Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CFE Change in Ownership of CBOE Futures Exchange, LLC, effective June 18, 2010. 06/18/2010 Certified 06/23/2010 1
ICE US Change in open outcry hours for Sugar No. 14. NYBOT No. 07-23 03/16/2007 Certified 03/16/2007 On 09/03/07 NYBT was renamed ICE US 1
ICE US Change in Exchange and Clearing Fees-- Passout credits not applicable to trades executed electronically. NYBOT No. 07-22. 03/14/2007 Certified 03/21/2007 On 09/03/07 NYBT was renamed ICE US 1
CME Change in Electronic Trading Hours for Lumber Futures/Options. CME #10-170 06/16/2010 Certified 06/16/2010 1
NYLIFFE Change in Daily Settlement Time and Procedures for Non-US Based mini MSCI Index Futures. NYLIFFE #2011-123 08/09/2011 Certified 08/24/2011 1
CME Change in CME Globex Trading Hours from 5:00pm Central Time to 2:00pm Central Time (next day) to 8:15am Central Time to 3:pm Central Time for S&P/Case-Shiller HPI futures an options traded on CME Globex. CME #13-344 08/19/2013 Certified 09/04/2013 1
NODAL CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 10/15/2015 Withdrawn 10/16/2015 1
NODAL CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Delayed Nodal Exchange Trading Hours for the day of October 19, 2015 to begin at 10:00am. 10/16/2015 Certified 10/30/2015 1
NODAL CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. 11/13/2015 Certified 11/30/2015 2
NODAL CFTC Regulation 40.6(a) certification of amendments to the Nodal Exchange Participant Agreement regarding the terms of access to Exchange information and materials by FCM Clearing Members that are not trading participants on the Exchange; misc. typos. 06/24/2015 Certified 07/09/2015 1
NODAL CFTC Reg 40.6(a) certification of new Nodal Exchange incentive program for its natural gas futures contracts 11/20/2015 Certified 12/07/2015 3
NODAL CFTC Reg 40.6(a) certification of amendments to Nodal Exchange Rules related to Exchange enforcement 01/07/2016 Certified 01/22/2016 2
CFE CFE submits an Addendum to the Regulatory Services Agreement that CFE has in place with the NFA. CFE #2013-08 02/07/2013 Certified 02/23/2013 1
CFE CFE Rule Amendments to provide for the appointment of a designated primary market maker; to replace current lead market maker program; to extend the current expiration date of the DPM Benchmarks. CFE #2013-19 05/01/2013 Certified 05/16/2013 1
CFE CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 10/17/2013 Certified 11/01/2013 1
CFE CFE rule amendment to revise CFE Policy and Procedure X (DPM Market Performance Benchmarks Program). CFE #2011-16 06/16/2011 Certified 06/30/2011 1
CFE CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 06/02/2014 Certified 06/17/2014 1
CFE CFE rule amendment to permit service of any charges, notices or other documents on Trading Privilege Holder's, Subject's or other Person's counsel. CFE #2013-29 07/16/2013 Certified 07/31/2013 1
CFE CFE rule amendment to enhance the financial surveillance and financial integrity of FCMs that are TPHs and to reflect the Final Rule adopted by the Commission, (Customer Protection Rule) CFE #2014-07 04/11/2014 Certified 04/26/2014 1
CFE CFE rule amendment to eliminate All or None Orders on CFE. CFE #2013-40 12/06/2013 Certified 12/21/2013 1
CFE CFE rule amendment to codify in Rule 404A (Trade at Settlement Transactions) the time periods during which Trade at Settlement (TAS) orders and quotes may be entered into CFE's trading system. 07/23/2015 Certified 08/06/2015 1
CFE CFE Rule Amendment to clarify and update various CFE rule provisions. CFE #2014-15 06/13/2014 Certified 06/28/2014 1
CFE CFE rule amendment to amend CFE Rule 620 (Disruptive Practices) and add CFE Policy and Procedure XVIII to provide further guidance on prohibited disruptive trading practices. 07/16/2015 Certified 07/30/2015 1
CFE CFE rule amendment to allow for the CFE Board of Directors to appoint a Lead Director 07/01/2022 Certified 07/18/2022 2
CFE CFE rule amendment relating to the requirements applicable to foreign CFE Trading Privilege Holders. CFE #2013-26 05/31/2013 Certified 06/15/2013 1
CFE CFE rule amendment related to electronic reporting to CFE of Exchange of Contract for Related Position transactions and Block Trades. CFE #2014-08 04/11/2014 Certified 04/26/2014 1
CFE CFE rule amendment related to certain rules governing the listing and trading of security futures on the Exchange. The changes made to conform certain CFE rules to current parallel rules of OneChicago, LLC. CFE #2011-05 03/18/2011 Certified 05/17/2011 1
CFE CFE is amending its Fee Schedule to include a fee for 10 gigabit per second Network Access Ports to CFE's disaster recovery site. 04/21/2015 Certified 05/05/2015 1
CFE CFE Fee Schedule Updates 05/04/2023 Certified 05/18/2023 1
CFE CFE Fee Schedule Updates 03/15/2023 Certified 03/29/2023 1
CFE CFE Broker Incentive Program 02/10/2023 Certified 02/27/2023 2
CFE CFE amendment adds Rule 412B(b) to make clear that Persons that are not CFE Trading Privilege Holders to report to the Commission reportable positions and related information relating to CFE contracts. CFE #2013-10 03/01/2013 Certified 03/16/2013 1
ICE US Certifies the Exchange for Related Position Frequently Asked Questions ("EFRP FAQ"). ICE US #13-26 03/08/2013 Withdrawn 03/22/2013 1
ELX Certifies Emergency Rule Amendments to ELX Rules IV-19 (Emergencies) and IV-22 (Market Opening). ELX #2009-014 09/30/2009 Certified 12/10/2009 1
ELX Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. 07/02/2009 Certified 10/06/2009 1
CFE Certifies amendments to certain CBOE rules that were previously incorporated, by reference, into the CFE Rulebook. CFE # CFE-2008-08 10/15/2008 Certified 10/28/2008 1
NFX Certification to amend certain elements of the trading incentive program for certain energy contracts. 09/08/2017 Certified 09/22/2017 2
NFX Certification relating to extension of tenors for certain financial futures contracts listed on NFX. 08/06/2018 Certified 08/20/2018 2
NODAL Certification providing description of the Nodal Exchange Incentive Program for Brokers. 11/13/2015 Certified 11/30/2015 2
NODAL Certification of revision to Nodal Exchange Power Incentive Program III that clarifies terms of trading incentives 08/28/2017 Certified 09/12/2017 3
MGE Certification of relief from MGEX Rules 2.3.1., 2.3.1., 3.1.2., and 742.01. 03/18/2020 Certified 04/01/2020 1
CDE Certification of Incentive Program for Default Auction Liquidity Providers 11/02/2023 Certified 11/17/2023 2
ICE US Certification of Emergency Action Regarding MF Global, Inc. ICE US #11-81 11/01/2011 Certified 11/17/2011 1
CDE Certification of CDE transaction fees for financially-settled margined futures products 11/02/2023 Certified 11/17/2023 1
CDE Certification of CDE License Incentive Program for FCMs 11/02/2023 Certified 11/17/2023 2
MGE Certification of amendments to Regulations 2054.00. and 2054.01. 11/07/2014 Certified 11/24/2014 1
MGE Certification of amendments to Regulation 2007.00. and new Regulation 2007.01. 12/17/2014 Certified 01/02/2015 1
NFX Certification of 2017 Trading Calendar. 11/16/2016 Withdrawn 11/17/2016 4
CFE Certification and Listing of Security Futures Products for trading on CFE. CFE #2011-28 12/22/2011 Certified 01/09/2012 1
TRUEEX certifcation of fees for Block Trades on the DCM Trading System 11/30/2015 Certified 12/14/2015 1