| OCX |
Adding New OCX Rule 418 (Futures Calendar Spread) |
07/21/2015 |
Certified |
08/04/2015 |
|
1 |
| CANTOR |
Adding Exchange Rule V-13 to spell out the rules specific to participants that trade using electronic trading systems. |
06/25/2021 |
Certified |
07/12/2021 |
|
1 |
| CANTOR |
Adding an explicit prohibition of wash trading and front running. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CANTOR |
Adding an addendum to Compliance Manual |
06/11/2020 |
Certified |
06/25/2020 |
|
1 |
| CME |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| CBOT |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| NYMEX |
Adding "Gold Volatility Index" and "Crude Oil Volatility Index" given the impending launch of Gold and Crude Oil VIX contracts under Rule 588.G. CME/CBOT/NYMEX #10-296 |
10/12/2010 |
Certified |
01/06/2011 |
|
1 |
| NFX |
Addenda to Regulatory Services Agreement with NFA RSA with the Options Clearing Corporation. NFX #2012-32 |
10/02/2012 |
Certified |
10/18/2012 |
|
2 |
| OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| NFX |
Acceptable Orders |
11/11/2015 |
Withdrawn |
11/24/2015 |
|
1 |
| NFX |
A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
03/29/2018 |
Certified |
04/12/2018 |
|
3 |
| NFX |
A self-certification to extend the quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
01/18/2018 |
Certified |
02/01/2018 |
|
1 |
| NFX |
A rule filing to implement a rebate program for market participants participating in a matching session to close natural gas open interest. |
03/26/2020 |
Certified |
04/09/2020 |
|
2 |
| NFX |
A rule amendment relating to Trade at Settlement (TAS) transactions. |
08/29/2017 |
Certified |
09/13/2017 |
|
2 |
| NFX |
A one-month extension of the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
09/15/2017 |
Certified |
09/29/2017 |
|
2 |
| MGE |
40.6(d) Weekly Notification of Rule Amendments |
12/30/2022 |
Notified |
12/30/2022 |
|
1 |
| CFE |
40.6(d) Weekly Notification of Rule Amendments |
07/08/2021 |
Notified |
07/08/2021 |
|
1 |
| LEDGERX |
40.6(d) non-substantive amendments to DCO Rulebook, DCM Rulebook, SEF Rulebook, Participant Agreement, Privacy Policy, and User Agreement. |
11/16/2022 |
Notified |
11/16/2022 |
|
1 |
| NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
12/06/2016 |
Withdrawn |
12/15/2016 |
|
2 |
| NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
03/23/2017 |
Certified |
04/06/2017 |
|
2 |
| CANTOR |
40.6 (a) filing per discussion with CFTC Staff |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| SMFE |
2022-007 additional statement |
04/21/2022 |
Certified |
05/05/2022 |
|
1 |
| COIN |
2021-12E-Weekly Notification of Rule Amendments (Wk. of 06_21_21) |
06/27/2021 |
Notified |
06/27/2021 |
|
1 |
| NFX |
2016 Trading Calendar - Modified Trading Hours |
12/07/2015 |
Certified |
12/21/2015 |
|
1 |
| NFX |
2016 Trading Calendar |
11/06/2015 |
Certified |
11/23/2015 |
|
1 |
| SMFE |
1.Rule 904(b);2.Rules 30004.A., 33004.A., 39004.A. and 40004.A. (correcting cross reference to Rule 904); and3.Rules 31A004.D. and 32A004.D. |
07/15/2022 |
Notified |
07/15/2022 |
|
2 |
| SMFE |
1.Rebalance of the Small Cannabis Equity Index; and 2.Rebalance of the Small Cryptocurrency Equity Index |
06/24/2022 |
Notified |
06/24/2022 |
|
1 |
| ICE US |
**EMERGENCY ACTION - Late close of Sugar No. 11 Futures and Options Markets |
04/06/2015 |
Certified |
04/20/2015 |
|
1 |
| MGE |
Amendments to to Reflect Removal of the Defined Term "Registered Firm or Corporation" MGE #13-4 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
