CBOT |
Modifications to the Agricultural Options Market Maker Program |
02/13/2017 |
Certified |
02/28/2017 |
|
1 |
CME |
Modifications to the Agricultural Options Market Maker Program |
01/14/2019 |
Certified |
02/01/2019 |
|
1 |
CME |
Modifications to the Agricultural Options Market Maker Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
CME |
Modifications to the Agricultural Options Market Maker Program |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CBOT |
Modifications to the Agricultural Options Market Maker Program |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CME |
Modifications to the Agricultural Futures Resting Order Program. CME/CBOT #14-258 |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
CBOT |
Modifications to the Agricultural Futures Resting Order Program. CME/CBOT #14-258 |
06/30/2014 |
Certified |
07/16/2014 |
|
1 |
CME |
Modifications to the Agricultural Futures Resting Order Program |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
CME |
Modifications to the Agricultural Futures Resting Order Program |
12/01/2016 |
Certified |
12/15/2016 |
|
1 |
CBOT |
Modifications to the Agricultural Futures Resting Order Program |
12/14/2015 |
Certified |
12/29/2015 |
|
1 |
CBOT |
Modifications to the Agricultural Futures Resting Order Program |
12/01/2016 |
Certified |
12/15/2016 |
|
1 |
CME |
Modifications to the Agricultural Futures Resting Order Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
CBOT |
Modifications to the Agricultural Futures Resting Order Program |
12/26/2019 |
Certified |
01/10/2020 |
|
1 |
COMEX |
Modifications to the Agency Cross Fee Schedule |
09/19/2014 |
Certified |
10/03/2014 |
|
2 |
NYMEX |
Modifications to the Agency Cross Fee Schedule |
09/19/2014 |
Certified |
10/03/2014 |
|
2 |
CME |
Modifications to the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
03/17/2021 |
Certified |
03/31/2021 |
|
2 |
CME |
Modifications to the Adjusted Interest Rate ("AIR") S&P 500 Total Return Futures Market Maker Program |
09/15/2021 |
Certified |
09/29/2021 |
|
2 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
04/16/2021 |
Certified |
04/30/2021 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
12/16/2022 |
Certified |
01/03/2023 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
09/29/2021 |
Certified |
10/14/2021 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
12/19/2023 |
Certified |
01/04/2024 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
10/11/2022 |
Certified |
10/25/2022 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
07/11/2023 |
Certified |
07/25/2023 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
07/15/2024 |
10 Day Review |
07/15/2024 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
10/15/2020 |
Certified |
10/29/2020 |
|
1 |
CBOT |
Modifications to the 3-Year Note Futures Market Maker Program |
04/12/2022 |
Certified |
04/26/2022 |
|
1 |
COMEX |
Modifications to the 1000oz Silver Futures Resting Order Incentive Program. COMEX #13-260 |
06/25/2013 |
Certified |
07/11/2013 |
|
1 |
COMEX |
Modifications to the 1000oz Silver Futures Resting Order Incentive Program |
12/12/2015 |
Certified |
12/28/2015 |
|
2 |
COMEX |
Modifications to the 1000oz Silver Futures Resting Order Incentive Program |
05/14/2015 |
Certified |
05/29/2015 |
|
2 |
COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/16/2024 |
10 Day Review |
04/16/2024 |
|
1 |
COIN |
Modifications to rules around disciplinary proceedings to provide clarity |
04/29/2024 |
Certified |
05/13/2024 |
|
1 |
NYMEX |
Modifications to NYMEX's Light Sweet Crude Oil ETH Market Making Incentive Program. NYMEX #12-457 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #14-192 |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #13-442 |
12/13/2013 |
Certified |
12/31/2013 |
|
1 |
NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #12-465 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #12-191 |
06/15/2012 |
Certified |
06/30/2012 |
|
1 |
NYMEX |
Modifications to NYMEX Natural Gas Options Gateway Incentive Program. NYMEX #13-390 |
09/17/2013 |
Certified |
10/02/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Natural Gas Basis Market Maker Program. NYMEX #14-169 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
NYMEX |
Modifications to NYMEX International Firm Volume Incentive Program. NYMEX #12-439 |
12/11/2012 |
Certified |
12/27/2012 |
|
2 |
NYMEX |
Modifications to NYMEX Incentive Program for Over-the-Counter Energy Options Products. NYMEX #12-089 |
03/19/2012 |
Certified |
04/02/2012 |
|
2 |
NYMEX |
Modifications to NYMEX Henry Hu Natural Gas Look Alike Financial Futures and Henry Hub Natural Gas Last Day Financial Futures Contracts Trader Incentive Program. NYMEX #12-424 |
12/10/2012 |
Certified |
12/25/2012 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #452 |
12/11/2012 |
Certified |
12/27/2012 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #14-213 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #13-450 |
11/25/2013 |
Certified |
12/11/2013 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #13-100 |
03/18/2013 |
Certified |
04/02/2013 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program |
06/15/2015 |
Certified |
06/29/2015 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products High Performer Program |
06/15/2015 |
Certified |
06/29/2015 |
|
2 |
NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Gateway Incentive Program. |
08/15/2014 |
Certified |
08/29/2014 |
|
2 |
NYMEX |
Modifications to NYMEX Energy Products Resting Order Incentive Program. NYMEX #14-188 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
NYMEX |
Modifications to NYMEX Energy Products Cross-Venue Incentive Program. NYMEX #12-441 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |