NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Natural Gas Incentive Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Option Contracts Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures Program |
12/06/2017 |
Certified |
12/20/2017 |
|
3 |
NODAL |
Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of May 15, 2017, to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures. |
05/22/2017 |
Notified |
05/22/2017 |
|
2 |
NODAL |
Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of August 7, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
08/14/2017 |
Notified |
08/14/2017 |
|
2 |
NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
NODAL |
Nodal Exchange Power Incentive Program |
02/25/2016 |
Certified |
03/10/2016 |
|
3 |
NODAL |
Nodal Exchange Power Incentive Program |
02/22/2016 |
Withdrawn |
02/25/2016 |
|
4 |
NODAL |
Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade |
12/08/2022 |
Certified |
12/22/2022 |
|
3 |
NODAL |
Nodal Exchange is updating its 2021 Holiday Schedule and will be open for normal operations on December 27, 2021. |
07/30/2021 |
Certified |
08/13/2021 |
|
1 |
NODAL |
Nodal Exchange is revising Rule 6.5 - Position Limits, to further align with the requirements of new Part 150 of the Commission's Regulations |
12/29/2021 |
Certified |
01/13/2022 |
|
2 |
NODAL |
Nodal Exchange is revising its Rulebook Section VI for market Participants engaging in electronic trading on the Exchange pursuant to the Electronic Trading Risk Principles rulemaking (Commission Regulations 38.251(e), (f) and (g)). |
06/25/2021 |
Certified |
07/12/2021 |
|
2 |
NODAL |
Nodal Exchange is notifying the Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). The Exchange is amending Rule 2.10 Use of Proprietary Data and Personal Data. |
05/18/2018 |
Certified |
06/04/2018 |
|
2 |
NODAL |
Nodal Exchange is amending the names of 2 contracts from "PJM OVEC" to "PJM OVEC (PRE-PJM)". These revisions have no effect on the economic characteristics of these contracts in accordance with CFTC Regulation 40.6(d)(i). |
01/30/2019 |
Notified |
01/30/2019 |
|
3 |
NODAL |
Nodal Exchange is amending its holiday schedule. Nodal Exchange will be open for normal operations on the Friday after Thanksgiving. |
09/27/2021 |
Certified |
10/12/2021 |
|
1 |
NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 5 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 4 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 3 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 1 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Contracts, based on environmental products, with December 2018 expiries will have a last trading day of December 21, 2018 and a delivery day of December 28, 2018 |
12/04/2018 |
Certified |
12/18/2018 |
|
2 |
CFE |
No longer allowing for trade at settlement transactions in Cboe iBoxx iShares Bond Index Futures. |
02/08/2024 |
Certified |
02/23/2024 |
|
1 |
NFX |
NFX" or "Exchange") is amending its fee schedule in connection with the listing of new NFX Financial Futures Contracts ("the Power Financial Futures Contracts"). |
08/08/2017 |
Certified |
08/22/2017 |
|
2 |
NFX |
NFX revises and adopts new trading rules in connection with modernizing its trading platform. NFX #2013-07 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
NFX |
NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
08/08/2017 |
Certified |
08/22/2017 |
|
3 |
NFX |
NFX is amending its fee schedule to remove language that should have been amended in connection with the extension of the Designated Market Maker program. |
08/18/2017 |
Certified |
09/01/2017 |
|
2 |
NFX |
NFX is amending its fee schedule in connection with the listing of new NFX Natural Gas Liquids Financial Futures. |
10/11/2017 |
Certified |
10/25/2017 |
|
2 |
NFX |
NFX is amending certain By-Laws, Rules and its Fee Schedule in order to eliminate references to a "seat" or membership share structure. NFX #2013-02 |
01/28/2013 |
Certified |
02/12/2013 |
|
2 |
NFX |
NFX hereby submits rules relating to block trade minimum quantity thresholds for NFX Dry Freight Futures and Options contracts ("Dry Freight contracts"). |
07/25/2018 |
Certified |
08/08/2018 |
|
2 |
NFX |
NFX hereby submits rules relating to block trade minimum quantity thresholds and fee schedules for New NFX Electricity Reliability Council Of Texas (ERCOT) Off-Peak Financial Futures. |
02/07/2018 |
Certified |
02/22/2018 |
|
2 |
NFX |
NFX amends its Rules at Chapter I, Chapter IV and Appendix A of the Rulebook |
09/29/2017 |
Certified |
10/16/2017 |
|
2 |
CFE |
New version of the Binary Order Entry protocol ("BOE Version 3") |
03/01/2021 |
Certified |
03/15/2021 |
|
1 |
ICE US |
New USGC Crude Program |
07/29/2022 |
Certified |
08/12/2022 |
|
2 |
ICE US |
New USDX Market Maker Program |
05/21/2023 |
Certified |
06/05/2023 |
|
2 |
CDE |
New TPH Fee Incentive Program |
07/28/2016 |
Certified |
08/11/2016 |
|
2 |
ICE US |
New Stock Index Spreads Program |
08/08/2022 |
Certified |
08/22/2022 |
|
2 |
ICE US |
New Softs Calendar Spread Option Incentive Program |
02/09/2021 |
Certified |
02/24/2021 |
|
2 |
ICE US |
New SOFR Index Futures Liquidity Provider Program |
11/29/2022 |
Certified |
12/13/2022 |
|
2 |
ICE US |
New Russell Mini Futures Maket Maker Program and New Russell Contract Individual and Member Firm Fee Programs. ICE US #10-35 |
09/10/2010 |
Certified |
09/17/2010 |
|
1 |
COIN |
New Rule 307 (Affiliated Participant) to address affiliate FCM |
08/18/2023 |
Certified |
09/01/2023 |
|
1 |
NFX |
New Rule 213 - Information Sharing Agreements amended Core Principle 2 to provide in part that the rules of the contract market shall provide the board of trade with the ability and authority to obtain any necessary information. NFX 2011-07 |
06/24/2011 |
Certified |
12/27/2011 |
|
1 |
ICE US |
New Rule 2.35 codifies duty of Clearing Members to report daily open interest data to the relevant Clearing House and permits summary fines for violations; financial and related FCM obligations consolidated in Rule 2.34. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
ICE US |
New Rin Commercial Program |
04/23/2024 |
Certified |
05/07/2024 |
|
2 |
ICE US |
New Renewable Energy Certificate Promotional Multiplier Program |
02/07/2022 |
Certified |
02/22/2022 |
|
2 |