| ICE US |
Amendments to Block Trade FAQ |
10/13/2017 |
Certified |
10/27/2017 |
|
1 |
| ICE US |
Amendments to Block Trade FAQ |
01/28/2019 |
Certified |
02/11/2019 |
|
1 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthy Futures Market Maker Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Market Maker Program |
02/25/2021 |
Certified |
03/10/2021 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
02/24/2021 |
Certified |
03/10/2021 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
09/25/2020 |
Certified |
10/09/2020 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Market Maker Program |
12/27/2019 |
Certified |
01/13/2020 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Contract Market Maker Program |
08/12/2020 |
Certified |
08/26/2020 |
|
2 |
| ICE US |
Amendments to Bakkt (USD) Daily Futures Market Maker Program |
09/12/2019 |
Certified |
09/26/2019 |
|
2 |
| ICE US |
Amendments to Bakkt Bitcoin (USD) Monthly Futures Contract Market Maker Program |
02/26/2020 |
Certified |
03/11/2020 |
|
2 |
| NFX |
Amendments to audit trail guidance originally filed as SR-NFX-2015-38 in the form of a Futures Regulatory Alert. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| NFX |
amendments to audit trail guidance originally filed as SR-NFX-2015-38 and amended in SR-NFX-2017-15 in the form of a Futures Regulatory Alert as set forth in Exhibit A. |
06/09/2017 |
Certified |
06/23/2017 |
|
1 |
| ICE US |
Amendments to Arb Blocks Liquidity Provider Program |
05/18/2020 |
Certified |
06/02/2020 |
|
2 |
| ICE US |
Amendments to Appendix II of Chapter 27 Exchange Messaging Policy which change the Weighted Volume Ration threshold for U.S. Dollar Index Futures from 100,000 messages per day to 150,000 messages per day. |
10/19/2015 |
Certified |
11/02/2015 |
|
1 |
| ICE US |
Amendments to Appendix I of Chapter 27 make explicit that the Exchange has the authority to apply adjusted trade prices to Limit and Stop Orders that would not ordinarily be subject to execution at the adjusted trade price. ICE US #11-28 |
05/19/2011 |
Certified |
06/30/2011 |
|
1 |
| ICE US |
Amendments to Appendix I of Chapter 27 and Guidelines for the treatment of short-term price spikes. ICE US #10-43 |
10/21/2010 |
Certified |
10/25/2010 |
|
1 |
| NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
| CME |
Amendments to AON-Eligibility, Inter-association Trading Restrictions and Issuance of CME Market Regulation Advisory Notices RA2201-2 and RA2202-2 |
04/14/2022 |
Certified |
04/28/2022 |
|
1 |
| NFX |
Amendments to an Exchange Rule and Reference Guides |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+Market Maker Program |
09/10/2020 |
Certified |
09/24/2020 |
|
2 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+ Member Firm Program |
09/10/2020 |
Certified |
09/24/2020 |
|
1 |
| ICE US |
Amendments renaming and adjusting the NYSE FANG+ Clearing Member Program |
09/10/2020 |
Certified |
09/24/2020 |
|
1 |
| NFX |
Amendments relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for fifteen new financially settled power futures contracts. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
| ELX |
Amendments regarding Rule V-9, Customer Funds. ELX #2012-14 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| COIN |
Amendments Re: Electronic Trading Risk Principles |
06/24/2021 |
Certified |
07/09/2021 |
|
1 |
| ICE US |
Amendments provide for pre-execution communications and new requirements for crossing option orders. ICE US #10-41 |
10/12/2010 |
Certified |
01/05/2011 |
|
1 |
| NFX |
Amendments lowering the minimum threshold requirements for futures contracts within certain asset classes based on an analysis of the liquidity and depth of the relevant futures contracts on the NFX platform. |
11/20/2018 |
Certified |
12/05/2018 |
|
3 |
| CDE |
Amendments for Ownership and Control Reporting |
09/13/2016 |
Certified |
09/27/2016 |
|
1 |
| ICE US |
Amendments extending Commercial Participant Open Interest Program |
12/13/2021 |
Certified |
12/28/2021 |
|
2 |
| MGE |
Amendments and deletions to MGEX bylaws to streamline the process to nominate candidates for the position of Director. |
07/19/2016 |
Certified |
08/02/2016 |
|
1 |
| ICE US |
Amendment to, and extension of, the Russell Mini Futures Maket Maker, Russell Member Firm Fee and Russell Individual Fee Programs; also extension of the USDX Member Fee Program. ICE US #10-27 |
06/28/2010 |
Certified |
07/05/2010 |
|
1 |
| TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| NFX |
Amendment to Trading Rules. |
12/29/2014 |
Certified |
01/13/2015 |
|
2 |
| NFX |
Amendment to Trading Hours for Energy Contracts |
07/08/2015 |
Certified |
07/22/2015 |
|
1 |
| NFX |
Amendment to Trading at Settlement Session |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
| NFX |
Amendment to Trading at Settlement (TAS) Orders for all energy futures and options contracts for two consecutive Open Sessions commencing the evening of November 23rd including and for trade date November 25, 2016. |
10/28/2016 |
Withdrawn |
10/28/2016 |
|
2 |
| KEX |
Amendment to the Volume Incentive Program for November to change the Qualifying Monthly Total Dollar Volume threshold for Tier 5, and the change the computation of Qualifying Monthly Total Dollar Volume with regard to annual indices contracts. |
10/19/2023 |
Certified |
11/01/2023 |
|
2 |
| KEX |
Amendment to the Volume Incentive Program effective December 2023 |
11/16/2023 |
Certified |
11/30/2023 |
|
2 |
| KEX |
Amendment to the Volume Incentive Program |
02/15/2024 |
Certified |
03/01/2024 |
|
2 |
| COIN |
Amendment to the terms of the Q1 2022 Broker Rebate Program |
02/04/2022 |
Certified |
02/18/2022 |
|
2 |
| CFE |
Amendment to the rules and terms and conditions for CFE's CBOE S&P 500 Twelve-Month Variance futures contract. CFE #2011-12 |
06/10/2011 |
Certified |
11/08/2011 |
|
1 |
| NFX |
Amendment to the Off-Exchange Transactions Reference Guide. |
10/26/2016 |
Certified |
11/09/2016 |
|
2 |
| NODAL |
Amendment to the Nodal Exchange Participant Agreement in order to update the Exchange's address |
08/04/2015 |
Notified |
08/04/2015 |
|
2 |
| KEX |
Amendment to the Exchange's position limits. |
02/17/2023 |
Certified |
03/03/2023 |
|
3 |
| NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| ICE US |
Amendment to the definition of the term "Licensed Store" to conform with amendments already established in Chapter 7 - Licensing Rules. |
12/04/2019 |
Certified |
12/18/2019 |
|
1 |
| COMEX |
Amendment to the CME Globex Matching Algorithm for Trading-at-Settlement ("TAS") Transactions in Connection with Calendar Spreads on the Gold Futures Contract |
09/26/2023 |
Certified |
10/11/2023 |
|
1 |
| CME |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| CBOT |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
| NYMEX |
Amendment to the Access, Conduct and Appearance Code set forth in the Interpretations & Special Notices Section of Chapter 5 of each Exchange's Rulebook. CME/CBOT/NYMEX #11-356 |
09/22/2011 |
Certified |
10/07/2011 |
|
1 |
