| NFX |
Amendments to Disciplinary Rules 401, 403-411. |
09/10/2012 |
Certified |
09/25/2012 |
|
2 |
| CFE |
Updated Fee Schedule. CFE #2012-20 |
09/12/2012 |
Certified |
09/27/2012 |
|
1 |
| CFE |
Amendment to adopt new CFE Policy and Procedure XI to set forth an S&P 500 Variance Futures Lead Market Maker Program. CFE #2012-19 |
09/12/2012 |
Certified |
09/27/2012 |
|
1 |
| ICE US |
Amending the terms of three market maker programs for Exchange agricultural products. ICE US #12-50 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| ICE US |
New and Amended Definitions and Membership Rules; Energy Members. ICE US #12-49 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| CBOT |
Modifications to CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT #12-284 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| CBOT |
Modifications to the CBOT Agricultural Back Month Incentive Program. CBOT #12-285 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| CFE |
Updating Fee Schedule establishing transaction fees for a new product to be traded on CFE. CFE #2012-21 |
09/13/2012 |
Certified |
09/28/2012 |
|
1 |
| NYMEX |
Implementing an incentive program in support of certain NYMEX petroleum products. NYMEX #12-273 |
09/14/2012 |
Certified |
09/29/2012 |
|
2 |
| NYLIFFE |
Notice Announcing the Renewal of the Designated Market Maker Program in Precious Metals Futures. NYLIFFE #2012-128 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| ICE US |
Implied Matching Engine Functionality to be Disabled for ICE Futures US Cash Settled US Agricultural Futures. ICE US #12-51 |
09/14/2012 |
Certified |
09/29/2012 |
|
1 |
| CME |
Modify and Extend the CME FX EFP Surcharge Volume Incentive Program. CME #12-286 |
09/17/2012 |
Certified |
10/02/2012 |
|
1 |
| KCBT |
Various Rule Amendments pertaining to the process for appointing Public Directors to KCBT's governing board and renaming non-voting ex officio persons as "participants". |
09/18/2012 |
Certified |
10/03/2012 |
|
1 |
| MGE |
Amending, adoption, and deletion of various rules and regulations to comply with the CFTC's final regulations regarding the Core Priniciples for all entities registered a a Designated Contract Market. |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
| CME |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
| CBOT |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
| NYMEX |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
| COMEX |
Revisions to Rule 536.B. "Globex Order Entry" and Issuance of CME Group Market Regulation Advisory Notice RA1210-5 |
09/19/2012 |
Certified |
10/04/2012 |
|
1 |
| NFX |
Amending Rule 2001C, Daily Settlement Price. NFX #2012-24 |
09/20/2012 |
Certified |
10/05/2012 |
|
1 |
| ICE US |
Establishment of Block Trade Sizes for ICE Futures US Energy Contracts. ICE US #12-54 |
09/24/2012 |
Certified |
10/10/2012 |
|
1 |
| NYMEX |
Adoption of new Rule 525 9(B)(iii) Trades. NYMEX #12-290 |
09/24/2012 |
Certified |
10/10/2012 |
|
1 |
| CFE |
Revising CFE Rule 1202(q) to allow for Trade at Settlement spread transactions in CBOE Volatility Index futures to be executed on CFE's trading system. CFE #2012-24 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| KCBT |
Notification of intention to amend Rules 2001.00 and 2505.00 pertaining to wheat futures and options open outcry trading hours. |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| NYLIFFE |
Notice Announcing the Modification of the Minimum Block Trade Size for Ultra Long US Treasury Bond Futures. NYLIFFE #2012-129 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| ICE US |
Amendments to Exchange Bylaw Annexes and Rules Related to the Discontinuance of Open Outcry Trading on the Exchange. ICE US #12-55 |
09/25/2012 |
Certified |
10/11/2012 |
|
1 |
| ICE US |
Amending Block Trading Procedures to decrease the block trade minimum quantity for Sugar No.11, Coffee, Cotton No.2 and Cocoa Calendar Spread Options contracts. ICE US #12-59 |
09/26/2012 |
Certified |
10/12/2012 |
|
1 |
| NYMEX |
Notification regarding the Listing of 50 NYMEX Energy Futures and Option Contracts on CME Globex Trading Platform. NYMEX #12-294 |
09/27/2012 |
Certified |
10/13/2012 |
|
2 |
| NYLIFFE |
Announcing amendments to Exchange Rules to conform them to changes made to Part 38 of Commission Regulations. NYLIFFE #2012-131 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Amendments to Exchange Rule 2.38 and Implementation of Permit Holder Incentive Program. ICE US #12-57 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Amendments to Exchange Rule 2.23 and Implementation of Lessee Incentive Program. ICE US #12-56 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amending Rule E29, Reportable Positions. NFX #2012-26 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Implementing several Volume and Broker Incentive Programs. ICE US #12-63 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Various Rule Amendments and New Market Halt Review Procedures. ICE US #12-62 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Deleting Rules 16, 33 and amending rule 60, 1300 and Voting By Members of Board and Certain Committees. NFX #2012-27 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amendments to various rules to add the new language to comply with the requirements of new Core Principles. NFX #2012-29 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
General Trading Standards and Prohibited Practices |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NFX |
Amending Rule E26 and adopting New Rule 2001N - Price Adjustments and Cancellations. NFX #2012-28 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NYMEX |
Revisions to Rule 526 Block Trades. (Request for Expedited Approval) NYMEX/COMEX #12-301 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| COMEX |
Revisions to Rule 526 Block Trades. (Request for Expedited Approval) NYMEX/COMEX #12-301 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| NYMEX |
Revisions to Rule 526 Block Trades, Reduction in Block trade Minimum Thresholds in NYMEX Core Energy Products; Revised NYMEX/COMEX MRA Notice RA1203-4R NYMEX/COMEX #12-292R |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| COMEX |
Revisions to Rule 526 Block Trades, Reduction in Block trade Minimum Thresholds in NYMEX Core Energy Products; Revised NYMEX/COMEX MRA Notice RA1203-4R NYMEX/COMEX #12-292R |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Establishing Block Trade Sizes for Energy Contracts. ICE US #12-61 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
| ICE US |
Amending Block Trade Procedures for ICE Futures US Energy Contracts. ICE US #12-67 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| ICE US |
Amendments to Block Trade Minimum Levels for ICE Futures US Energy Contracts. ICE US #12-66 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CDE |
Rule amendments to Eris Exchange Rulebook. |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CME |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| CBOT |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| NYMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| COMEX |
Various rule revisions in connection with compliance for DCMs with respect to final Core Principles. CME/CBOT/NYMEX/COMEX #12-305 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
| ICE US |
New and Amended Definitions and Membership rules; Direct Access Members. ICE US #12-65 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
