Designated Contract Market Rules

Search Designated Contract Market Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Amending Rule 588.G to add non-reviewable trading ranges for 3-Month and 1-Month FX Realized Volatility Futures given the impending launch of the FX Volatility futures contracts. CME/CBOT/NYMEX #11-059 02/02/2011 Certified 12/22/2011 1
CBOT Amending Rule 588.G to add non-reviewable trading ranges for 3-Month and 1-Month FX Realized Volatility Futures given the impending launch of the FX Volatility futures contracts. CME/CBOT/NYMEX #11-059 02/02/2011 Certified 12/22/2011 1
NYMEX Amending Rule 588.G to add non-reviewable trading ranges for 3-Month and 1-Month FX Realized Volatility Futures given the impending launch of the FX Volatility futures contracts. CME/CBOT/NYMEX #11-059 02/02/2011 Certified 12/22/2011 1
CME Amending Rule 588.G non-reviewable trading ranges given the impeding launch of the Custom Index futures contracts. CME/CBOT/NYMEX #11-060 02/04/2011 Certified 04/29/2011 1
CBOT Amending Rule 588.G non-reviewable trading ranges given the impeding launch of the Custom Index futures contracts. CME/CBOT/NYMEX #11-060 02/04/2011 Certified 04/29/2011 1
NYMEX Amending Rule 588.G non-reviewable trading ranges given the impeding launch of the Custom Index futures contracts. CME/CBOT/NYMEX #11-060 02/04/2011 Certified 04/29/2011 1
GREENX Amending Rule 544-Market Maker and Liquidity Provider Programs, Rule 703-Inquiries and Investigation, and Rule 1107-Certified Emission Reduction Plus. GREENX #2011-08 03/15/2011 Certified 12/27/2011 1
GREENX Amending Rule 543.E to prohibit claims for losses arising from error trades executed within the non-reviewable range; and Rule 1401.09 to clarify the timing for deposit of margins relating to delivery. GX #2011-14 07/08/2011 Certified 07/29/2011 1
OCX Amending Rule 417 (Block Trading) and Issuing Regulatory Release 2020-02 02/06/2020 Certified 02/21/2020 1
ICE US Amending Rule 27.18 for Electronic Trading. ICE US #12-31 06/08/2012 Certified 06/25/2012 1
ICE US Amending Rule 27.11, TAS Spread Pricing. ICE US #12-38 07/13/2012 Certified 07/28/2012 1
ICE US Amending Rule 27.11 to permit the exchange to re-price the second leg of a calendar spread whenever TAS-related pricing anomalies occur on account of one or both legs of a calendar spread settling limit up or limit down; ICE-10-44 10/26/2010 Certified 01/19/2011 1
ICE US Amending Rule 27.11 to expand TAS order functionality to allow participants to trade up to five minimum price fluctuations above or below the settlement price; and make additional futures spreads available for TAS trading. ICE US #12-22 04/17/2012 Certified 05/02/2012 1
ICE US Amending Rule 27.09(c) to require each user with direct access and each clearing member to file informaiton regarding each Registered Operator for whom it authorizes direct access to the platform. ICE US #10-50 11/19/2010 Certified 12/01/2010 1
ICE US Amending Rule 27.03 to specify the standard of review for direct access applications and to establish a right of appeal to a panel comprised of three members of the Business Conduct Committee ("BCC"). ICE Futures U.S. (10-47) 10/29/2010 Certified 11/22/2010 1
ICE US Amending Rule 27.02, which provides a definition for the Exchange's Implied Matching Engine functionality. ICE US #12-40 07/19/2012 Certified 08/03/2012 1
ICE US Amending Rule 21.02(e) - Summary Fining Authority. ICE US #12-34 06/21/2012 Certified 07/07/2012 1
KCBT Amending Rule 2005.01 pertaining to its wheat futures settlement procedures. 07/31/2012 Certified 08/15/2012 1
NFX Amending Rule 2001C, Daily Settlement Price. NFX #2012-24 09/20/2012 Certified 10/05/2012 1
CME Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
CBOT Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
NYMEX Amending Rule 195 to clarify that individual market makers with respect to trading on CME Globex are prohibited from handling or having knowledge of customer orders in the product for which the individual is acting as a market maker.CME/CBOT/NYMEX #11-084 02/25/2011 Certified 03/04/2011 1
KCBT Amending Rule 130.00 pertaining to membership approval procedures. 07/31/2012 Certified 08/15/2012 1
NFX Amending Rule 128 as well as NFX Fee Schedule to create an efficient method of collecting final fees, fines, charges and/or other monetary sanctions or monies due and owing to the Exchange from NFX members and member organizations. NFX #2012-20 07/31/2012 Certified 08/15/2012 1
OCX Amending Rule 127, Disciplinary Panel, removing the requirement that disciplinary panel participants are exchange members. 02/27/2013 Certified 03/14/2013 1
NFX Amending Rule 11 - Open Interest Reporting and Clearing Member. NFX #2012-14 05/23/2012 Certified 06/08/2012 1
NFX Amending Rule 102 and add additional language to specify certain criteria required to qualify for membership at NFX. NFX #2012-08 04/26/2012 Certified 05/11/2012 1
NFX Amending Rule 101 regarding Membership Application Procedures. NFX #2012-07 03/28/2012 Certified 04/12/2012 2
NFX Amending Rule E38, EFP Transactions. NFX #2012-11 05/15/2012 Certified 05/31/2012 1
MGE Amending Regulations 2011.00, 2060.00 and 2106.00, and Resolution 2101.00.C intended to extend the hours of trading and modify the closing period and the deadlines for submission of information to the clearing house. 06/08/2012 Certified 06/25/2012 1
MGE Amending Regulations 2011.00 and 2060.00 to codify the change in trading hours to remain consistent with the industry; Resolution 2101.00.C to comply with CFTC final regulations requiring gross margining for all derivatives clearing organizations. 03/19/2013 Certified 04/03/2013 1
MGE Amending Regulation 2011.00 - Hours of Trading 06/06/2012 Approved 06/08/2012 2
MGE Amending Regulation 2011.00 to remove the early hours of trading for Hard Red Spring Wheat options by open outcry on the days key agricultural reports are released by USDA. 11/08/2012 Certified 11/27/2012 1
OCX Amending OneChicago Rules 117 (Clearing Corporation) and 144 (OneChicago Workstation) to Remove References to CME and CBOE 10/18/2017 Certified 11/01/2017 1
OCX Amending OneChicago Rule 902 (Contract Specifications) to Reflect the Updated Securities Transaction Settlement Cycle 08/29/2017 Certified 09/13/2017 1
OCX Amending OneChicago Rule 902 (Contract Specifications) to Permit Four Decimal Pricing for Outright Trades 06/16/2017 Certified 06/30/2017 1
OCX Amending OneChicago Rule 617 (Disruptive Practices) 08/01/2017 Certified 08/15/2017 1
OCX Amending OneChicago Rule 610 (Priority of Customers' Orders) and Adding Rule 621 (Front-Running) 03/20/2018 Certified 04/03/2018 1
OCX Amending OneChicago Rule 404 (Acceptable Orders) 10/26/2017 Certified 11/09/2017 1
OCX Amending OneChicago Rule 210 (Confidentiality and Employee Restrictions) 03/19/2018 Certified 04/02/2018 1
NYLIFFE Amending of Certain Incentives set forth in the Limited Liability Company Agreement of the Exchange's Parent Company. NYLIFFE #2012-105 02/15/2012 Certified 03/02/2012 1
OCX Amending OCX Rules 705 (Review of Investigative Reports) and 717 (Summary Imposition of Fines) and Issuing NTM 2015-48 (Summary Fine Schedule) 12/29/2015 Certified 01/13/2016 1
OCX Amending OCX Rule 905 (Form of Specifications Supplement) 07/22/2016 Certified 08/05/2016 1
OCX Amending OCX Rule 905 (Form of Specifications Supplement) 02/23/2016 Certified 03/08/2016 1
OCX Amending OCX Rule 712 (Respondent Review of Evidence) 07/02/2015 Certified 07/17/2015 1
OCX Amending OCX Rule 609 (Supervision) and Issuing NTM 2016-11 (Supervisory Responsibility and Written Supervisory Procedures) 04/15/2016 Certified 04/29/2016 1
OCX Amending OCX Rule 601 (Fraudulent Acts) 01/17/2017 Certified 01/31/2017 1
OCX Amending OCX Rule 424 (Concurrent Long and Short Positions) 09/19/2016 Certified 10/03/2016 1
OCX Amending OCX Rule 414 (Position Limits and Position Accountability) 09/21/2016 Certified 10/05/2016 1
OCX Amending OCX Rule 403 (Order Entry) and Issuing Notice to Members 2015-6 (Audit Trail Requirements) 03/09/2015 Certified 03/23/2015 1