CBOT |
Provides the Amended and Restated Certificate of Incorporation and Amended and Restated Bylaws of the Board of Trade of the City of Chicago, Inc. CBOT #2807.01 |
07/13/2007 |
Certified |
07/30/2007 |
|
1 |
CME |
Provides that trades may occur in multiples of 0.05 index points for E-mini Russell 2000 futures and other index products intercommodity spreads. CME #08-31 |
02/14/2008 |
Certified |
02/14/2008 |
|
1 |
CME |
Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 |
07/24/2008 |
Certified |
07/30/2008 |
|
1 |
CBOT |
Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 |
07/24/2008 |
Certified |
07/30/2008 |
|
1 |
CFE |
Provides that (i) the Exchange may allow transfers of positions; and (ii) that Clearing Members may transfer positions, using mark-to-market prices of the positions on the day of the transfer. CFE # CFE-2008-03 |
04/04/2008 |
Certified |
04/15/2008 |
|
1 |
ICE US |
Provides Thanksgiving Holiday Trading Hours. ICE US #09-54 |
11/23/2009 |
Certified |
11/23/2009 |
|
1 |
ICE US |
Provides temporary change in Electronic Trading Hours for Financial and Stock Index products; No Trading on Good Friday. ICE US #Amended 09-20 |
04/21/2009 |
Certified |
04/27/2009 |
|
1 |
ICE US |
Provides supplemental submission to December 17th submission re Extension of the Russell Futures Market Maker Program and Options Market Maker Programs. ICE US Supplemental Submission #09-58 |
01/19/2010 |
Certified |
03/29/2010 |
|
1 |
CBOT |
Provides several CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067 |
04/29/2009 |
Certified |
05/29/2009 |
|
1 |
CME |
Provides several CME and CBOT Interest Rate Product Market Making Programs. CME/CBOT #09-067 |
04/29/2009 |
Certified |
05/29/2009 |
|
1 |
ELX |
Provides secured connectivity to its system via the internet for transmission of orders and market data, effective 9/28/09, through its secure internet connectivity solution, ELX Net. ELX Futures #2009-013 |
09/25/2009 |
Certified |
05/20/2010 |
|
1 |
NYMEX |
Provides second revision of NYMEX & COMEX Market Regulation Advisory Notice RA 1002-4. NYMEX/COMEX #10-36RR |
02/04/2010 |
Certified |
06/15/2010 |
|
1 |
CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 |
07/05/2007 |
Certified |
08/06/2007 |
|
0 |
NYLIFFE |
Provides rules applying to the new MSCI Emerging Markets, EAFE and USA Mini Index Futures Contracts, including trading schedules, block trade requirements and no-bust ranges. NYLIFFE #2009-115 |
08/31/2009 |
Certified |
09/15/2009 |
|
1 |
CFE |
Provides rule changes to make CFE's rules and Limited Liability Company Agreement consistent with the provisions of the acceptable practices set forth in Core Principle 15. CFE 2010-4 |
04/14/2010 |
Certified |
07/21/2010 |
|
1 |
CBOT |
Provides Rule Changes in Connection with Transfer of CBOT Metals Products to NYSE Liffe CBOT #08-132 |
09/02/2008 |
Certified |
10/15/2008 |
|
1 |
NFX |
Provides Regulatory Alerts for the new IDEX USD Interest Rate Swap Futures Contracts. PBOT #SR-PBOT-2008-18 |
12/23/2008 |
Certified |
12/30/2008 |
|
1 |
NYLIFFE |
Provides Regulation Section 38.5(d) Certification, relating to change in ownership of NYSE Liffe US LLC. NYLIFFE #2009-125 |
12/31/2009 |
Certified |
05/03/2010 |
|
1 |
NADEX |
Provides Product Schedule Guidelines for Holidays and amendments to the Trading Hours Rule |
02/04/2010 |
Certified |
02/04/2010 |
|
1 |
CME |
Provides procedures to govern the use of CME ClearPort to submit for clearing EFPs, block trades and substitution transactions in CME contracts, and amends CME Rule 8F15 to change references from NYMEX ClearPort to CME ClearPort. CME #09-042 |
03/12/2009 |
Certified |
04/21/2009 |
|
1 |
ICE US |
Provides procedures for reporting and submitting EFP/EFS transactions. ICE US #07-69 |
11/19/2007 |
Certified |
11/19/2007 |
|
1 |
ICE US |
Provides procedures for establishing settlement prices in the context of a physical emergency. ICE US #08-43 |
07/14/2008 |
Certified |
08/13/2008 |
|
1 |
CME |
Provides procedures and requirements for the appropriate resolution of outtrades, errors and the mishandling of orders. Market Regulation Advisory #RA0804-3. CME and CBOT 08-55 |
03/12/2008 |
Certified |
03/13/2008 |
|
1 |
CBOT |
Provides procedures and requirements for the appropriate resolution of outtrades, errors and the mishandling of orders. Market Regulation Advisory #RA0804-3. CME and CBOT 08-55 |
03/12/2008 |
Certified |
03/13/2008 |
|
1 |
OCX |
Provides procedures and regulatory oversight for the transfer of trades in a manner to ensure the integrity of the market (new Rule 422); and guidance on the offsetting of concurrent long and short positions (new Rule 423). |
11/30/2009 |
Certified |
12/17/2009 |
|
1 |
ICE US |
Provides performance bond or letter of credit requirements for warehouse/facility operators; Eliminates the warning letter and increases summary fines; and Codifies ICEBlock access procedures and obligations. ICE US #09-39 |
09/17/2009 |
Certified |
09/24/2009 |
|
1 |
NYLIFFE |
Provides NYSE Liffe, LLC Exchange Notice 15/2009 - concerning its name change, effective 6/4/09. |
06/08/2009 |
Certified |
06/08/2009 |
|
1 |
NYMEX |
Provides NYMEX/COMEX Market Regulation Advisory Notice RA0907-4 on new Rule 524, including the products and contract months in which TAS and MO transactions are permitted as part of NYMEX/COMEX/CME/CBOT trade practice rule harmonization. NYMEX #09-189 |
09/01/2009 |
Certified |
03/29/2010 |
|
1 |
NYMEX |
Provides NYMEX/COMEX Market Reg Advisory Notice RA0906-4, providing information on the changes to trade practice rules due to the harmonization of NYMEX and COMEX rules with those of CME and CBOT. NYMEX #09-145 |
07/30/2009 |
Certified |
03/29/2010 |
|
1 |
NYMEX |
Provides notification regarding the listing of five new Petroleum Futures Contracts for Clearing and Trading, including provisionfor changes to the exchange for related position (EFRP) rules to be consistent with the harmonized rulebook. NYMEX #10-030 |
02/04/2010 |
Certified |
02/11/2010 |
|
1 |
NYMEX |
Provides notification of the NYMEX Market Maker Program for Gulf Coast Sour Crude Products. NYMEX #10-012 |
01/08/2010 |
Certified |
06/21/2010 |
|
1 |
NYMEX |
Provides notification of the NYMEX Market Maker Program for Brent and Gasoil. NYMEX #10-011 |
01/08/2010 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Provides Notification of the Listing of Product on Additional Trading Venue and Notification of New Platforms for European-Style Crude Oil and European-Style Natural Gas Options. NYMEX #08.01 |
01/17/2008 |
Certified |
01/17/2008 |
|
1 |
KCBT |
Provides notification of the intention to add new Rules 21100.01 and 2100.02 (FCM "Participation Agreement" & eligible swap participant "Certification of Eligibility" forms) to its petition dated May 26, 2009. |
03/08/2010 |
Certified |
03/15/2010 |
|
1 |
NYMEX |
Provides Notification of the Availability of Calendar Spreads for NYMEX UxC Uranium U308 Swap Futures Contract. NYMEX #08.53 |
04/11/2008 |
Certified |
04/11/2008 |
|
1 |
NADEX |
Provides notification of the 2009 Holiday Schedule. |
12/04/2008 |
Certified |
12/04/2008 |
|
1 |
NYMEX |
Provides Notification of Migration of Open Interest from 4 Decimal Natural Gas Liquids to 5 Decimal Natural Gas Liquids and Delisting of 4 Decimal Natural Gas Liquids. NYMEX #09-300 |
12/16/2009 |
Certified |
12/30/2009 |
|
1 |
CME |
Provides notification of Extension of CME Weather Product Market Maker Program. CME #10-045 |
02/12/2010 |
Certified |
04/14/2010 |
|
1 |
CME |
Provides Notification of Extension of CME Foreign Exchange Market Maker Programs: and Addition of E-micro FX Market Maker Program. CME #09-307 |
12/10/2009 |
Certified |
04/15/2010 |
|
1 |
CME |
Provides Notification of Extension of CME Agricultural Product Market Maker Programs CME #09-291 |
12/02/2009 |
Certified |
03/29/2010 |
|
1 |
CME |
Provides notification of CME/CBOT Agricultural Product Market Maker Programs. CME/CBOT # 10-116 |
05/03/2010 |
Certified |
05/10/2010 |
|
1 |
CBOT |
Provides notification of CME/CBOT Agricultural Product Market Maker Programs. CME/CBOT # 10-116 |
05/03/2010 |
Certified |
05/10/2010 |
|
1 |
CME |
Provides notification of CME's Housing Market Maker Program. CME#09-185 |
01/06/2010 |
Certified |
06/21/2010 |
|
1 |
CME |
Provides notification of CME FX Market Maker Programs. CME #09-184 |
09/03/2009 |
Certified |
11/19/2009 |
|
1 |
NYMEX |
Provides Notification of Change of Trading Venue for Henry Hub Natural Gas Penultimate Swap Futures Contract from ClearPort Trading to Globex. NYMEX #08.116 |
01/30/2009 |
Certified |
02/04/2009 |
|
1 |
NYMEX |
Provides Notification of Additional Venue Listing for Three Option Contracts. NYMEX #09-292 and 09-292R |
12/16/2009 |
Certified |
12/16/2009 |
|
2 |
NYMEX |
Provides notification of a NYMEX Market Maker Program for Gold, Silver, Copper, Platinum and Palladium. NYMEX #10-013 |
04/14/2010 |
Certified |
06/21/2010 |
|
1 |
OCX |
Provides notification of a change in market surveillance and compliance procedures. |
04/09/2010 |
Certified |
07/14/2010 |
|
1 |
CME |
Provides notification of 5:00PM Central Time CME Globex Opening Time for FX Futures and Options Products on Sundays. CME #09-016 |
02/03/2009 |
Certified |
02/03/2009 |
|
1 |