| COMEX |
Implementation of the APAC Copper Options Liquidity Provider Program |
04/12/2019 |
Certified |
04/26/2019 |
|
2 |
| CME |
Implementation of the Anchor Bank Program for FX Futures Calendar Spreads |
12/11/2017 |
Certified |
12/26/2017 |
|
2 |
| COMEX |
Implementation of the Aluminum Options Liquidity Provider Program |
07/12/2022 |
Certified |
07/26/2022 |
|
2 |
| COMEX |
Implementation of the Aluminum Market Development Program |
04/26/2022 |
Certified |
05/10/2022 |
|
2 |
| NYMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| COMEX |
Implementation of the Aluminum Large Participant Development Program |
12/12/2023 |
Certified |
12/27/2023 |
|
2 |
| COMEX |
Implementation of the Aluminum Futures Volume Pool Incentive Program |
12/16/2014 |
Certified |
12/31/2014 |
|
2 |
| CBOT |
Implementation of the Agriculture Calendar Spread Options Incentive Program |
03/17/2021 |
Certified |
03/31/2021 |
|
1 |
| CBOT |
Implementation of the Agriculture Block Broker Volume Incentive Program |
04/11/2023 |
Certified |
04/25/2023 |
|
1 |
| CBOT |
Implementation of the Agricultural Short Term Option Incentive Program |
01/05/2023 |
Certified |
01/20/2023 |
|
1 |
| CBOT |
Implementation of the Agricultural Commercial Block Options Incentive Program |
01/13/2023 |
Certified |
01/30/2023 |
|
1 |
| CME |
Implementation of the Agricultural Commercial Block Options Incentive Program |
01/13/2023 |
Certified |
01/30/2023 |
|
1 |
| NYMEX |
Implementation of the Agency Broker Cross (ABC) Fee Type. NYMEX/COMEX #14-163 |
05/23/2014 |
Certified |
06/10/2014 |
|
2 |
| COMEX |
Implementation of the Agency Broker Cross (ABC) Fee Type. NYMEX/COMEX #14-163 |
05/23/2014 |
Certified |
06/10/2014 |
|
2 |
| CME |
Implementation of the Adjusted Interest Rate FTSE 100 Total Return Index Futures Volume Incentive Program |
06/15/2021 |
Certified |
06/29/2021 |
|
2 |
| CME |
Implementation of the Adjusted Interest Rate FTSE 100 Total Return Index Futures Broker Rebate Program |
06/10/2021 |
Certified |
06/24/2021 |
|
2 |
| CME |
Implementation of the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
09/02/2020 |
Certified |
09/17/2020 |
|
2 |
| CME |
Implementation of the ?STR Futures Hedge Fund Incentive Program |
05/13/2024 |
Certified |
05/28/2024 |
|
2 |
| CME |
Implementation of the ?STR Futures Bank Incentive Program |
05/13/2024 |
Certified |
05/28/2024 |
|
2 |
| CBOT |
Implementation of the 3-Year Note Futures Market Maker Program |
06/15/2020 |
Certified |
06/29/2020 |
|
1 |
| CME |
Implementation of the 3-Month ?STR Options Market Maker Program |
04/25/2024 |
Certified |
05/09/2024 |
|
1 |
| MGE |
Implementation of SPIKES Policy and Procedure |
11/27/2020 |
Certified |
12/11/2020 |
|
1 |
| NYMEX |
Implementation of Special Price Fluctuation Limit Rules for Certain NYMEX Metals Futures and Options Contracts |
12/05/2014 |
Certified |
12/19/2014 |
|
2 |
| CME |
Implementation of S&P 500 Floor Broker Incentive Program. CME #14-214 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
| NFX |
Implementation of New Self-Match Prevention Functionality |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| CBOT |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NYMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| COMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| COMEX |
Implementation of New COMEX Rule 589 ("Special Price Fluctuation Limits") for Certain Metals Futures and Options Contracts |
12/05/2014 |
Certified |
12/19/2014 |
|
2 |
| CME |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CBOT |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| NYMEX |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| COMEX |
Implementation of New CME/CBOT/NYMEX/COMEX Rule 825 ("Segregation of Performance Bond") |
03/04/2016 |
Certified |
03/18/2016 |
|
1 |
| CME |
Implementation of New CME Rule 589 ("Special Price Fluctuation Limits") for Certain Foreign Exchange Futures and Options Contracts |
12/05/2014 |
Certified |
12/19/2014 |
|
2 |
| CBOT |
Implementation of New CBOT Rule 589 ("Special Price Fluctuation Limits") for Certain Interest Rate Futures and Option Contracts |
12/05/2014 |
Certified |
12/19/2014 |
|
2 |
| NFX |
Implementation of Modifications to the NFX Trading System. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| MGE |
Implementation of MGEX SPIKES Market Maker Program |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
| MGE |
Implementation of MGEX SPIKES Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
4 |
| MGE |
Implementation of MGEX SPIKES Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
4 |
| MGE |
Implementation of MGEX SPIKES Market Maker Program |
10/31/2019 |
Certified |
11/15/2019 |
|
3 |
| MGE |
Implementation of MGEX SPIKES Customer Volume Incentive Program |
02/13/2023 |
Certified |
02/28/2023 |
|
3 |
| CME |
Implementation of Implied Functionality Eligibility for Five (5) Foreign Exchange (FX) Futures Contracts and Related Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table |
11/29/2022 |
Certified |
12/13/2022 |
|
1 |
| COMEX |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5. |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CME |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5 |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CBOT |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5 |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| NYMEX |
Implementation of Derived Block Trade Eligibility for all CME E-mini S&P Select Sector Futures and CBOT Dow Jones US Real Estate Index Futures Contracts and Issuance of CME Group Market Regulation Advisory Notice RA2202-5 |
05/06/2022 |
Certified |
05/20/2022 |
|
1 |
| CME |
Implementation of CME FX EFP Surchange Volume Incentive Program. CME #11-509 |
12/14/2011 |
Certified |
12/21/2011 |
|
1 |
| CBOT |
Implementation of CBOT Black Sea Wheat Futures Market Making Program. CBOT #12-146 |
05/21/2012 |
Certified |
06/06/2012 |
|
2 |
| MGE |
Implementation of BRIXX Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
3 |
