CBOT |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
NYMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
COMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
GREENX |
Various Rule Amendments. GREENX #2011-13 |
06/24/2011 |
Certified |
08/04/2011 |
|
1 |
KCBT |
Various Rule Amendments pertaining to the process for appointing Public Directors to KCBT's governing board and renaming non-voting ex officio persons as "participants". |
09/18/2012 |
Certified |
10/03/2012 |
|
1 |
ICE US |
Various Rule Amendments and the Renaming of Rulebook Chapter 4. ICE US #12-44 |
08/03/2012 |
Certified |
08/18/2012 |
|
1 |
ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
TRUEEX |
Various Rule Amendments - TRUEEX #2014-12D |
06/26/2014 |
Certified |
07/12/2014 |
|
1 |
KCBT |
Various revisions to Exchange Rule Chapters, the updates are designed to ensure compliance with designated contract market Core Principles and conformity with current practices and procedures. KCBT #12-01 |
11/15/2012 |
Certified |
12/01/2012 |
|
1 |
MIAX |
Various MGEX Rules and Regulation amendments. |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
CME |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
CBOT |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
CME |
Various Amendments to the S&P 500 Stock Price Index Futures, E-mini S&P 500 Stock Price Index Futures and Related Options Contracts and Addition of Block Trade Eligibility to Options on E-mini S&P 500 Stock Price Index Futures |
05/20/2021 |
Certified |
06/04/2021 |
|
1 |
USFE |
USFE will cease exchange operations effective December 31, 2008. |
12/23/2008 |
Certified |
02/05/2009 |
|
1 |
COIN |
US Trading Hours Market Maker Program |
09/03/2021 |
Certified |
09/20/2021 |
|
3 |
ICE US |
US Environmental Free to Post Incentive Program |
11/05/2019 |
Certified |
11/20/2019 |
|
2 |
NFX |
Updating the nominating process in the By-Laws. NFX #2010-09 |
09/07/2010 |
Certified |
09/14/2010 |
|
1 |
ICE US |
Updating the messaging policy to account for the increased usage and volume executed on the Exchange's electronic trading system ("ETS"). ICE US #10-62 |
12/22/2010 |
Certified |
12/30/2010 |
|
1 |
MIAX |
Updating the membership requirement as it pertains to clearing privileges; updating offset and transfer trade requirements. |
07/19/2012 |
Certified |
08/03/2012 |
|
1 |
CFE |
Updating the CFE Fee Schedule, to make clear that this fee is not applicable to the receipt of CFE market data through a CBOE Command Trader Graphical User Interface terminal located on CBOE trading floor. CFE #2013-25 |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
OCX |
Updating Obsolete References and Clarifying Rules in the OneChicago Rulebook - Chapter 2 |
04/05/2019 |
Certified |
04/19/2019 |
|
1 |
MIAX |
Updating instances of "MFE" to "MIAX Futures" |
11/22/2024 |
10 Day Review |
11/22/2024 |
|
1 |
CFE |
Updating Fee Schedule establishing transaction fees for a new product to be traded on CFE. CFE #2012-21 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule. CFE #2014-02 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
CFE |
Updating CFE Fee Schedule. CFE #2012-15 |
07/02/2012 |
Certified |
07/18/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule. CFE #2012-09 |
05/01/2012 |
Certified |
05/01/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule. CFE #2012-03 |
02/03/2012 |
Certified |
02/18/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule. CFE #2011-30 |
12/22/2011 |
Certified |
01/09/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule, which establishes transaction fees for a new product to be traded on CFE. "CBOE Nasdaq-100 Volatility Index" CFE #2012-11 |
05/08/2012 |
Certified |
05/23/2012 |
|
1 |
CFE |
Updating CFE Fee Schedule which establishes transaction fees for a group of new products to be traded on CFE. CFE #2011-22 |
10/12/2011 |
Certified |
10/12/2011 |
|
1 |
CFE |
Updating CFE Fee Schedule to extend the term of CFE's Day Trade fee pilot program through December 31, 2011 CFE #2010-12 |
12/08/2010 |
Certified |
01/11/2011 |
|
1 |
CFE |
Updating CFE Fee Schedule to establish transaction fees for new contracts and to clarify contracts eligible for the Day Trade Fee Pilot Program. CFE #2010-09 |
09/22/2010 |
Certified |
09/29/2010 |
|
1 |
OCX |
Updating and Streamlining Rules - Chapter 3 |
05/06/2019 |
Certified |
05/20/2019 |
|
1 |
LEDGERX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
NODAL |
Updates to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures |
11/08/2019 |
Certified |
11/25/2019 |
|
2 |
CME |
Updates to the CME E-micro FX Market Maker Program and extension and updates to the CME Cross Currency Liquidity Market Maker Program. CME #10-219 |
07/26/2010 |
Certified |
08/02/2010 |
|
1 |
CFE |
Updates to Regulatory Independence Policies |
03/10/2023 |
Certified |
03/24/2023 |
|
1 |
LEDGERX |
Updates to Participant Agreement, User Agreement, and Privacy Policy |
03/10/2022 |
Certified |
03/24/2022 |
|
2 |
CFE |
Updates to No-Bust Ranges and Error Trade Policy |
09/12/2024 |
Certified |
09/26/2024 |
|
1 |
MIAX |
Updates to MGEX Rulebook. MGE #13-12 |
07/15/2013 |
Certified |
07/30/2013 |
|
1 |
MIAX |
Updates to MGEX Rulebook - Pre-execution communications, Summary fine schedules, Risk requirements for FCMs. MGE #14-2 |
01/09/2014 |
Certified |
01/25/2014 |
|
1 |
COIN |
Updates to Lead Market Maker Program |
12/13/2022 |
Certified |
12/28/2022 |
|
2 |
CANTOR |
Updates to Compliance Manual |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
CDE |
Updates to CDE FCM License Incentive Program |
12/20/2023 |
Certified |
01/05/2024 |
|
2 |
CDE |
Updates to CDE Default Auction Liquidity Provider Program |
01/02/2024 |
Certified |
01/17/2024 |
|
2 |
CDE |
Updates to CDE Build Out Program |
12/20/2023 |
Certified |
01/05/2024 |
|
2 |
CFE |
Updates the CFE Fee Schedule. CFE #2007-12 |
10/15/2007 |
Certified |
10/15/2007 |
|
1 |
CFE |
Updates the CFE Fee Schedule to provide a rebate for "day trades". The rebate will be in effect on a pilot basis from September 4, 2007 through December 31, 2007. CFE# 2007-10 |
08/31/2007 |
Certified |
09/04/2007 |
|
1 |
NADEX |
Updates Request to amend the Commission's Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization |
08/21/2009 |
Certified |
09/02/2009 |
|
1 |
USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |