| CBOT |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| NYMEX |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
| CME |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| CBOT |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| NYMEX |
Amends Quotation Changes Interpret to clarify policy that requests for next day pricing corrections are valid only in outright options, options spreads and combination, not in outright futures or futures-only spreads. CME/CBOT/NYMEX #09-215 |
09/25/2009 |
Certified |
10/26/2009 |
|
1 |
| NADEX |
Amends Product Schedule Guidelines for Holidays. |
05/27/2010 |
Certified |
05/27/2010 |
|
1 |
| KCBT |
Amends Post Settlement Session Rule 1111.04 to allow trading at prices up to the settlement price when the settlement price is above/below the high/low of the day at the time the market closes. |
03/13/2009 |
Certified |
04/30/2009 |
|
1 |
| NYMEX |
Amends Position Reporting as it Relates to Dubai Mercantile Exchange. NYMEX #07.45 |
05/21/2007 |
Certified |
05/25/2007 |
|
1 |
| NFX |
Amends PBOT's Articles of Incorporation and Rules 19 and 30-49 in order to change the name to NASDAQ OMX Futures Exchange, Inc. (NFX) PBOT #2009-01 |
01/15/2009 |
Certified |
02/18/2009 |
|
1 |
| NFX |
Amends PBOT's Articles of Incorporation and By-Laws, and Provides a Notice to Members regarding PBOT shares. PBOT #2008-01 |
01/11/2008 |
Certified |
01/31/2008 |
|
1 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| OCX |
Amends OneChicago, LLC Operating Agreement to reflect the addition of Public Directors. |
01/26/2010 |
Certified |
02/02/2010 |
|
1 |
| OCX |
Amends OCX Rules 116A and submission of New Rules 152A and 207(o), provding for the Chief Reguolatory Officer and the Regulatory Oversight Committee. |
12/31/2009 |
Certified |
01/22/2010 |
|
1 |
| OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| OCX |
Amends OCX Rule 419 (Regulatory Halts), to clarify the effective time of a halt on the Exchange. |
11/03/2009 |
Certified |
11/27/2009 |
|
1 |
| NYLIFFE |
Amends NYSE Liffe US Disciplinary Procedures. NYSE Liffe US 2009-120 |
11/18/2009 |
Certified |
01/22/2010 |
|
1 |
| NYMEX |
Amends NYMEX's Schedule of Adminstrative Fees under Rule 11G.588.J. NYMEX #09.25 |
02/13/2009 |
Certified |
02/13/2009 |
|
1 |
| NYMEX |
Amends NYMEX Rule 813.B(B) to explicitly include the E-mini Gold Futures and E-mini Silver Futures contracts. NYMEX #09.85 |
05/08/2009 |
Certified |
05/08/2009 |
|
1 |
| NYMEX |
Amends NYMEX Rule 536.F regarding the compliance of sanctions and violations aligned with CME and CBOT. CME/CBOT/NYMEX #09-318 |
12/28/2009 |
Certified |
01/11/2010 |
|
1 |
| NYMEX |
Amends NYMEX Rule 528 to eliminate discrepancies between the price reporting requirements for NYMEX and COMEX members based on the migration of NYMEX products to the CME Clearing System. NYMEX No. 09-230 |
10/01/2009 |
Certified |
10/15/2009 |
|
1 |
| NYMEX |
Amends NYMEX Rule 11G.588K regarding No-Bust Ranges for products listed on Globex. NYMEX #9.05 |
01/16/2009 |
Certified |
01/16/2009 |
|
1 |
| NYMEX |
Amends NYMEX Chapter 2 to harmonize with CME/CBOT rules, eliminating the sponsorship requirements for NYMEX/COMEX membership applicants and removing the general requirement that applications be approved by a subcommittee. NYMEX #08.91 |
09/23/2008 |
Certified |
03/30/2010 |
|
1 |
| CME |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| CBOT |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| NYMEX |
Amends No-bust ranges. CME/CBOT/NYMEX #09-066R |
04/16/2009 |
Certified |
04/17/2009 |
|
1 |
| CME |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| CBOT |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NYMEX |
Amends No-Bust Range (Rule 588.G) to rename Dow AIG-ER Commodity Index to Dow UBS Commodity Index. CME/CBOT/NYMEX #09-239 |
10/13/2009 |
Certified |
10/13/2009 |
|
1 |
| NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
| NFX |
Amends NFX Bylaws to reflect name change of parent to Nasdaq, Inc. |
09/08/2015 |
Notified |
09/08/2015 |
|
1 |
| NADEX |
Amends NADEX holiday schedule for 2009 Japan Labor Thanksgiving Holiday and the US Thanksgiving Holiday. |
11/19/2009 |
Certified |
11/19/2009 |
|
1 |
| NADEX |
Amends MM Program Originally Submitted on 1/26/07 for SIG and DRW. See FILAC No. 07-10 and 07-11 |
02/14/2007 |
Certified |
02/16/2007 |
|
1 |
| MGE |
Amends MGEX Regulation 2060 to clarify the closing period for all MGEX Index contracts. |
10/26/2009 |
Certified |
11/03/2009 |
|
1 |
| NADEX |
Amends Membership Agreement, amends Rule 9.2 pertaining to the investigation completion timeframe, narrows strike interval width in Daily Bitcoin contracts and add additional strike levels. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| CBOT |
Amends Market Making Program in the CBOT Deferred Fed Funds futures contract. CBOT #2856.02R |
01/14/2008 |
Certified |
01/11/2008 |
|
1 |
| OCX |
Amends Market Maker Registration Policy and Procedures and to Rule 515 (Exclusion ofr Market Makers). |
06/09/2009 |
Certified |
07/10/2009 |
|
1 |
| CCFE |
Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 |
08/09/2007 |
Certified |
08/08/2007 |
|
1 |
| NADEX |
Amends Market Maker fees to $0.50 trading and settlement fees in all products. This submission affects Nadex as a DCM as trading fees are being amended, and as a DCO because settlement fees are being amended. |
02/20/2015 |
Certified |
03/06/2015 |
|
1 |
| NADEX |
Amends Market Maker Agreement to provide relief from market-making obligations in the even a Market Maker is holding a position in certain specified contracts that reaches or exceeds a level set forth in the applicable contract specifications in the Rules |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NADEX |
Amends listing schedule for Wall St 30, US Tech 100, US 500, and US SmallCap 2000 Contracts for trade date 12-28-11 and 1-4-12; no FTSE 100 and Germany 30 Contracts listed on 12-30-11; and no weekly FTSE 100 contracts for week of 12-26-11. |
12/12/2011 |
Certified |
12/28/2011 |
|
1 |
| CCFE |
Amends its rules regarding the Carbon Financial Instrument futures contract to include new eligibility requirements and allow additional deliverable instruments past 2012. CCFE #08-28 |
11/14/2008 |
Certified |
12/23/2008 |
|
1 |
| CCFE |
Amends its minimum contract requirement for block trades for Nitrogen Financial Instrument - Annual futures and options contracts - from 100 to 50 contracts. CCFE #08-14 |
06/04/2008 |
Certified |
06/30/2008 |
|
1 |
| NADEX |
Amends its holiday schedule for the Memorial Day 2009 Holiday |
05/20/2009 |
Certified |
05/20/2009 |
|
1 |
| NADEX |
Amends its holiday schedule for the Independence Day 2009 holiday |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
| NADEX |
Amends its Holiday Schedule for the Christmas 2012 Holiday for the Week of December 24, 2012 |
12/07/2012 |
Certified |
12/22/2012 |
|
1 |
| NADEX |
Amends its Holiday Schedule for the Christmas 2008 and New Year's Day 2009 Holiday |
12/04/2008 |
Certified |
12/04/2008 |
|
1 |
| NADEX |
Amends its Holiday schedule for 2009 Japan Emperor's birthday Holiday and the 2009 US Christmas and 2010 US New Year Holidays |
12/29/2009 |
Certified |
12/29/2009 |
|
1 |
| NFX |
Amends IDEX XT Electronic Trading System Rules. NFX# SR-NFX-2009-03 |
03/12/2009 |
Certified |
03/19/2009 |
|
1 |
| NADEX |
Amends Hours of Trading (Rule 5.11) to extend exchange trading hours. |
10/16/2009 |
Certified |
10/23/2009 |
|
1 |
| NADEX |
Amends Holiday Trading Hours for the India 50 Contracts for January 26, 2010 India Republic Day Holiday |
01/21/2010 |
Certified |
01/21/2010 |
|
1 |
