NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 4 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 3 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 2 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Incentive Program 1 |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
NODAL |
continuation of the Nodal Exchange Environmental Broker Incentive Program |
06/10/2019 |
Certified |
06/24/2019 |
|
3 |
ICE US |
Consolidation of Rules 27.27 and 6.06A into a single Rule on Limitations of Liability of IFUS. |
10/13/2015 |
Certified |
10/27/2015 |
|
1 |
ICE US |
Consolidation of IFUS Chapters 4 and 27 and updating cross references in various chapters and FAQs. |
07/14/2017 |
Notified |
07/14/2017 |
|
1 |
OCX |
Consolidating Definitions, Removing Obsolete Definitions and Clarifying Rules in the OneChicago Rulebook- Chapter 1 |
03/14/2019 |
Certified |
03/28/2019 |
|
1 |
NYMEX |
Conforms the COMEX EFP, EFS, EFO and Block rules to the language in the parallel NYMEX Division rules, allows submission through the ClearPort Clearing Trade Entry Portal and other associated changes. NYMEX #07.98 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
ICE US |
Conforms rules to previous Bylaws amendments, Changes trading hours for Sugar No. 11, Amends the minimum Block threshold for Cocoa, Eliminates the 5 person arbitration panels, and Specifies discovery time frame for arbitrations. ICE US #08-50 |
09/10/2008 |
Certified |
10/23/2008 |
|
1 |
ICE US |
Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 |
02/01/2007 |
Certified |
09/17/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
KCBT |
Conforming rule amendments pursuant to the transfer of its clearing activity from the KCBTCC to CME. KCBT #13-107R |
03/28/2013 |
Certified |
04/12/2013 |
|
2 |
KCBT |
Conforming Amendments to KCBT Rules 301.01, 921.00, 922.00, 1001.01, 1001.02 and 1139.00 |
12/26/2012 |
Certified |
01/11/2013 |
|
1 |
ICE US |
Conforming Amendment to Rule 4.07, the amendment limits the prohibition to cash and carry exemptions. ICE US #13-3 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
KEX |
Confidential update to Exhibit K Analysis of Dues, Fees and other Charges |
05/03/2021 |
Certified |
05/14/2021 |
|
2 |
KEX |
CONFIDENTIAL Rule changes regarding Kalshi's Fall 2021 Trading Incentive Program. (If text needed for public posting: Rule changes.) |
10/01/2021 |
Withdrawn |
10/13/2021 |
|
2 |
KEX |
Confidential referral program (requiring trading) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
5 |
CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
KEX |
Confidential filing of referral program (flexible) |
10/12/2021 |
Withdrawn |
10/13/2021 |
|
2 |
LEDGERX |
Compliance Manual Version Control |
10/22/2021 |
Notified |
10/22/2021 |
|
3 |
LEDGERX |
Compliance Manual Amendments |
10/27/2021 |
Certified |
11/10/2021 |
|
3 |
NFX |
Competitor Reponses Incentive Program |
07/17/2019 |
Certified |
07/31/2019 |
|
2 |
CDE |
Commencement of a Liquidity Provider Program for certain Eris Exchange Interest Rate Swap Futures Contracts are listed for trading by the Exchange. ERISDCM #2013-02 |
01/11/2013 |
Certified |
01/29/2013 |
|
1 |
COMEX |
COMEX Gold Kilo Futures Volume Incentive Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
COMEX |
COMEX Gold Kilo Futures Market Maker Program |
01/08/2015 |
Certified |
01/23/2015 |
|
2 |
NYMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
NFX |
Combination Orders and Definitions |
04/15/2016 |
Certified |
04/29/2016 |
|
1 |
NFX |
Combination Order Quotes and Kill Switch |
04/01/2015 |
Certified |
04/15/2015 |
|
1 |
NFX |
Combination and Implied Orders |
02/24/2015 |
Certified |
03/10/2015 |
|
1 |
NFX |
Combination and Implied Orders |
07/07/2015 |
Certified |
07/21/2015 |
|
1 |
COIN |
Coinbase Derivatives Exchange Lead Market Maker Program (Refile) |
02/10/2023 |
Certified |
02/27/2023 |
|
3 |
CBOT |
Codify the e-cbot "no-bust" range for CBOT 30 Year Interest Rate Swap futures. CBOT #2772.01 |
03/15/2007 |
Certified |
03/15/2007 |
|
1 |
ICE US |
Codify current Exchange procedures regarding transfers, including corrections of errors, circumstances in which president may allow transfer changing beneficial owner, treatment of concurrent long and short positions held by same trader in notice period. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
MGE |
Codifies the transition from both open outcry and electronic trading to exclusively electronic trading for futures effective December 22, 2008. |
12/19/2008 |
Certified |
12/31/2008 |
|
1 |
CBOT |
Codifies the no-bust range for 30-year interest rate swap futures. CBOT No. 2772.01. |
03/15/2007 |
Certified |
03/22/2007 |
|
1 |
CFE |
Codifies the manner in which the daily settlement price is determined for Volatility Index futures, S&P 500 Three Month Variance futures, Mini VIX futures, Weekly Options on VIX futures and S&P 500 Twelve-Month Variance futures. CFE #2011-10 |
04/07/2011 |
Certified |
12/22/2011 |
|
1 |
CBOT |
Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
CBOT |
Codifies the e-cbot No-Bust Error Trade Policy for CBOT Credit Default Swap Index futures. CBOT Submission #2800.01 |
06/22/2007 |
Certified |
06/22/2007 |
|
1 |
CBOT |
Codifies the e-cbot "No-Adjust" Range for CBOT mini-sized Corn, mini-sized Wheat and mini-sized Soybean Futures. CBOT No. 2786.01 |
05/10/2007 |
Certified |
05/10/2007 |
|
1 |
CBOT |
Codifies the delegated authority of the Chairman and Vice Chairman of the Board and the Chief Executive Officer, acting together, to make and amend Exchange Rules. CBOT #2823.01 |
09/20/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
CME/CBOT Market Regulation Advisory Notices RA1006-3 and RA1007-3 issued based on the upcoming October 24, 2010 launch of trading in CBOT-2, 5-and 10 Year On-the-Run ("OTR") Treasury Yield futures. CME/CBOT #10-299 |
10/15/2010 |
Certified |
06/08/2011 |
|
1 |
CBOT |
CME/CBOT Market Regulation Advisory Notices RA1006-3 and RA1007-3 issued based on the upcoming October 24, 2010 launch of trading in CBOT-2, 5-and 10 Year On-the-Run ("OTR") Treasury Yield futures. CME/CBOT #10-299 |
10/15/2010 |
Certified |
06/08/2011 |
|
1 |
CME |
CME/CBOT Market Regulation Advisory Notice RA1303-3 and NYMEX/COMEX RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
CME |
CME/CBOT Market Advisory Notices RA1003-3 and RA1004-3 delisting various options. CME/CBOT #10-187 |
06/30/2010 |
Certified |
12/17/2010 |
|
1 |
CME |
CME Group Issuance of Market Regulation Advisory Notice RA1102-5 concerning the Use of Wireless LAN Equipment on the Trading Floors. CME/CBOT/NYMEX/COMEX #11-179 |
05/03/2011 |
Certified |
05/03/2011 |
|
1 |
CBOT |
CME Group Issuance of Market Regulation Advisory Notice RA1102-5 concerning the Use of Wireless LAN Equipment on the Trading Floors. CME/CBOT/NYMEX/COMEX #11-179 |
05/03/2011 |
Certified |
05/03/2011 |
|
1 |
NYMEX |
CME Group Issuance of Market Regulation Advisory Notice RA1102-5 concerning the Use of Wireless LAN Equipment on the Trading Floors. CME/CBOT/NYMEX/COMEX #11-179 |
05/03/2011 |
Certified |
05/03/2011 |
|
1 |
COMEX |
CME Group Issuance of Market Regulation Advisory Notice RA1102-5 concerning the Use of Wireless LAN Equipment on the Trading Floors. CME/CBOT/NYMEX/COMEX #11-179 |
05/03/2011 |
Certified |
05/03/2011 |
|
1 |
CME |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |