| CME |
Implementing an incentive program for commodity trading advisors (CTAs) and hedge funds in support of certain Foreign Exchange (FX) products traded on the CME Globex platform. CME #11-488 |
12/08/2011 |
Certified |
12/23/2011 |
|
1 |
| NYMEX |
Implementing an incentive program for commercial firms in support of certain NYMEX Brent Energy contracts that are traded on CME Globex. NYMEX #12-396 |
11/14/2012 |
Certified |
11/30/2012 |
|
1 |
| KCBT |
Implementing an incentive program for CME and CBOT members in support of KCBT HRW Wheat Futures and Options products. CME/CBOT #12-03 |
11/16/2012 |
Certified |
12/04/2012 |
|
1 |
| CME |
Implementing an incentive program for Central Banks. CME/CBOT/NYMEX/COMEX #13-226 |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| CBOT |
Implementing an incentive program for Central Banks. CME/CBOT/NYMEX/COMEX #13-226 |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| NYMEX |
Implementing an incentive program for Central Banks. CME/CBOT/NYMEX/COMEX #13-226 |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| COMEX |
Implementing an incentive program for Central Banks. CME/CBOT/NYMEX/COMEX #13-226 |
06/12/2013 |
Certified |
06/27/2013 |
|
1 |
| NYMEX |
Implementing an incentive program for banks, hedge funds and commercial firms in support of certain NYMEX energy contracts that are traded on CME Globex, NYMEX trading floor, or via CME ClearPort. NYMEX #12-229 |
07/11/2012 |
Certified |
07/26/2012 |
|
2 |
| CBOT |
Implementing an Agricultural Volume Discount program in support of certain CBOT agricultural contracts that are traded via open outcry and on the CME Globex Platform. CBOT #11-366 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| GREENX |
Implementing an "Early Adopter" liquidity provider program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-02 |
11/12/2010 |
Certified |
01/21/2011 |
|
1 |
| CME |
Implementing a volume incentive program in support of the Standard size and E-micro size US Dollar denominated Chinese Yuan futures contract on Globex. CME #13-051 |
02/20/2013 |
Certified |
03/07/2013 |
|
2 |
| NYMEX |
Implementing a volume incentive program in support of NYMEX Brent Energy contracts that are traded on CME Globex. NYMEX #12-115 |
04/13/2012 |
Certified |
04/28/2012 |
|
2 |
| CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform and via open outcry. CME #11-505 |
12/13/2011 |
Certified |
12/29/2011 |
|
3 |
| CME |
Implementing a volume incentive program in support of certain Interest Rate futures and options products traded on the CME Globex platform. CME #11-485 |
12/07/2011 |
Certified |
12/22/2011 |
|
1 |
| NYMEX |
Implementing a volume incentive program for international firms in support of certain NYMEX energy contracts that are traded on CME Globex. NYMEX #13-008 |
01/17/2013 |
Certified |
02/02/2013 |
|
1 |
| NYMEX |
Implementing a volume incentive program for international firms in support of certain NYMEX Energy contracts that are traded on CME Globex. NYMEX #12-169 |
06/08/2012 |
Certified |
06/25/2012 |
|
2 |
| CBOT |
Implementing a trading incentive program in support of certain CBOT agricultural contracts that are traded during extended trading hours. CBOT #11-365 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
| CME |
Implementing a trading incentive program for E-mini Equity Index futures traded on the Globex platform. CME #11-462 |
12/01/2011 |
Certified |
12/15/2011 |
|
2 |
| NYMEX |
Implementing a trader incentive program in support of Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures contracts that are traded on Globex and via open outcry. NYMEX #12-172 |
06/14/2012 |
Certified |
06/29/2012 |
|
2 |
| NYMEX |
Implementing a trade revenue incentive program for its Natural Gas Basis suite of products. NYMEX #13-387 |
12/09/2013 |
Certified |
12/24/2013 |
|
1 |
| ICE US |
Implementing a Softs Single Options Product Market Maker Program. ICE US #14-27 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| COMEX |
Implementing a resting order incentive program in support of COMEX Copper Options. COMEX #13-095 |
03/15/2013 |
Certified |
03/30/2013 |
|
2 |
| COMEX |
Implementing a resting order incentive program in support of COMEX 1000oz Silver Futures Contracts. COMEX #13-204 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
| NYMEX |
Implementing a Resting Order Incentive Program for certain NYMEX energy products that are traded on the CME Globex Platform ("Program"). NYMEX #11-410 |
11/08/2011 |
Certified |
11/25/2011 |
|
1 |
| NYMEX |
Implementing a Non-Member Incentive Program for NYMEX and COMEX Energy and Metals Products that are traded on the CME Globex Platform. NYMEX/COMEX #11-404 |
11/02/2011 |
Certified |
11/18/2011 |
|
1 |
| COMEX |
Implementing a Non-Member Incentive Program for NYMEX and COMEX Energy and Metals Products that are traded on the CME Globex Platform. NYMEX/COMEX #11-404 |
11/02/2011 |
Certified |
11/18/2011 |
|
1 |
| CME |
Implementing a non-member fee discount for Foreign Exchange ("FX") Options traded on the Globex platform. CME #11-449 |
11/28/2011 |
Certified |
12/13/2011 |
|
1 |
| NYMEX |
Implementing a Non-member Core Energy & Natural Gas Incentive Program. NYMEX #11-515 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
3 |
| ICE US |
Implementing a New Soft Options Market Maker Program. ICE US #13-82 |
09/13/2013 |
Certified |
09/28/2013 |
|
1 |
| CBOT |
Implementing a new settlement methodology for CBOT agricultural futures products. CBOT #12-150 |
05/24/2012 |
Certified |
06/09/2012 |
|
1 |
| CCFE |
Implementing a new market maker program. CCFE #11-03 |
02/04/2011 |
Certified |
03/17/2011 |
|
1 |
| GREENX |
Implementing a new market maker program replacing European Union Allowance and Certified Emission Reduction contracts, the term of which is expiring. GREENX #2012-03 |
02/03/2012 |
Certified |
02/21/2012 |
|
1 |
| ICE US |
Implementing a New Jurisdiction Volume Incentive Program. ICE US #13-8 |
01/16/2013 |
Certified |
02/01/2013 |
|
2 |
| ICE US |
Implementing a new Henry Hub Options New Participant Capped Fee Program. ICE US #14-63 |
06/25/2014 |
Certified |
07/11/2014 |
|
1 |
| CME |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| CBOT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| NYMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| COMEX |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| KCBT |
Implementing a natural gas options cross-asset class volume incentive program. CME/CBOT/NYMEX/COMEX/KCBT #13-211 |
06/06/2013 |
Certified |
06/21/2013 |
|
2 |
| NYMEX |
Implementing a messaging incentive program in support of certain back month energy contracts that are traded on Globex. NYMEX #12-058 |
03/06/2012 |
Certified |
03/21/2012 |
|
2 |
| CME |
Implementing a market making program in support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME 13-032 |
02/07/2013 |
Certified |
02/23/2013 |
|
2 |
| NYMEX |
Implementing a Market Making Program in support of Light Sweet Crude Oil Futures Products traded on globex during extended trading hours. NYMEX #12-040 |
02/10/2012 |
Certified |
02/28/2012 |
|
2 |
| NYMEX |
Implementing a Market Making Program in support of Iron Ore, 62% Fe North China, futures contracts that are traded on Globex. NYMEX #13-076 |
03/20/2013 |
Certified |
04/04/2013 |
|
3 |
| NYMEX |
Implementing a market making program in support of Iron Ore, 62% Fe North China, (TSI) futures contracts that are traded on Globex. NYMEX #13-331 |
08/09/2013 |
Certified |
08/24/2013 |
|
2 |
| COMEX |
Implementing a market making program in support of High Grade Copper Options contracts traded on the Globex platform. COMEX #11-516 |
12/16/2011 |
Certified |
01/04/2012 |
|
1 |
| NYMEX |
Implementing a Market Making Program in support of European Union Allowance and Certified Emission Reduction futures and spread contracts that are listed on the Globex Platform. NYMEX #12-210 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| NYMEX |
Implementing a Market Making Program in support of European carbon products that are traded on the Globex Platform. NYMEX #12-208 |
06/18/2012 |
Certified |
07/03/2012 |
|
1 |
| NYMEX |
Implementing a market making program in support of certain NYMEX Brent calendar spread futures contracts that are traded on Globex during European trading hours. NYMEX #12-113 |
04/12/2012 |
Certified |
04/27/2012 |
|
2 |
| NYMEX |
Implementing a market making program in support of certain NYMEX Brent calendar spread futures contracts that are traded on Globex during Asian trading hours. NYMEX #12-110 |
04/12/2012 |
Certified |
04/27/2012 |
|
2 |
| CME |
Implementing a market making program in support of certain E-micro S&P CNX Nifty futures contracts that are traded on Globex. CME 12-334 |
10/17/2012 |
Certified |
11/01/2012 |
|
2 |
