Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NYMEX Adopts Compliance Interpretive Notice 01-07 Regarding Trading in COMEX Metals Contracts and Amendments to Position Limit/Accountability Rules for Certain Cash-Settled COMEX Metals Contracts. NYMEX No. 07.02 01/09/2007 Certified 01/12/2007 1
CME Adopts common rule language with respect to Rule 550 (Post Close Session) for both CME and CBOT. CME #08-43. CME & CBOT Market Regulation Advisory Notice RA0802-3. 02/25/2008 Certified 02/25/2008 1
CBOT Adopts common rule language with respect to Rule 550 ("Post Close Session") CBOT #08-43 02/25/2008 Certified 02/27/2008 1
CANTOR Adopts Cantor Futures Exchange, L.P. Rules 04/20/2010 Approved 04/20/2010 1
USFE Adopts amendments to the Market Maker Agreements for the FX Spot Equivalent Futures contracts to enhance the quality of certain of the FX SEF markets. USFE # 07-13 11/28/2007 Certified 12/10/2007 1
NYLIFFE Adopts a series of Notices 1/08 through 7/08 to provide detailed information to Exchange members and other markets participants with respect to the transfer of CBOT Metals contracts to NYSE Liffe; and Provides a Guide to Electronic Trading. 09/03/2008 Certified 09/23/2008 1
ICE US Adopts a Russell 2000 Exchange Member Incentive Program, to encourage traders, other than Market Makers, to trade the Russell 2000 Mini Index futures contract (mini R2"). ICE US #08-19 03/07/2008 Certified 03/10/2008 1
NFX Adopts a Rule to alow EFP Transactions and amends the Limitation of Liability for PBOT XL, to explicitly Include Block Trades and EFP Transactions. PBOT No. 2007-08 06/19/2007 Certified 06/26/2007 1
NADEX Adopts a New Market Maker Program for Susquahanna to be Implemented by 2/01/07 01/26/2007 Certified 02/14/2007 1
NADEX Adopts a New Market Maker Program for DRW, to be Implemented by 3/01/07 01/26/2007 Certified 02/14/2007 0
CCFE Adopts a new incentive program. CCFE #08-26 10/30/2008 Certified 11/05/2008 1
CME Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 04/01/2010 Certified 06/24/2010 1
CBOT Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 04/01/2010 Certified 06/24/2010 1
NYMEX Adopts a new Definition Section into CME, CBOT, and NYMEX/COMEX rulebooks. CME/CBOT/NYMEX #10-088 04/01/2010 Certified 06/24/2010 1
CFE Adopts a Market Maker Program for CFEs Mini CBOE Volatility Index ("Mini VIX") Futures. CFE # CFE-2009-07 02/26/2009 Certified 03/05/2009 1
USFE Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 10/31/2007 Certified 11/01/2007 1
CBOT Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. CME & CBOT RA0803-3 02/27/2008 Certified 02/28/2008 1
CME Adopts a harmonized policy with respect to quotation changes in products traded in the open outcry venue. Advisory # RA0803-3, CME & CBOT 08-46 02/27/2008 Certified 02/28/2008 1
USFE Adopts a fee schedule that includes a $1.25 per contract charge for all Over the Counter (OTC) business for USD SENSEX, Spot Equivalent Foreign Exchange Futures, and Morningstar Equity Style Index Futures. USFE #08-03 04/14/2008 Certified 04/14/2008 1
NFX Adopts a document entitled "Frequently Asked Questions" concerning the Exchange's new Trading Platform Rules, as well as guidance on new and amended Trading Rules. NFX #2013-08 07/18/2013 Certified 08/02/2013 1
NYMEX Adopts a Block Trade Rule and Limits it to Trading Brent-TI Spreads. NYMEX Number 07.03. 01/04/2007 Certified 01/05/2007 1
CME Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 09/21/2007 Certified 10/05/2007 1
MGE Adoption of Rules 271.00 - 273.00, to codify roles of the chief regulatory officer, chief compliance officer and chief risk officer for the Exchange. 05/14/2012 Certified 05/30/2012 1
CDE Adoption of Rule 911 to clarify the Exchange's approach as to existing holders of Digital Currency futures contracts in the event of a fork or other events resulting in the split or division of the underlying digital currency. 04/21/2020 Certified 05/05/2020 3
CME Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
CBOT Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
NYMEX Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
COMEX Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") 11/14/2014 Certified 12/01/2014 2
CME Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 02/05/2014 Certified 02/21/2014 1
CBOT Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 02/05/2014 Certified 02/21/2014 1
NYMEX Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 02/05/2014 Certified 02/21/2014 1
COMEX Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 02/05/2014 Certified 02/21/2014 1
CME Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 08/16/2012 Certified 08/31/2012 1
CBOT Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 08/16/2012 Certified 08/31/2012 1
NYMEX Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 08/16/2012 Certified 08/31/2012 1
COMEX Adoption of Rule 512 (Reporting Infractions) and revisions to Rule 852 (Fines for Errors, Delays and Omissions) CME/CBOT/NYMEX/COMEX #12-257 08/16/2012 Certified 08/31/2012 1
CME Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 10/18/2012 Certified 11/02/2012 1
CBOT Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 10/18/2012 Certified 11/02/2012 1
NYMEX Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 10/18/2012 Certified 11/02/2012 1
COMEX Adoption of Rule 419 with respect to CFTC final rule on Core Principles and Other Requirements for Designated Contract Markets. CME/CBOT/NYMEX/COMEX #12-341 10/18/2012 Certified 11/02/2012 1
CME Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 12/09/2013 Certified 12/24/2013 1
CBOT Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 12/09/2013 Certified 12/24/2013 1
NYMEX Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 12/09/2013 Certified 12/24/2013 1
COMEX Adoption of Rule 132 - Sale of Membership at Direction of Regulatory Authority. CME/CBOT/NYMEX/COMEX #13-554 12/09/2013 Certified 12/24/2013 1
MGE Adoption of Regulation 2068.00 to clarify the stock reporting requirements for Regular facilities of MGEX. 04/30/2012 Certified 05/15/2012 1
NFX Adoption of Off-Exchange Reporting Broker 03/30/2015 Certified 04/13/2015 1
CME Adoption of of All-or-None Minimum Thresholds for US Dollar Interest Rate Swap Futures for Physicals Delivery. CME/CBOT #12-398 11/15/2012 Certified 12/01/2012 1
CBOT Adoption of of All-or-None Minimum Thresholds for US Dollar Interest Rate Swap Futures for Physicals Delivery. CME/CBOT #12-398 11/15/2012 Certified 12/01/2012 1
NYMEX Adoption of NYMEX/COMEX Rule 705.C. ("Procedures for Insurance Claims") of Chapter 7 ("Delivery Facilities and Procedures") 04/25/2022 Certified 05/09/2022 1
COMEX Adoption of NYMEX/COMEX Rule 705.C. ("Procedures for Insurance Claims") of Chapter 7 ("Delivery Facilities and Procedures") 04/25/2022 Certified 05/09/2022 1