NYLIFFE |
Listing of Interest Rate Futures Contracts. NYLIFFE #2011-107 |
03/10/2011 |
Certified |
06/01/2011 |
|
1 |
NYLIFFE |
Listing of Futures on MSCI USA Growth and Value Indices. |
06/28/2010 |
Certified |
07/05/2010 |
|
1 |
NYMEX |
Listing of Existing U.S. Midwest Domestic Hot-Rolled Coil Steel Index Average Price Option Contract to the CME Globex Electronic Trading Platform |
10/27/2015 |
Certified |
11/10/2015 |
|
2 |
CME |
Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
CME |
Listing of Existing American-Style Weekly Options on Mexican Peso/US Dollar, Brazilian Real/US Dollar, New Zealand Dollar/US Dollar, Euro/British Pound, Euro/Japanese Yen, and Euro/Swiss Franc Futures Contracts on CME Globex and CME ClearPort |
07/21/2016 |
Certified |
08/04/2016 |
|
1 |
NYMEX |
Listing of Eight (8) Futures Contracts on the CME Globex Trading Platform |
06/03/2015 |
Certified |
06/17/2015 |
|
1 |
CME |
Listing of American-Style Weekly Options on the Russian Ruble/US Dollar, Chinese Renminbi/US Dollar, and Chinese Renminbi/Euro Cross Rate Futures Contracts for Submission for Clearing Through CME ClearPort |
12/22/2015 |
Certified |
01/07/2016 |
|
1 |
ICE US |
Listing of 22 New Environmental futures on November 18, 2013. ICE US #13-97A2 |
11/14/2013 |
Certified |
11/30/2013 |
|
1 |
NFX |
Listing Date for Energy Contracts |
07/08/2015 |
Notified |
07/08/2015 |
|
1 |
NFX |
Listing a 10 ounce gold futures contract. NFX #2013-09 |
07/18/2013 |
Certified |
08/02/2013 |
|
1 |
NFX |
List of Futures and Futures Options Contracts Being De-Listed from NFX |
02/24/2020 |
Certified |
03/09/2020 |
|
2 |
LEDGERX |
Liquidity Provider Program |
06/23/2021 |
Certified |
07/08/2021 |
|
3 |
NYLIFFE |
Liquidation Procedure for MF Global Inc. Customers in NYSE Liffe Metals and Equity Index Contracts. NYLIFFE #2011-133 |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
NADEX |
Limits Trading by Certain Affiliates; Changes Exchange Hours; Amends the Order Entry Rule, Underlying Futures Contract Cycle for Binary Payout Gold, Silver, and Crude Oil Contracts, the Daily Payout Criteria and the Minimum Tick Size. |
02/07/2008 |
Certified |
02/08/2008 |
|
1 |
NFX |
Limitation of Liability. |
12/12/2014 |
Certified |
12/29/2014 |
|
1 |
ICE US |
Legacy 1st Line Liquidity Provider Program |
11/15/2022 |
Certified |
11/30/2022 |
|
2 |
LEDGERX |
LedgerX Updated Rulebook |
01/31/2021 |
Certified |
02/12/2021 |
|
1 |
LEDGERX |
LedgerX updated Fee Schedule |
06/23/2021 |
Notified |
06/23/2021 |
|
3 |
LEDGERX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
3 |
LEDGERX |
LedgerX Unredacted Operations Manual |
03/12/2021 |
Certified |
03/26/2021 |
|
2 |
LEDGERX |
LedgerX revised Rulebook |
12/15/2021 |
Certified |
12/30/2021 |
|
2 |
LEDGERX |
LedgerX Revised Rulebook |
06/10/2021 |
Certified |
06/24/2021 |
|
3 |
LEDGERX |
LedgerX Revised Rulebook |
05/29/2020 |
Certified |
06/12/2020 |
|
1 |
LEDGERX |
LedgerX revised Rulebook |
02/19/2021 |
Certified |
03/05/2021 |
|
1 |
LEDGERX |
LedgerX Revised Participant Agreement |
05/28/2021 |
Certified |
06/14/2021 |
|
4 |
LEDGERX |
LedgerX Revised Operations Manual |
06/15/2021 |
Certified |
06/29/2021 |
|
3 |
LEDGERX |
LedgerX Participant Promotion Submission |
03/20/2020 |
Certified |
04/03/2020 |
|
3 |
LEDGERX |
LedgerX Participant Agreement |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
LEDGERX |
LedgerX Market Maker Program |
05/26/2021 |
Certified |
06/10/2021 |
|
2 |
LEDGERX |
LedgerX Fee Schedule Update |
09/23/2020 |
Notified |
09/23/2020 |
|
1 |
LEDGERX |
LedgerX Fee Schedule Change |
12/09/2020 |
Notified |
12/09/2020 |
|
1 |
LEDGERX |
LedgerX DCM Rulebook revisions |
11/15/2023 |
Certified |
11/30/2023 |
|
3 |
LEDGERX |
LedgerX Amended Rulebook |
03/12/2021 |
Withdrawn |
03/25/2021 |
|
1 |
CME |
Launchs All-or-None Transactions in CME Three-Month Overnight Index Swap Futures CME #09-062 |
04/17/2009 |
Certified |
05/06/2009 |
|
1 |
NYLIFFE |
Launching of the Global FCM Incentive Program in Precious Metals Futures. NYLIFFE #2010-117 |
11/05/2010 |
Certified |
12/17/2010 |
|
1 |
NYLIFFE |
Launch of the promotional program "Go for the Mini-Gold Program" for Mini-Gold futures contracts. NYLIFFE #2010-118 |
11/05/2010 |
Certified |
11/23/2010 |
|
1 |
NFX |
Large Trader, Ownership/Control Reports and Open Interest Data |
04/08/2015 |
Certified |
04/22/2015 |
|
1 |
NFX |
Large Trader, Ownership/Control Reports and Open Interest Data |
04/14/2015 |
Certified |
04/28/2015 |
|
1 |
KEX |
KalshiEX LLC is amending certain of its exhibits pursuant to 17 CFR 38.3(a)(5) |
02/16/2021 |
Certified |
03/02/2021 |
|
3 |
KEX |
Kalshi's volume incentive program iteration effective August 2023 |
07/14/2023 |
Withdrawn |
07/30/2023 |
|
1 |
KEX |
Kalshi is updating its Rulebook to clarify various aspects of the Settlement process, as well as the Market Outcome Review Process, and to make corresponding and other changes for clarity. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
KEX |
Kalshi is submitting the Market Outcome Review Process Guidelines for review. |
06/15/2021 |
Certified |
06/28/2021 |
|
3 |
KEX |
Kalshi intends to implement an Immediate Account Funding Program to reduce the inconvenience caused to members by the ACH delay. |
12/09/2021 |
Certified |
12/22/2021 |
|
2 |
KEX |
Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) |
12/09/2021 |
Certified |
12/22/2021 |
|
3 |
NFX |
Issuing two Futures Regulatory Alerts to address audit trail requirements and reporting requirements. NFX #2013-20 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CME |
Issuing revised CME and CBOT Market Regulation Advisory Notice RA 1201-3R. CME/CBOT #1201-3R |
06/01/2012 |
Certified |
06/16/2012 |
|
1 |
CBOT |
Issuing revised CME and CBOT Market Regulation Advisory Notice RA 1201-3R. CME/CBOT #1201-3R |
06/01/2012 |
Certified |
06/16/2012 |
|
1 |
OCX |
Issuing Regulatory Release 2018-3 Block Trading |
02/27/2018 |
Certified |
03/13/2018 |
|
1 |
OCX |
Issuing Regulatory Release 2017-8 (OneChicago Ownership and Control Reports) |
07/17/2017 |
Certified |
07/31/2017 |
|
1 |
OCX |
Issuing Regulatory Release 2017-11 (Large Trader Reporting Guide) |
09/05/2017 |
Certified |
09/19/2017 |
|
1 |