Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
ICE US Amendment to Appendix 1 of Chapter 27-Error Trade Policy, increasing NCR levels for Sugar No.11, Cotton No.2, Coffee, Cocoa FCOJ and the US Dollar Index option contracts. ICE US #11-53 09/01/2011 Certified 09/16/2011 1
ICE US Amendment to Annex A of the Bylaw deleting the requirement that the Exchange and clearing fees charged for electronic trading may be no lower than the fees charged for floor trading of the same Exchange Contract. ICE US #11-25 05/19/2011 Certified 05/19/2011 1
CFE Amendment to AMERIBOR Futures Lead Market Maker Program. 12/10/2020 Certified 12/24/2020 2
CFE Amendment to adopt new CFE Rule 404A in order to provide for Trade at Settlement transactions on CFE. CFE #2011-23 10/20/2011 Certified 11/04/2011 1
CFE Amendment to adopt new CFE Policy and Procedure XI to set forth an S&P 500 Variance Futures Lead Market Maker Program. CFE #2012-19 09/12/2012 Certified 09/27/2012 1
CANTOR Amendment to Addendum to Compliance Manual regarding communications with CFTC 11/12/2021 Certified 11/29/2021 2
ICE US Amendment to 2007 holiday schedule: Closing times for Good Friday April 6. NYBOT no. 07-26. 03/30/2007 Certified 03/30/2007 On 09/03/07 NYBT was renamed ICE US 1
CANTOR Amendment to 2 incentive programs. 07/24/2019 Certified 08/07/2019 1
CME Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
CBOT Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
NYMEX Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
NFX Amendment relating to qualifying criteria for operating the Market Quality (MQ) program. 02/14/2018 Certified 03/01/2018 2
NFX Amendment relating to position limits in the DV01 futures. 02/20/2019 Certified 03/06/2019 2
NFX Amendment relating to cost estimates for operating the Market Quality program. 01/26/2018 Certified 02/09/2018 2
CDE Amendment pursuant to the Electronic Trading Risk Principles rulemaking (Eris Exchange, LLC Submission #2021-04E) 06/08/2021 Certified 06/22/2021 4
ICE US Amendment permits alterations to precious metal contract terms and conditions to be effective for distant contract months with limited open interest. 07/15/2014 Certified 07/29/2014 2
NFX Amendment of the fee schedule to (1) update it for newly listed contracts; (2) remove a fee discount for new freight customers; and (3) introduce fees for a new Block Request For Quote ("RFQ") system 11/01/2018 Certified 11/16/2018 2
NFX Amendment of the Exchange's broker incentive program 05/17/2019 Certified 06/03/2019 1
CBOT Amendment of Rule 589 ("Special Price Fluctuation Limits") for Interest Rate Contracts 10/22/2015 Certified 11/05/2015 1
OCX Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. 09/29/2010 Certified 10/07/2010 1
CFE Amendment made some non-substantive revisions to correct typographical errors and renumber certain rule provisions. 01/25/2021 Notified 01/25/2021 1
ICE US Amendment extending the term of the RIN Liquidity Provider Program 05/14/2024 Certified 05/29/2024 2
ICE US Amendment extending the term of the new MSCI ESG Leaders Index Designated Market Maker Program 12/13/2019 Certified 12/30/2019 2
ICE US Amendment extending the Carbon Free to Post Incentive Program 11/05/2019 Certified 11/20/2019 2
ICE US Amendment concerning size and composition of governing board 04/27/2021 Certified 05/11/2021 1
MGE Amending, adoption, and deletion of various rules and regulations to comply with the CFTC's final regulations regarding the Core Priniciples for all entities registered a a Designated Contract Market. 09/19/2012 Certified 10/04/2012 1
NFX Amending various rules in order to relocate certain rules, add new rules and correct text in the Rulebook. NFX #2013-03 02/28/2013 Certified 03/15/2013 1
CFE Amending various portions of CFE Rule 1202 which sets forth the contract specifications for VIX futures. CFE #2011-31 12/30/2011 Certified 01/18/2012 1
ICE US Amending various Exchange rules to update the rulebook to better reflect current Exchange procedures and practices. ICE US #12-42 07/24/2012 Certified 08/08/2012 2
TRUEEX Amending trueEX Rulebook. TRUEEX #2013-11 09/12/2013 Certified 09/27/2013 1
NFX Amending trading rules and adopting guidance related to Pre-Arranged Orders 04/15/2015 Certified 04/29/2015 1
TRUEEX Amending the trueEX Rulebook. trueEx #2013-05 06/24/2013 Certified 07/10/2013 1
TRUEEX Amending the trueEX Rulebook Rule 404, 410, and 541; removal of the date from the cover page of the rulebook and the addition of Table of Amendments/Revisions to the Rulebook. trueEx #2013-03 03/22/2013 Certified 04/06/2013 1
ICE US Amending the trading hours for Memorial Day. ICE US #10-25 05/24/2010 Certified 05/24/2010 1
NADEX Amending the Trading Hours for its Daily and Weekly Germany 30 and FTSE 100 Binary and Variable Payout Contracts. 01/10/2014 Certified 01/28/2014 1
NFX Amending the text of various Rules, Appendices and the Fee Schedule to replace references to "NFX" with "the Exchange" and "NFX Best Bid and Offer" with "NASDAQ Best Bid and Offer". NFX #2013-13 08/05/2013 Certified 08/20/2013 1
NFX Amending the text of a recent rule change to correct the Acceptable Trade Range Rule at Chapter IV, Section 9. 07/24/2013 Certified 08/08/2013 1
ICE US Amending the terms to Henry Hub Futures Blocks Liquidity Provider Program. ICE US #14-32 04/18/2014 Certified 05/03/2014 1
ICE US Amending the terms of three market maker programs for Exchange agricultural products. ICE US #12-50 09/13/2012 Certified 09/28/2012 1
ICE US Amending the terms of the Softs Market Maker Program. ICE US #12-85 12/04/2012 Certified 12/19/2012 1
ICE US Amending the terms of the Softs Market Maker Program. ICE US #12-79 11/06/2012 Certified 11/22/2012 1
ICE US Amending the terms of its Russell Mini Futures Market Maker Program. ICE US #12-39 07/18/2012 Certified 08/02/2012 1
ICE US Amending the Russell Futures Market Maker Program, including the new Russell 2000 Growth Index Mini and Russell 2000 Value Index Mini futures contracts. ICE US #13-34 04/05/2013 Withdrawn 04/08/2013 1
ICE US Amending the Russell Contract Member Firm Fee Program. ICE US #13-33 04/05/2013 Withdrawn 04/08/2013 1
ICE US Amending the Russell Contract Individual Member Fee Program. ICE US #13-32 04/05/2013 Withdrawn 04/08/2013 1
NADEX Amending the responsibilities of its chief operating officer. 11/04/2010 Certified 12/13/2010 1
NADEX Amending the Real-time Account Funding Level from $250 to $500, to increase the amount of funds immediately available for trading upon a member's first deposit. 10/23/2012 Certified 11/07/2012 1
NFX Amending the NFX Fee Schedule. NFX #2012-12 05/16/2012 Certified 06/01/2012 1
NFX Amending the NASDAQ Futures Fee Schedule to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. 10/21/2015 Certified 11/04/2015 2
NFX Amending the Name of the Exchange. NFX #2013-23 10/23/2013 Certified 11/07/2013 1