CBOT |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |
NYMEX |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |
CBOT |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
CME |
Cleans up CME & CBOT rules in connection with the Migration of CBOT contracts from e-cbot to Globex. Submission #08-09R |
01/14/2008 |
Certified |
01/30/2008 |
|
1 |
OCX |
Clarifying the term "without delay" in regards to the reporting/posting of a bi-lateral Exchange of Future for Physical and bi-lateral Block Trades to OCX. #2012-13 |
06/19/2012 |
Certified |
07/04/2012 |
|
1 |
OCX |
Clarifying the distinction of an Exchange of Futures for Physical "EFP" transaction. OCX #2012-04 |
03/09/2012 |
Certified |
03/26/2012 |
|
1 |
NODAL |
Clarifying provisions and adding uniform agreement to the Nodal Exchange Broker Agreement |
05/11/2023 |
Certified |
05/25/2023 |
|
2 |
CME |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Certified |
11/26/2014 |
|
2 |
CBOT |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
COMEX |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
NYMEX |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
ICE US |
Clarifying amendments to Annex B of the Exchange's bylaws concerning fees as set forth in Exhibit A. ICE US #13-7 |
01/16/2013 |
Certified |
02/01/2013 |
|
1 |
ICE US |
Clarifying amendment to the requirements for tri-party EFRP transactions. |
07/13/2023 |
Certified |
07/27/2023 |
|
1 |
MGE |
Clarify the jurisdiction authority of the Exchange over any person initiating or executing a transaction on or subject to the rules of the Exchange directly or through an intermediary. |
08/08/2012 |
Approved |
08/21/2012 |
|
1 |
MGE |
Clarify recordkeeping requirements under Regulation 2009; and remove certain restrictions on the fees amounts under Regulation 2020.00 |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
NADEX |
Clarify means to connect by FIX; rename Post-Only Order as Post-Only Quote and define; Amend fee for FIX connection |
06/30/2016 |
Certified |
07/15/2016 |
|
1 |
NADEX |
Clarify definitions of Long and Short Variable Payouts; Amend definition of "emergency"; Add language re who can trade; Clarify limiting of messages submitted to the Exchange; Amend language regarding Nadex authority when underlying unavailable |
10/21/2019 |
Certified |
11/04/2019 |
|
1 |
ELX |
Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. |
07/13/2009 |
Certified |
07/13/2009 |
|
1 |
ICE US |
Clarifies the times certain settlement procedures are to be used in the context of physical emergencies. ICE US #08-43R |
07/31/2008 |
Certified |
08/13/2008 |
|
1 |
ELX |
Clarifies the time and date by which an EFRP for a maturing contract must be submitted to the Exchange and Codifies the early close on the Last Trading Day for the relevant contracts, both effective for trade date September 21, 2009. ELX #2009-12 |
09/17/2009 |
Certified |
10/22/2009 |
|
1 |
ELX |
Clarifies the responsibilities of ELX Participants for procedures to assure compliance by authorized customers, authorized traders and supervised persons. |
07/09/2009 |
Certified |
07/15/2009 |
|
1 |
CME |
Clarifies the Pre-Execution Discussion of Trades Under the GLOBEX Call Market Trading Algorithm to Explicitly Identify Applicable Contracts. CME No. 07-24 |
04/11/2007 |
Certified |
04/24/2007 |
|
1 |
CCFE |
Clarifies the minimum block size for CCFE's new California Climate Action Reserve - Climate Reserve Tons. CCFE #09-03 Supplement |
02/20/2009 |
Certified |
04/17/2009 |
|
1 |
CME |
Clarifies the fee rule for the S&P GSCI ER Swap Contracts. CME #09-135R |
07/28/2009 |
Certified |
07/28/2009 |
|
1 |
NYMEX |
Clarifies the daily settlement procedures for the Three Minute-Marker Futures Contracts and Three Calendar Month Swap Futures Contracts for Crude Oil, RBOB Gasoline and Heating Oil Listed on ClearPort and on the NYMEX Trading Floor. NYMEX #09.128 |
07/01/2009 |
Certified |
07/02/2009 |
|
1 |
CME |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
CBOT |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
NYMEX |
Clarifies the consequences attendant to a member or member firm's failure to pay Exchange-issued disciplinary fines and restitution orders within the prescribed time period (Rule 444). CME/CBOT/NYMEX #09-082 |
04/27/2009 |
Certified |
06/22/2009 |
|
1 |
ICE US |
Clarifies the Circumstances When an Order Submitted Outside of the "Reasonability Limits" May be Executed (Albeit at a Different Price). NYBOT No.07-28 |
04/12/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
NYMEX |
Clarifies the "first" and "second" parties who engage in pre-execution discussions; Deletes references to NYMEX ACCESS in Rule 11.57A. NYMEX #07.132 |
12/05/2007 |
Certified |
12/11/2007 |
|
1 |
CFE |
Clarifies that transfers of positions pursuant to Rule 420 may occur on the books of the same or different Clearing Members, permits 2 additional prices at which transfers of positions may be effected, and amends the CFE Fee Schedule. CFE # CFE-2009-10 |
03/18/2009 |
Certified |
08/10/2009 |
|
1 |
NYMEX |
Clarifies that the trading of Existing Platinum and Palladium Futures Contracts on ClearPort Clearing is through EFPs and EFSs. NYMEX #8.120R |
12/04/2008 |
Certified |
12/18/2008 |
|
1 |
CME |
Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
CBOT |
Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
NYMEX |
Clarifies that the responsibilities of a qualifying clearing firm for the members qualified by that firm is limited to certain financial obligations (Rules 901 and 903). CME/CBOT/NYMEX #09.121 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |
CME |
Clarifies that the reference in CME Rule 578.D to CBOT Rule 5B.19 is a reference to a former CBOT rule. CME #09-025 |
02/13/2009 |
Certified |
02/13/2009 |
|
1 |
NYMEX |
Clarifies that the reference change from NYMEX ClearPort to CME ClearPort applies to any references to ClearPort that are contained on the Exchange website and in published materials in addition to the rules and chapter. NYMEX #09-60R |
04/09/2009 |
Certified |
04/17/2009 |
|
1 |
NYMEX |
Clarifies that the disciplinary or floor commitee that issued the fine and or restitution order to a clerk also serves as the Hearing Panel that will determine any waiver sought by a Member or Member Firm. NYMEX #08.85 |
08/27/2008 |
Certified |
09/03/2008 |
|
1 |
NYMEX |
Clarifies that Summary Procedures for Denial of Access apply to all NYMEX ClearPort Clearing transactions; clarifies that NYMEX ClearPort Trading Users and Agents are included as parties covered. NYMEX #07.143 |
12/20/2007 |
Certified |
01/07/2008 |
|
1 |
KCBT |
Clarifies that Orders Entered for Execution During Normal Trading Hours Remain Executable During the Post Settlement Session Unless Cancelled. |
05/02/2007 |
Certified |
05/04/2007 |
|
1 |
NYMEX |
Clarifies that multiple accounts of the same customer may be aggregated in order to meet the minimum quantity threshold for Block Trades. NYMEX #07.127 |
11/20/2007 |
Certified |
11/27/2007 |
|
1 |
OCX |
Clarifies that for EFPs that are matched on OneChicago BETS, the securities portion of the transaction must be completed and submitted to the market centers designated by the Exchange. |
02/05/2008 |
Certified |
03/18/2008 |
|
1 |
ICE US |
Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 |
10/11/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
CME |
Clarifies Rule 140.E, regarding PAS holders access to the trading floor, in connection with the Rulebook Harmonization Project. CME #07-98 |
11/30/2007 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Clarifies requirements for submitting EFP, EFS, EOO or Block or DME trades through the ClearPort Clearing portal. NYMEX #8.69 |
07/10/2008 |
Certified |
09/29/2008 |
|
1 |
ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Clarifies Procedures Related to Holiday Schedule and Unanticipated Closures. NYMEX No. 07.27 |
02/16/2007 |
Certified |
02/16/2007 |
|
1 |
ICE US |
Clarifies personal electronic devices prohibition, Authorizes licensing of additional FCOJ stores; Conforms Standing Resolution No. 6 to prior amendments; Allows block trades in USDX contracts; Adopts a Russell Options Market Maker Program. ICE US #08-39 |
06/12/2008 |
Certified |
07/22/2008 |
|
1 |
NADEX |
Clarifies Market Maker Permissible Order Types, Fee Schedule to Account for Market Maker Balance Adjustment Resulting from Executed non-Post-Only Orders and API Fees. |
03/31/2014 |
Certified |
04/15/2014 |
|
1 |
CCFE |
Clarifies language of Rule 302 - Trading Privilege Holders CCFE #08-11 |
04/25/2008 |
Certified |
05/21/2008 |
|
1 |