| CME |
Adds the no bust ranges for Ardour Global Index, E-mini S&P Smallcap 600 and Softwood Pulp and removes the NYMEX 3-2-1 contract. CME #07-65 |
08/28/2007 |
Certified |
08/28/2007 |
|
1 |
| CME |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
| CBOT |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
| NADEX |
Adds provision for Nadex to halt markets during limit up/down in underlying; removes reference to "Binary Swap Contract" and replaces with "Binary Contract"; updates footnote regarding OCR Volume Threshold level. |
08/31/2018 |
Certified |
09/17/2018 |
|
1 |
| NYMEX |
Adds NYMEX to CME's new credit facility concurrently with the expiry of the existing facility in early October. NYMEX #08.98 |
10/09/2008 |
Certified |
10/29/2008 |
|
1 |
| NYMEX |
Adds no bust range for "DME OMAN Crude Oil" contracts given the launch of Dubai Mercantile Exchange products on Globex. NYMEX #09.18 |
02/06/2009 |
Certified |
02/06/2009 |
|
1 |
| CBOT |
Adds no bust range "DME OMAN Crude Oil" contracts given the launch of Dubai Mercantile Exchange products. CME/CBOT #09-117 |
02/06/2009 |
Certified |
02/06/2009 |
|
1 |
| CME |
Adds no bust range "DME OMAN Crude Oil" contracts given the launch of Dubai Mercantile Exchange products. CME/CBOT #09-117 |
02/06/2009 |
Certified |
02/06/2009 |
|
1 |
| CCFE |
Adds new trigger levels and lowers the minimum block sizes, amending Chapters 20, 24, 25. CCFE #09-16 |
07/30/2009 |
Certified |
11/27/2009 |
|
1 |
| CBOT |
Adds new Rulebook Provisions that were inadvertently omitted from CBOT's previous submission CBOT #2843.02 |
10/31/2007 |
Certified |
01/30/2008 |
|
1 |
| MGE |
Adds New Rule 257.00 to create a Regulatory Oversight Committee and define its composition, duties and powers. |
03/24/2010 |
Certified |
05/06/2010 |
|
1 |
| CCFE |
Adds new Chapter 38 for contract specifications for new Carbon Financial Instrument United States futures contract, including block trade minimum sizes. CCFE #09-21 |
08/27/2009 |
Certified |
11/27/2009 |
|
1 |
| CCFE |
Adds new block trade minimum thresholds for Chapters 36 and 37. CCX #09-14 |
07/24/2009 |
Certified |
11/27/2009 |
|
1 |
| CCFE |
Adds Error Trade Policy and Procedures pursuant to CCFE Rule 414. CCFE #09-30 |
11/24/2009 |
Certified |
01/05/2010 |
|
1 |
| NYMEX |
Adds EFS transactions rule for Appalachian Coal Futures Contract. NYMEX #08.63 |
06/04/2008 |
Certified |
06/25/2008 |
|
1 |
| CBOT |
Adds Credit Default Swap Index Futures to the list of contracts eligible to be traded as an EFS or EFR. CBOT 2796.01 |
06/04/2007 |
Certified |
06/07/2007 |
|
1 |
| ICE US |
Adds changes in trading hours on the last trading day for Cotton No.2 Futures Contracts, which was mistakenly left ou of the original submissiont. ICE US Supp 09-14 |
03/25/2009 |
Certified |
05/18/2009 |
|
1 |
| CCFE |
Adds an Interpretation to CCFE Rule 602 regarding Fictitious Transactions. CCFE #09-22 |
08/31/2009 |
Certified |
03/18/2010 |
|
1 |
| NYMEX |
Adds a uniform termination date and the obligation to submit daily information for use in settlement procedures for all existing Options Market Maker Programs for Exchange products listed on CME Globex. NYMEX #08.05 |
01/15/2008 |
Certified |
01/30/2008 |
|
1 |
| CME |
Adds a no bust range for the 3-Year US Treasury Note futures contract, to be launched on March 22, 2009. CME/CBOT/NYMEX #09-041 |
03/12/2009 |
Certified |
03/12/2009 |
|
1 |
| CBOT |
Adds a no bust range for the 3-Year US Treasury Note futures contract, to be launched on March 22, 2009. CME/CBOT/NYMEX #09-041 |
03/12/2009 |
Certified |
03/12/2009 |
|
1 |
| NYMEX |
Adds a no bust range for the 3-Year US Treasury Note futures contract, to be launched on March 22, 2009. CME/CBOT/NYMEX #09-041 |
03/12/2009 |
Certified |
03/12/2009 |
|
1 |
| CBOT |
Adds a New Shares Reduction Schedule; Revised Fee Schedule for Agricultural Products CBOT #2794.01 |
05/23/2007 |
Certified |
05/23/2007 |
|
1 |
| ICE US |
Adds a new order type (Stop Orders with Protection) and a new functionality (Good til Canceled or "GTC"). Notifies the CFTC that "Trade At Index Close" (TAS) orders will become fully functional by 8-22-08. ICE US #08-47 |
08/08/2008 |
Certified |
08/29/2008 |
|
1 |
| ICE US |
Adds a materiality qualifier permitting alterations to contract not deemed material to be implemented to months having open interest. |
09/15/2014 |
Certified |
09/29/2014 |
|
1 |
| NYMEX |
Adds a Liquidity Provider Program for the Brent Crude Oil Contract ("BZ"). NYMEX #07-101 |
08/22/2007 |
Certified |
09/11/2007 |
|
2 |
| CBOT |
Adds a general no-bust range for Wood Pulp futures and removes the specific Softwood Pulp futures no-bust range. CME/CBOT #09-007 |
01/09/2009 |
Certified |
01/09/2009 |
|
1 |
| CME |
Adds a general no-bust range for Wood Pulp futures and removes the specific Softwood Pulp futures no-bust range. CME/CBOT #09-007 |
01/09/2009 |
Certified |
01/09/2009 |
|
1 |
| CME |
Adds 3-Month OIS futures to the requirement that the Block Trades must be reported to the Exchange within 15 min of the time of execution. CME #08-143 |
09/18/2008 |
Certified |
09/26/2008 |
|
1 |
| NADEX |
Adds 'Fill or Kill' and 'Immediate or Cancel' orders; amends language in Rule 3.3 regarding terminating inactive accounts; amends range and tick value of US Tech 100 Spreads. Submission also affects Nadex as a DCO. |
04/16/2015 |
Certified |
04/30/2015 |
|
1 |
| NADEX |
Adds "US" to "Financial Institution"; Clarify FCM withdrawal amount; Add Prohibitions; Add Settlement procedures; Amend contract duration definitions; Amend title for Fed Funds; Amend increment levels for Nonfarm Payrolls and remove unused contracts |
07/31/2015 |
Certified |
08/14/2015 |
|
1 |
| NYMEX |
Addresses the penalties associated with violations of the Exchange's speculative position limits. NYMEX #08.74 |
07/25/2008 |
Certified |
08/22/2008 |
|
1 |
| CBOT |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
| CME |
Addresses the cross-exchange solicitation privileges applicable to CME and CBOT members upon consolidation of the CME and CBOT trading floors. CME/CBOT #08-21 |
01/30/2008 |
Certified |
01/30/2008 |
|
1 |
| NYMEX |
Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
| NYMEX |
Addresses document requirements for Exchange of Futures for, or in Connection with, Swap Transactions. NYMEX #07.126 |
11/20/2007 |
Certified |
11/28/2007 |
|
1 |
| SMFE |
Additions to Definitions for Options |
10/05/2021 |
Certified |
10/20/2021 |
|
1 |
| NYMEX |
Additional Trading at Settlement ("TAS") Calendar Spread Eligibility for Two (2) Energy Futures Contracts |
08/11/2017 |
Certified |
08/25/2017 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the Wet Freight Volume Incentive Program. Subject to a Freedom of Information Act Protection. Confidential Treatment Requested by NYMEX. |
07/14/2021 |
Certified |
07/28/2021 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX OTC Broker Incentive Program. NYMEX #13-442S |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX International Firm Volume Incentive Program. NYMEX #13-408S |
12/16/2013 |
Certified |
01/01/2014 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX Henry Hub Financial Market Making Program. SUBJECT TO FREEDOM OF INFORMATION ACT PROTECTION. |
07/21/2014 |
Certified |
08/04/2014 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX Henry Hub Financial Incentive Program. SUBJECT TO FREEDOM OF INFORMATION ACT. |
07/21/2014 |
Certified |
08/04/2014 |
|
2 |
| NYMEX |
Additional Supplemental Information Relating to the NYMEX Henry Hub Back Month Liquidity Provider Program. SUBJECT TO FREEDOM OF INFORMATION ACT PROTECTION. |
08/05/2014 |
Certified |
08/19/2014 |
|
2 |
| NYMEX |
Additional Supplemental information relating to the NYMEX Energy Products Resting Order Incentive Program. NYMEX #11-410S |
11/08/2011 |
Certified |
11/25/2011 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| COMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| CBOT |
Additional Supplemental Information Relating to the E-mini Equity Index Futures BTIC Market Maker Program. Subject to a Freedom of Information Act Notification. Confidential Treatment Requested by CBOT. |
12/08/2017 |
Certified |
12/22/2017 |
|
2 |
| NYMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
