| CBOT |
Implementing a market making program in support of certain CBOT grain and oilseed options that are traded on the Globex platform. CBOT #11-489 |
12/08/2011 |
Certified |
12/23/2011 |
|
1 |
| NYMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| COMEX |
Implementing a Market Making Program for certain metals and energy contracts on Globex. NYMEX/COMEX #11-385 |
10/24/2011 |
Certified |
11/08/2011 |
|
1 |
| CME |
Implementing a Market Making Program for certain Foreign Exchange (FX) options contracts that are traded on Globex. CME #11-490 |
12/09/2011 |
Certified |
12/27/2011 |
|
1 |
| CME |
Implementing a market making incentive program is support of the US Dollar denominated Chinese Yuan futures contract on Globex. CME #12-262 |
10/03/2012 |
Withdrawn |
02/08/2013 |
|
1 |
| CME |
Implementing a market making incentive program in support of Mexican Peso options contracts traded on Globex. CME #12-449 |
12/10/2012 |
Certified |
12/25/2012 |
|
2 |
| NYMEX |
Implementing a market maker program in support of US Midwest No.1 Busheling Scrap Futures contracts that are traded on Globex. NYMEX #12-266 |
08/23/2012 |
Certified |
09/08/2012 |
|
1 |
| CBOT |
Implementing a market maker program in support of US Dollar interest rate swaps futures products. CBOT #12-327 |
10/26/2012 |
Certified |
11/10/2012 |
|
1 |
| CME |
Implementing a Market Maker Program in support of the new Sovereign Yield Spread futures contract (Program). CME #11-206 |
05/20/2011 |
Certified |
11/10/2011 |
|
1 |
| CBOT |
Implementing a market maker program in support of Oat futures traded on Globex. CBOT #12-153 |
05/24/2012 |
Certified |
06/09/2012 |
|
2 |
| CME |
Implementing a market maker program in support of Nikkei 225 Yen-based options contracts that are traded on CME Globex. CME #14-069 |
03/12/2014 |
Withdrawn |
03/12/2014 |
|
1 |
| NYMEX |
Implementing a market maker program in support of Henry Hub Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures contracts that are traded on Globex. NYMEX #12-171 |
06/13/2012 |
Certified |
06/28/2012 |
|
2 |
| KCBT |
Implementing a market maker program in support of hard red winter wheat options that are traded on Globex. KCBT #13-166 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
| NYMEX |
Implementing a market maker program in support of Exchange listed Brent-WTI spreads and Brent Crack spreads traded on the Globex Platform. NYMEX #13-236 |
06/14/2013 |
Certified |
06/29/2013 |
|
2 |
| CME |
Implementing a market maker program in support of E-mini Yen denominated Nikkei Stock Average futures traded on Globex. CME #12-176 |
06/01/2012 |
Certified |
06/16/2012 |
|
2 |
| CME |
Implementing a market maker program in support of CME Ibovespa Index USD-Denominated Futures Market Maker Program. CME #12-306 |
10/04/2012 |
Certified |
10/20/2012 |
|
2 |
| NYMEX |
Implementing a market maker program in support of certain NYMEX Brent contracts that are traded on Globex. NYMEX #12-397 |
11/14/2012 |
Certified |
11/30/2012 |
|
2 |
| NYMEX |
Implementing a market maker program in support of certain Natural Gas Basis energy products. NYMEX #13-388 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| NYMEX |
Implementing a market maker program in support of certain crude and refined energy contracts. NYMEX #13-085 |
03/13/2013 |
Certified |
03/28/2013 |
|
2 |
| CME |
Implementing a market maker program in support of Brazilian Real futures and options traded on Globex. CME #13-134 |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
| GREENX |
Implementing a market maker program for GreenX's European carbon products in accordance with Rule 544. GREENX #2011-17 |
09/07/2011 |
Certified |
09/22/2011 |
|
1 |
| GREENX |
Implementing a Market Maker Program for European Union Allowance and Certified Emission Reduction contracts, which are intended to be transitioned from NYMEX to GreenX on 01/24/10. GREENEX #2010-03 |
11/30/2010 |
Certified |
12/07/2010 |
|
1 |
| GREENX |
Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 |
11/12/2010 |
Certified |
11/19/2010 |
|
1 |
| NYMEX |
Implementing a Liquidity Provider Program in support of former Green Exchange products that are traded on the Globex platform or cleared via CME ClearPort. NYMEX #12-209 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| NYMEX |
Implementing a Liquidity Provider Program in support of European Union Allowance contracts, Certified Emission Reduction contracts, Cross-State Air Polition Rule contracts and California Carbon Allowance contracts. NYMEX #12-207 |
06/18/2012 |
Certified |
07/03/2012 |
|
2 |
| GREENX |
Implementing a Green Exchange Trading Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-08 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| GREENX |
Implementing a Green Exchange Broker Member Incentive Program in support of certain Green X products that are executed on Globex or submitted for Clearing via ClearPort. GREENX #2012-09 |
04/09/2012 |
Certified |
04/24/2012 |
|
1 |
| NYMEX |
Implementing a Flex Energy Futures and Options Incentive Program in support of certain NYMEX energy products. CME #11-484 |
12/07/2011 |
Certified |
12/22/2011 |
|
2 |
| CME |
Implementing a Fee Waiver Program in support of Sovereign Yield Spread Futures products traded on Globex. CME #11-417 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Platinum and Palladium Options on Globex. NYMEX #13-044 |
02/13/2013 |
Certified |
03/01/2013 |
|
1 |
| CBOT |
Implementing a Fee Waiver Program in support of On-The-Run Treasury Futures products traded on Globex. CBOT #11-418 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a fee waiver program in support of Natural Gas Basis energy products on Globex. NYMEX #13-383 |
11/29/2013 |
Certified |
12/14/2013 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Henry Hub Natural Gas Look Alike Financial Futures Fee Waiver Program. NYMEX #12-170 |
06/13/2012 |
Certified |
06/28/2012 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Henry Hub Natural Gas Last Day Financial futures contracts traded on Globex. NYMEX #11-512 |
12/14/2011 |
Certified |
12/30/2011 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of Dow Jones CME FX$Index futures products traded on the Globex platform. CME #11-494 |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of CME-Short Term Interest Rate Options on Globex. CME #13-338 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
| NYMEX |
Implementing a fee waiver program in support of certain Iron Ore and Asian Rebar contracts that are trading on the NYMEX trading floor or submitted for clearing to the CME Clearing House. NYMEX #12-353 |
11/05/2012 |
Certified |
11/21/2012 |
|
1 |
| CBOT |
Implementing a Fee Waiver Program in support of CBOT Wheat Futures and Options products traded on Globex. CBOT #12-201 |
06/13/2012 |
Certified |
06/28/2012 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Brent Crude Oil Last Day Financial futures contracts traded on Globex. NYMEX #11-503 |
12/15/2011 |
Certified |
01/03/2012 |
|
1 |
| NYMEX |
Implementing a Fee Waiver Program in support of Brent 25-Day Futures contracts traded on Globex. NYMEX #11-440 |
11/29/2011 |
Certified |
12/14/2011 |
|
1 |
| CBOT |
Implementing a Fee Waiver Program in support of Black Sea Wheat Futures products traded on Globex. CBOT #12-147 |
05/22/2012 |
Certified |
06/07/2012 |
|
1 |
| CCFE |
Implementing a fee waiver for certain contract expiration fees for the December 2010 expiration for its Carbon Financial Instrument futures and options contracts. CCFE #10-08 |
12/14/2010 |
Certified |
12/14/2010 |
|
1 |
| COMEX |
Implementing a fee discount program in support of COMEX 1000oz Silver Futures Contract. COMEX #13-200 |
05/31/2013 |
Certified |
06/15/2013 |
|
1 |
| NYMEX |
Implementing a Crude Oil Spread Market Making Incentive Program. NYMEX #11-500 |
12/20/2011 |
Certified |
01/06/2012 |
|
2 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program for certain NYMEX energy products, including those that are traded on the CME Globex Platform. NYMEX #12-015 |
01/13/2012 |
Certified |
01/30/2012 |
|
2 |
| NYMEX |
Implementing a Cross-Venue Incentive Program for certain NYMEX energy products, including those that are traded on the CME Globex platform, traded via open outcry on NYMEX and over-the-counter energy products cleared by NYMEX. NYMEX #11-413 |
12/20/2011 |
Withdrawn |
01/05/2012 |
|
2 |
