| ICE US |
Amending Block Trading Procedures to decrease the block trade minimum quantity for Sugar No.11, Coffee, Cotton No.2 and Cocoa Calendar Spread Options contracts. ICE US #12-59 |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures, which establishes the end times for block trading of Energy Futures and Options Contracts on the last trading day for the expiring contract. ICE US #12-69 |
10/05/2012 |
Certified |
10/23/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures which revise the reporting requirements for block trades executed outside of normal trading hours. ICE US #12-87 |
12/06/2012 |
Certified |
12/21/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures which allow block trades of Energy Futures and Options Contracts to be executed at anytime. ICE US #12-68 |
10/02/2012 |
Certified |
10/18/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures for ICE Futures US Energy Contracts. ICE US #12-67 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| OCX |
Amending Appendix B to Chapter 9 of the OneChicago Rulebook |
06/06/2017 |
Certified |
06/20/2017 |
|
1 |
| ICE US |
Amending all Exchange license and renewal fees, cotton warehouse fees and the coffee grading fee. ICE US #12-80 |
11/09/2012 |
Certified |
11/28/2012 |
|
1 |
| NFX |
Amending Acceptable Trade Range Rule and a Futures Trader Alert. NFX #2013-17 |
09/05/2013 |
Certified |
09/20/2013 |
|
1 |
| NFX |
Amending a rule concerning Market Orders and a Futures Trader Alert. NFX #2013-16 |
08/19/2013 |
Certified |
09/04/2013 |
|
1 |
| NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
| TRUEEX |
Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
| LEDGERX |
Amended Fee Schedule |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| CBOT |
Amended Exercise Rules for at-the-money Exercise Prices of Wednesday Weekly Options on Short-Term U.S. Treasury Note Futures, Medium-Term U.S. Treasury Note Futures, Long-Term U.S. Treasury Note Futures, 10-Year U.S. Treasury Note Futures, U.S. Treasury B |
06/19/2017 |
Certified |
07/03/2017 |
|
1 |
| ICE US |
Amended Definition of Business Day to Restrict Business Day to a Day on Which Open Outcry Trading Occurs. NYBOT No. 07-17 |
03/02/2007 |
Certified |
03/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Amended and Restated Regulatory Services Agreement |
12/14/2015 |
Notified |
12/14/2015 |
|
2 |
| NYLIFFE |
Amended and Restated Limited Liability Company Agreement. NYLIFFE #2013-127 |
11/07/2013 |
Certified |
11/23/2013 |
|
0 |
| NYMEX |
Amended and Restated Certificate of Incorporation of New York Mercantile Exchange, Inc. |
01/09/2017 |
Certified |
01/24/2017 |
|
2 |
| CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/21/2016 |
Certified |
05/05/2016 |
|
2 |
| CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/21/2016 |
Certified |
05/05/2016 |
|
2 |
| CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
04/22/2016 |
Certified |
05/06/2016 |
|
2 |
| CME |
Amended and Restated By-Laws of Chicago Mercantile Exchange Inc. |
12/18/2014 |
Certified |
01/05/2015 |
|
2 |
| NFX |
Amend TradeGuard User's Guide to reflect new functionality added to the NFX Trading System. |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
| NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
| NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include six financially settled energy futures products. |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
| NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the four financially settled futures and futures options products filed under SR-NFX-2015-72. |
10/21/2015 |
Certified |
11/04/2015 |
|
2 |
| NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
| NFX |
Amend the market maker program (the "Energy DMM Program") for certain energy contracts. |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
| NFX |
Amend the Fee Schedule as it relates to fees to include the fifteen financially settled energy futures products filed under filing SR-NFX-2016-07. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
| NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
| NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Certified |
10/27/2016 |
|
2 |
| NFX |
Amend the Exchange's Asia-Pacific incentive program (the "Energy AP Program") for certain energy contracts. |
08/02/2016 |
Certified |
08/16/2016 |
|
1 |
| NFX |
Amend Standard Combination Orders Reference Guide |
09/12/2016 |
Certified |
09/26/2016 |
|
2 |
| ICE US |
Amend Rule 4.09-Expand the Permissible Price During the Post Close Trading Session; Amend Rule 27.02(vii)-Delete Certain Responsibilities from the Definition of a Responsible Individual. 07-33 |
05/22/2007 |
Certified |
06/07/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Amend Rule 11.08 concerning CAFTA sugar |
03/26/2018 |
Certified |
04/09/2018 |
|
1 |
| NFX |
Amend Off-Exchange Transaction Reference Guide to provide various alternatives for submitting reports to the Exchange. |
07/10/2015 |
Certified |
07/24/2015 |
|
1 |
| NADEX |
Amend language in Member Obligations to mirror application Qualifying Questions; Clarify description of issuance of Event Binary contracts. |
08/04/2017 |
Certified |
08/18/2017 |
|
1 |
| NFX |
Amend fee schedule in connection with the listing of two 1st line financial futures contracts. |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| NFX |
Amend Competitor Reponses Incentive Program |
04/12/2019 |
Certified |
04/26/2019 |
|
2 |
| CFE |
Amend CFE rules to clarify the application of CFE requirements relating to reportable positions and ownership and control reports. |
08/14/2015 |
Certified |
08/28/2015 |
|
1 |
| NFX |
Amend broker incentive program to add new Energy Contracts: NFX WTI Crude Oil Penultimate Fin Fut (TQ); NFX Options on NFX WTI Crude Oil Penultimate Fin Fut (TOQ); NFX Heating Oil Penultimate Fin Fut (OQ); NFX RBOB Gasoline Penultimate Fin Fut (RQ). |
10/21/2015 |
Certified |
11/04/2015 |
|
1 |
| NFX |
Amend Block Reporting Times |
05/02/2019 |
Certified |
05/16/2019 |
|
2 |
| CME |
Allows US dollar cash settled Crude Palm Oil futures to be eligible for block trading. CME #10-064 |
06/09/2010 |
Certified |
06/14/2010 |
|
1 |
| ICE US |
Allows U.S. Dollar Index futures contracts to trade under Rule 27.11(a)(iv) (TAS trades). ICE US #09-29 |
06/12/2009 |
Certified |
06/23/2009 |
|
1 |
| CME |
Allows trading in options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-95 |
11/15/2007 |
Certified |
11/21/2007 |
|
1 |
| NYMEX |
Allows traders to carry out Trading at Settlement (TAS) trades as blocks. NYMEX #08.113 |
11/04/2008 |
Certified |
12/31/2008 |
|
2 |
| ICE US |
Allows the use of ICEBlock to register block trades for products that trade electronically; and Expands the use of the block trade procedures to the ICE agricultural contracts. ICE US #07-74 |
12/06/2007 |
Certified |
12/07/2007 |
|
1 |
| CCFE |
Allows the transfer of Trading Privilege Holder (TPH) trading privileges under limited circumstances. CCFE #08-08 |
03/25/2008 |
Certified |
05/21/2008 |
|
1 |
| NYMEX |
Allows the Transfer of Listed Contracts to another Designated Contract Market. NYMEX #08.48 |
03/14/2008 |
Certified |
03/15/2008 |
|
1 |
| NYMEX |
Allows the Submission of a Block Trade with a Minimum Quantity of 200 Lots in CL and 100 Lots in HO, RB and NG; and Deletes the IXA Rule as Those Trades will Now be Handled as Block Trades. NYMEX NO. 07.32 |
02/22/2007 |
Certified |
02/26/2007 |
|
1 |
