| NFX |
Submission of rules relating to block trade minimum quantity thresholds for the NFX P8 Panamax Santos - Qingdao Monthly Average Financial Futures contract |
03/13/2019 |
Certified |
03/27/2019 |
|
2 |
| NFX |
Submission of rules relating to block trade minimum quantity thresholds and transaction fees for new NFX Dry Freight Contracts. |
11/21/2018 |
Certified |
12/06/2018 |
|
2 |
| NFX |
Submission of rules relating to block trade minimum quantity thresholds and execution fees for an NFX Hot-Rolled Coil futures contract |
11/29/2018 |
Certified |
12/13/2018 |
|
4 |
| CFE |
Submission of rules and terms and conditions for a new product "Weekly Options on Mini CBOE Volatility Index Futures" to be listed for trading on June 20, 2011. CFE #2011-13 |
06/10/2011 |
Certified |
11/08/2011 |
|
1 |
| CCFE |
Submission of New Rules 501, ..., 708 of CCFE Rulebook. CCFE #12-05 |
10/09/2012 |
Certified |
10/24/2012 |
|
1 |
| ICE US |
Submission of New Error Policy Guidelines for Electronic Option Trading and Amendments to Appendix 1 of Chapter 27 - Error Trade Policy. ICE US #11-86 |
12/20/2011 |
Certified |
12/29/2011 |
|
1 |
| CME |
Submission of new contract markets governing trading in 10-Year Sovereign Yield Spread Futures and 2-Year Sovereign Yield Spread Futures. CME #11-192 |
06/22/2011 |
Certified |
11/08/2011 |
|
1 |
| NODAL |
Submission of Form DCM - REDACTED - for effective date November 16, 2018 |
11/02/2018 |
Certified |
11/19/2018 |
|
2 |
| NADEX |
Submission of an updated Market Maker Agreement between NADEX and its current market maker, Market Risk Management. |
12/09/2010 |
Certified |
12/23/2010 |
|
1 |
| CFE |
Submission of an Updated Fee Schedule. CFE #2011-17 |
06/29/2011 |
Certified |
06/29/2011 |
|
1 |
| CFE |
Submission of an updated CFE Fee Schedule. CFE #2011-08 |
03/18/2011 |
Certified |
03/18/2011 |
|
1 |
| CME |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| CBOT |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| NYMEX |
Submission of an Amendment to Rule 588.G in order to reflect market conditions in the silver market. CME/CBOT/NYMEX #11-182 |
05/06/2011 |
Certified |
05/13/2011 |
|
1 |
| MGE |
Submission of amendment of the MGEX Rules. |
04/29/2016 |
Certified |
05/13/2016 |
|
1 |
| MGE |
Submission of amendment of the MGEX Rules. |
04/29/2016 |
Certified |
05/13/2016 |
|
1 |
| CFE |
Submission of a new rule that sets forth CFE's CBOE Gold ETF Volatility Index Security Futures Lead Market Maker Program to commence on March 25, 2011. CFE #2011-07 |
03/21/2011 |
Certified |
04/29/2011 |
|
1 |
| TRUEEX |
Submission contains various rule amendments.Many are made at the request of DMO Staff as part of the review process of trueEX's SEF application.trueEX also offers swaps on the DCM & has a consolidated rulebook,therefore trueEX is making this DCM filing. |
10/05/2015 |
Certified |
10/20/2015 |
|
1 |
| CME |
Streamlines the process for the involuntary sale of a membership when a member is in default to the exchange or another member of the exchange. CME/CBOT/NYMEX #09-053 |
03/25/2009 |
Certified |
04/09/2009 |
|
1 |
| CBOT |
Streamlines the process for the involuntary sale of a membership when a member is in default to the exchange or another member of the exchange. CME/CBOT/NYMEX #09-053 |
03/25/2009 |
Certified |
04/09/2009 |
|
1 |
| NYMEX |
Streamlines the process for the involuntary sale of a membership when a member is in default to the exchange or another member of the exchange. CME/CBOT/NYMEX #09-053 |
03/25/2009 |
Certified |
04/09/2009 |
|
1 |
| NFX |
SR-NFX-2015-90: Temporary Suspension of TAS Trading Due to Christmas Holiday Trading Schedule |
12/02/2015 |
Certified |
12/16/2015 |
|
1 |
| NFX |
Specifying the days and hours the Exchange will be closed for business in 2014. NFX #2013-10 |
07/23/2013 |
Certified |
08/07/2013 |
|
1 |
| CFE |
Specifies the Threshold Widths for each futures contract currently listed on CFE and provides that the minimum size of bids and offers to establish a Threshold Width is on contract. CFE # CFE-2009-01 |
01/08/2009 |
Certified |
02/18/2009 |
|
1 |
| CME |
Specifies Allowable Spreads for GEM Members. CME #08-64 |
04/03/2008 |
Certified |
04/18/2008 |
|
1 |
| NYLIFFE |
Sole Listing of Futures on the MSCI Emerging Markets and MSCI EAFE Indexes. NYLIFFE #2011-115 |
04/28/2011 |
Certified |
05/05/2011 |
|
1 |
| SMFE |
SMFE 2020-010Amendment to definition of "Board" in Exchange's Definitions. |
06/30/2020 |
Certified |
07/15/2020 |
|
2 |
| SMFE |
SMFE 2020-008 - Amendment to requirements needed to be approved as a Clearing Member of the Exchange. |
06/26/2020 |
Certified |
07/13/2020 |
|
2 |
| SMFE |
SMFE 2020-001 - Amendments to Exchange Rule 904 |
04/27/2020 |
Certified |
05/11/2020 |
|
1 |
| ICE US |
Setting Block Trade minimum quantity for options on Bakkt Bitcoin Monthly Futures |
10/25/2019 |
Certified |
11/08/2019 |
|
1 |
| CBOT |
Sets forth the requirements for eligible business organizations to become member firms of the Exchange. CBOT #2812.01 |
07/25/2007 |
Certified |
07/25/2007 |
|
1 |
| ICE US |
Set minimum block trade size and LTD maximum transfer trade size for Bitcoin contracts. |
05/13/2019 |
Certified |
05/28/2019 |
|
1 |
| CME |
Self-certifying the reduction of the block trade minimum threshold in 19 FX options products. CME/CBOT #13-216 |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| CBOT |
Self-certifying the reduction of the block trade minimum threshold in 19 FX options products. CME/CBOT #13-216 |
06/07/2013 |
Certified |
06/22/2013 |
|
1 |
| ICE US |
Self-certifying the new RIN Broker Program, under which all brokers will receive a payment of $0.25/per side for all non-screen based trades of RIn D-4, D-5, D-6 futures contracts. ICE US #13-41 |
05/02/2013 |
Certified |
05/17/2013 |
|
1 |
| NYMEX |
Self-certifying Block Trade Minimum Thresholds and Issuance of Market Regulation Advisory Notices RA1308-4 and RA 1309-4. NYMEX/COMEX #13-156 |
04/26/2013 |
Certified |
05/11/2013 |
|
2 |
| COMEX |
Self-certifying Block Trade Minimum Thresholds and Issuance of Market Regulation Advisory Notices RA1308-4 and RA 1309-4. NYMEX/COMEX #13-156 |
04/26/2013 |
Certified |
05/11/2013 |
|
2 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook Appendix B |
11/08/2019 |
Certified |
11/25/2019 |
|
2 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook Appendix B |
08/14/2019 |
Certified |
08/28/2019 |
|
2 |
| NODAL |
self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). |
08/29/2019 |
Certified |
09/13/2019 |
|
4 |
| NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
| NFX |
Self-certification to terminate the Designated Market Maker Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/15/2019 |
Certified |
12/02/2019 |
|
1 |
| NFX |
Self-certification to specify the days and hours the Exchange will be open for business in 2018 with respect to all listed products. |
12/20/2017 |
Certified |
01/05/2018 |
|
2 |
| NFX |
Self-Certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. |
05/01/2018 |
Certified |
05/15/2018 |
|
2 |
| NFX |
Self-certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange. |
04/28/2017 |
Certified |
05/12/2017 |
|
2 |
| NFX |
Self-certification to recertify the Trading Incentive Program for certain energy contracts listed on the Exchange |
04/30/2019 |
Certified |
05/14/2019 |
|
2 |
| NFX |
Self-certification to recertify the Exchange's broker incentive program (the "Energy Broker Incentive Program" or "Program") for certain energy contracts. |
07/10/2017 |
Certified |
07/24/2017 |
|
1 |
| NFX |
Self-certification to recertify the Exchange's Asia-Pacific incentive program for certain energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook as may be amended. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
| NFX |
Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
07/17/2017 |
Certified |
07/31/2017 |
|
3 |
| NFX |
Self-certification to launch a new Designated Market Maker Program for energy contracts. |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
