded on CME Globex. CME #12-455 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options products. NYMEX #13-057 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options products. NYMEX #13-018 |
01/17/2013 |
Certified |
02/02/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Natural Gas Options and Crude and Refined Options products. NYMEX #12-043 |
02/13/2012 |
Certified |
02/29/2012 |
|
3 |
| NYMEX |
Implementing an incentive program in support of certain natural gas futures products. NYMEX #13-140 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
| CME |
Implementing an incentive program in support of certain Interest Rate futures traded on the CME Globex Platform. CME #13-533 |
11/15/2013 |
Certified |
12/03/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Green Exchange products that are executed on Globex or submitted for clearing via CME ClearPort. NYMEX #12-211 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European petroleum products. NYMEX #12-243 |
07/20/2012 |
Certified |
08/04/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European coal products. NYMEX #12-193 |
06/19/2012 |
Certified |
07/04/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain European and Asian petroleum products. NYMEX #12-014 |
01/13/2012 |
Certified |
01/30/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain energy and metals futures and options products. NYMEX/COMEX #12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| COMEX |
Implementing an incentive program in support of certain energy and metals futures and options products. NYMEX/COMEX #12-239 |
07/16/2012 |
Certified |
07/31/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain emissions products. NYMEX #12-400 |
11/29/2012 |
Certified |
12/14/2012 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain crude, refined and natural gas energy products on Globex. NYMEX #13-137 |
04/16/2013 |
Certified |
05/01/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Crude and Refined Options products. NYMEX #13-058 |
02/25/2013 |
Certified |
03/12/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain Crude and Refined Options products. NYMEX #13-017 |
01/17/2013 |
Certified |
02/02/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of certain coal products. NYMEX #12-020 |
01/13/2012 |
Certified |
01/30/2012 |
|
1 |
| CBOT |
Implementing an incentive program in support of certain CBOT agricultural contracts that are traded during extended trading hours on Globex. CBOT #12-393 |
11/26/2012 |
Certified |
12/11/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of all Natural Gas, Natural Gas Liquids & Petrochemicals and Power/Electricity products for Commercial Firms. NYMEX #13-307 |
08/02/2013 |
Certified |
08/17/2013 |
|
2 |
| NYMEX |
Implementing an incentive program in support of a Natural Gas and Power for Hedge Funds. NYMEX #13-308 |
08/02/2013 |
Certified |
08/17/2013 |
|
2 |
| COMEX |
Implementing an incentive program in suport of COMEX Copper Options. COMEX #12-350 |
10/29/2012 |
Certified |
11/14/2012 |
|
1 |
| CME |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| CBOT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| NYMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| COMEX |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| KCBT |
Implementing an incentive program for retail based online brokerage firms. CME/CBOT/NYMEX/COMEX/KCBT #13-191 |
05/31/2013 |
Certified |
06/15/2013 |
|
3 |
| NYMEX |
Implementing an Incentive Program for Over-the-Counter Natural Gas Products. NYMEX #11-499 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
| CME |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| CBOT |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| NYMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| COMEX |
Implementing an incentive program for new traders associated with proprietary trading firms and trading arcades. CME/CBOT/NYMEX/COMEX #11-466 |
12/02/2011 |
Certified |
12/19/2011 |
|
1 |
| NYMEX |
Implementing an Incentive Program for Natural Gas Products. NYMEX #12-016 |
01/13/2012 |
Certified |
01/30/2012 |
|
1 |
| CBOT |
Implementing an incentive program for legacy permit holder of KCBT wheat futures and options products traded on Globex platform or via open outcry. CBOT #13-500 |
11/18/2013 |
Certified |
12/04/2013 |
|
2 |
| KCBT |
Implementing an incentive program for KCBT Permit Holders in support of KCBT HRW Wheat Futures and Options products. KCBT #12-02 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
| CME |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| CBOT |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| COMEX |
Implementing an incentive program for high volume proprietary trading firms and trading arcades located outside North America. CME/CBOT/NYMEX/COMEX #12-318 |
10/17/2012 |
Certified |
11/01/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for high volume crude oil options firms in support of certain NYMEX Brent option contracts that are traded across all available trading venues. NYMEX #12-314 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
| CME |
Implementing an incentive program for foreign exchange ("FX") contracts that are traded by floor traders on Globex through a handheld device. CME #12-051 |
02/14/2012 |
Certified |
03/02/2012 |
|
1 |
| CME |
Implementing an incentive program for executing brokers in suuport of CME and CBOT interest rate options products. CME/CBOT #11-521 |
12/20/2011 |
Certified |
01/05/2012 |
|
2 |
| CBOT |
Implementing an incentive program for executing brokers in support of CME and CBOT interest rate options products. CME/CBOT #11-521 |
12/20/2011 |
Certified |
01/05/2012 |
|
2 |
| CME |
Implementing an incentive program for European, Middle East and African trading firms on the CME Globex Platform. CME/CBOT/NYMEX/KCBT #13-262 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| CBOT |
Implementing an incentive program for European, Middle East and African trading firms on the CME Globex Platform. CME/CBOT/NYMEX/KCBT #13-262 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| NYMEX |
Implementing an incentive program for European, Middle East and African trading firms on the CME Globex Platform. CME/CBOT/NYMEX/KCBT #13-262 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| KCBT |
Implementing an incentive program for European, Middle East and African trading firms on the CME Globex Platform. CME/CBOT/NYMEX/KCBT #13-262 |
06/27/2013 |
Certified |
07/13/2013 |
|
1 |
| CME |
Implementing an Incentive Program for E-mini Equity Options traded on the Globex platform. CME #11-506 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| NYMEX |
Implementing an incentive program for diverse trading non-member international commercial firms in support of certain NYMEX energy products. NYMEX #12-085 |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
