ICE US |
Temporary Delay in Opening of Currency Markets on Electronic Platform. Revised ICE US #11-44 |
07/06/2011 |
Certified |
07/08/2011 |
|
2 |
ICE US |
Temporary Closing of Electronic Cotton Options Market. ICE US #11-69 |
09/27/2011 |
Certified |
10/13/2011 |
|
1 |
ICE US |
Temporary Close of Trading for Certain Currency Pair Futures Contracts. ICE US #13-84 |
09/17/2013 |
Certified |
10/02/2013 |
|
1 |
ICE US |
Temporary Close of Trading Floor Due to Physical Emergency. ICE US #11-51 |
08/25/2011 |
Certified |
09/12/2011 |
|
1 |
ICE US |
Temporary Close of Power Markets. ICE US #13-95 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CDE |
Temporary changes to the trading hours for all Eris Exchange Interest Rate Swap Futures Contracts for October 29, 2012 and October 30, 2012. ERISDCM #2012-16 |
11/02/2012 |
Certified |
11/20/2012 |
|
1 |
ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #11-70 |
10/03/2011 |
Certified |
10/19/2011 |
|
1 |
ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #10-45 |
10/27/2010 |
Certified |
10/27/2010 |
|
1 |
ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window and Last Day Trading Hours for Cocoa Contracts. ICE US #11-14 |
03/07/2011 |
Certified |
03/07/2011 |
|
1 |
ICE US |
Temporary Change to the Electronic Start Time for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts. ICE US #11-20 |
04/25/2011 |
Certified |
04/25/2011 |
|
1 |
ICE US |
Temporary Change in Trading Hours on Trading Floor Due to Snow Storm. ICE US #11-4 |
01/28/2011 |
Certified |
01/28/2011 |
|
1 |
ICE US |
Temporary Change in Trading Hours on Trading Floor Due to Snow Storm. ICE US #10-63 |
12/28/2010 |
Certified |
12/28/2010 |
|
1 |
ICE US |
Temporary Change in Trading Hours on Electronic Platform Due to Physical Emergency. ICE US #11-21 |
04/26/2011 |
Certified |
04/26/2011 |
|
1 |
ICE US |
Temporary Change in Trading Hours on Electronic Platform Due to Human Error. ICE US #11-36 |
06/14/2011 |
Certified |
07/19/2011 |
|
1 |
NYMEX |
TAS Block Trades in COMEX Copper Futures and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1510-4 |
06/05/2015 |
Certified |
06/19/2015 |
|
2 |
COMEX |
TAS Block Trades in COMEX Copper Futures and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1510-4 |
06/05/2015 |
Certified |
06/19/2015 |
|
2 |
GREENX |
Suspension of Trading with Respect to Daily European Union Allowance (EUA) Futures (code EUL) Contract. |
01/21/2011 |
Certified |
02/08/2011 |
|
1 |
NFX |
Suspends Trading of all IDEX Interest Rate Swap Futures, in order to upgrade the Risk Management System (December 31, 2008) PBOT #2008-20 |
01/02/2009 |
Certified |
10/14/2010 |
|
1 |
NYMEX |
Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
CBOT |
Supplements previously submitted - entirely revised - CBOT Rulebook with rules omitted. CBOT #2843.03 |
11/07/2007 |
Certified |
01/30/2008 |
|
1 |
CCFE |
Supplements new Market Maker Program Description. CCFE #08-13 Supplemental |
06/19/2008 |
Certified |
06/23/2008 |
|
1 |
CBOT |
Supplements harmonization of CBOT and CME Rulebooks, providing for staff to administer fining schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CBOT #2843.05 |
11/28/2007 |
Certified |
01/30/2008 |
|
1 |
CME |
Supplements harmonization of CBOT and CME Rulebooks, modifies CTR Enforcement Program and Sanction Schedule during the interim period before CBOT adopts the CME Price Reporting System in 1-08. CME # 07-96 |
11/29/2007 |
Certified |
01/30/2008 |
|
1 |
NYMEX |
Supplements filing of 6/27, and confirms that the EFS procedures will be the procedures by which off-exchange trades will be submitted to NYMEX for the CPC service. NYMEX #07.52. |
07/23/2007 |
Certified |
08/01/2007 |
|
1 |
NYLIFFE |
Supplemental Update to Submission 2010-107 regarding the Designated Market Maker Program in MSCI Mini Index Futures from September 1, 2010 through June 30, 2011. NYLiffe #2011-104 |
02/25/2011 |
Certified |
05/18/2011 |
|
1 |
CANTOR |
Supplemental to Compliance Manual to clarify duties and responsibilities of the Control Desk |
02/14/2020 |
Certified |
03/02/2020 |
|
2 |
ICE US |
Supplemental submission to New Foreign Trader Program. ICE US #13-57S |
07/11/2013 |
Certified |
07/26/2013 |
|
1 |
NYMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
COMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
NYMEX |
Supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #12-083S |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
COMEX |
Supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #12-083S |
03/15/2012 |
Certified |
03/30/2012 |
|
2 |
CME |
Supplemental information relating to the CME E-mini & E-micro S&P CNX Nifty Futures Market Making Program. CME #11-441S |
12/06/2011 |
Certified |
12/20/2011 |
|
1 |
NYLIFFE |
Supplement to Submission 2010-112 regarding the Extension of the Designated Market Maker Program in Precious Metals. NYLIFFE #2011-103 |
02/10/2011 |
Certified |
06/10/2011 |
|
1 |
NFX |
Summary Fines |
04/23/2015 |
Certified |
05/07/2015 |
|
1 |
CFE |
Summary Fine Schedule for Violations of CFE Rule 513B (Business Continuity Preparations) |
02/15/2022 |
Certified |
03/02/2022 |
|
1 |
ICE US |
Submitting New Rule 4.20 which provides that the Exchange will record and archive all conversations conducted by Members and Member Firms on their Exchange Trading Floor telephones for a minimum period of 14 Calendar Days. ICE US #13-6 |
01/10/2013 |
Certified |
01/26/2013 |
|
1 |
NFX |
Submitting Market Maker Agreement regarding Timber Hill LLC with one year term, effective September 23, 2010. NFX #2010-10 |
09/22/2010 |
Certified |
04/01/2011 |
|
1 |
CFE |
Submitting CFE rule amendment relating to foreign CFE Trading Privilege Holders. CFE #2013-03 |
01/16/2013 |
Certified |
02/01/2013 |
|
1 |
CFE |
Submitting an updated CFE Fee Schedule. CFE 2013-14 |
03/15/2013 |
Certified |
03/30/2013 |
|
1 |
CFE |
Submitting an updated CFE Fee Schedule. CFE #2011-15 |
06/10/2011 |
Certified |
06/10/2011 |
|
1 |
NFX |
Submitting amendments to the Exchange's Reference Guides governing Pre-Trade Limits Group functionality on the NFX TradeGuard system. |
11/28/2018 |
Certified |
12/12/2018 |
|
3 |
CFE |
Submitting a rule amendment relating to pooled investment vehicles and foreign CFE Trading Privilege Holders. CFE #2013-17 |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
CFE |
Submits updated CFE Fee Schedule CFE #2014-14 |
06/13/2014 |
Certified |
06/28/2014 |
|
1 |
NFX |
Submits this self-certification to extend its Competitor Response Incentive Program |
10/18/2019 |
Certified |
11/01/2019 |
|
2 |
CFE |
Submits an updated CFE Fee Schedule. CFE-2007-07 |
07/05/2007 |
Certified |
07/05/2007 |
|
1 |
NFX |
Submit various rules for 36 New York Independent Service Operator Day-Ahead Financial Futures. |
11/14/2016 |
Certified |
11/29/2016 |
|
3 |
NFX |
Submit rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX Brent 1st Line Financial Futures and the NFX Options on the NFX WTI 1st Line Financial Futures |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
NFX |
Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. |
09/14/2016 |
Withdrawn |
09/15/2016 |
|
2 |
CDE |
Submission to remove the Exchange Participant Committee and Exchange Practices Committee of the CDE Board of Directors. |
11/16/2023 |
Certified |
12/01/2023 |
|
1 |