CBOT |
Modifications to the Globex Matching Algorithm for Calendar Spreads on the 10-Year US Treasury Note Futures. CBOT #12-460 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
NYMEX |
Modifications to Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #12-432 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
COMEX |
Modifications to Cross-Venue Energy and Metals Incentive Program for High Volume Contributors. NYMEX/COMEX #12-432 |
12/13/2012 |
Certified |
12/29/2012 |
|
2 |
KCBT |
Modifying the CBOT and CME Member HRW Incentive Program. KCBT #12-04 |
12/13/2012 |
Certified |
12/29/2012 |
|
1 |
NYMEX |
Modifications to NYMEX's Light Sweet Crude Oil ETH Market Making Incentive Program. NYMEX #12-457 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #12-465 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CME |
Planning to extend Interest Rate Options Give Up Incentive Program. CME/CBOT #12-463 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CBOT |
Planning to extend Interest Rate Options Give Up Incentive Program. CME/CBOT #12-463 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CME |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CBOT |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
COMEX |
Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX #12-454 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYMEX |
Establishment of block trade minimum thresholds in 423 NYMEX energy products and Issuance of Market Regulation Advisory Notice RA1208-4. NYMEX/COMEX #12-467 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
COMEX |
Establishment of block trade minimum thresholds in 423 NYMEX energy products and Issuance of Market Regulation Advisory Notice RA1208-4. NYMEX/COMEX #12-467 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NADEX |
Amending its Holiday Schedule for the 2013 New Year's Day Holiday for the Week of December 31, 2012 and Announcing its 2013 Holidays. |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar and US Treasury Futures Contracts. NYLIFFE #2012-140 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYLIFFE |
Announcing the Extension of the Open Interest Incentive Program. NYLIFFE #2012-142 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
NYLIFFE |
Announcing the Renewal of the Designated Market Maker Program in Full-Sized Precious Metals Futures. NYLIFFE #2012-141 |
12/14/2012 |
Certified |
01/01/2013 |
|
1 |
CFE |
Amending CFE Rule 2302(o) by clarifying how the sizes of quotes, Orders and trades in the S&P 500 Variance futures contract are expressed and displayed. CFE #2012-35 |
12/14/2012 |
Certified |
07/29/2014 |
|
1 |
NADEX |
Clarification regarding Nadex Temporary Demo Account Conversion Program. |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
CME |
Planning to extend the Eurodollar/Euroyen/Euribor Volume Incentive Program. CME #12-371 |
12/17/2012 |
Certified |
01/03/2013 |
|
1 |
NFX |
Approving Timber Hill, LLC as a Market Maker in XAU/USD Spot Gold Futures. NFX #2012-38 |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
MGE |
Clarify recordkeeping requirements under Regulation 2009; and remove certain restrictions on the fees amounts under Regulation 2020.00 |
12/18/2012 |
Certified |
01/04/2013 |
|
1 |
CME |
Implementation of a general fee discount program in support of Standard Sized and E-Micro INR/USD Futures. CME #12-473 |
12/19/2012 |
Certified |
01/05/2013 |
|
1 |
NADEX |
Notice of Emergency Action: Closing certain FTSE 100 and Germany 30 Daily and Intraday Contracts and cancelling certain open positions. |
12/19/2012 |
Certified |
01/05/2013 |
|
1 |
ICE US |
Extension of the FX Market Maker Program. ICE US #12-88 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extension of Terms of Russell Index Futures Market Maker Program. ICE US #12-89 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extending the terms of the Russell Index Options Market Maker Program. ICE US #12-90 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extending the terms of the FX Member Firm Fee Program. ICE US #12-92 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extension of Terms of Russell Individual Member Fee Program. ICE US #12-94 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extension of Terms of Foreign Trader Market Maker Program. ICE US #12-91 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extending the terms of the Grain Customer Volume Rebate Program. ICE US #12-95 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extension of Terms of Grain Executing Broker Rebate Program. ICE US #12-96 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extending the terms of the Grain Exchange Member/Member Firm Program. ICE US #12-97 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
NYMEX |
Revising NYMEX/COMEX Rule 806 in order to correctly reflect that the offset of buys and sells in NYMEX and COMEX products is not automatic, rather it is dependent upon reporting the offset pursuant to Rule 811. NYMEX/COMEX #12-471 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
COMEX |
Revising NYMEX/COMEX Rule 806 in order to correctly reflect that the offset of buys and sells in NYMEX and COMEX products is not automatic, rather it is dependent upon reporting the offset pursuant to Rule 811. NYMEX/COMEX #12-471 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
ICE US |
Extension of Terms of Grain Clearing Member Rebate Program. ICE US #12-98 |
12/20/2012 |
Certified |
01/08/2013 |
|
1 |
KCBT |
Conforming Amendments to KCBT Rules 301.01, 921.00, 922.00, 1001.01, 1001.02 and 1139.00 |
12/26/2012 |
Certified |
01/11/2013 |
|
1 |
ICE US |
Notification of Early Open in FCOJ Futures and Options Markets. ICE US #12-100 |
12/27/2012 |
Certified |
01/12/2013 |
|
2 |
OCX |
Revising OneChicago Rule 416, adds clarity that the Exchange of Future for Physical consists of a futures component and an underlying stock component combined into a single transaction. |
12/27/2012 |
Certified |
01/12/2013 |
|
1 |
ICE US |
Conforming Amendment to Rule 4.07, the amendment limits the prohibition to cash and carry exemptions. ICE US #13-3 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
NYLIFFE |
Announcing the Holiday Schedule for 2013. NYLIFFE #2013-101 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
ICE US |
Amendments to Rule 27.12A requiring an Exchange Clearing Member to produce audit trail information for any traders which are authorized by such Clearing Member to have a direct connection to the trading platform. ICE US #13-4 |
01/04/2013 |
Certified |
01/19/2013 |
|
1 |
CFE |
Amendments to Rule 714, Imposition of Fines for Minor Rule Violations. CFE 2013-02 |
01/07/2013 |
Certified |
01/23/2013 |
|
1 |
CME |
Implementing the CME Standard-Sized and E-Micro Indian Rupee/US Dollar Futures Market Maker Incentive Program. CME #13-006 |
01/07/2013 |
Certified |
01/23/2013 |
|
2 |
MGE |
Various MGEX Rules and Regulation amendments. |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
ICE US |
Amendments to Rules 27.20, 27.21, 27.22 and Pre-execution Communications FAQ--Cross Trade, requiring all cross trades in futures contracts to be executed by entry of a Crossing Order onto the electronic trading system. ICE US #13-5 |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
CDE |
Amendments to Rules 101, 305 and 601 to clarify the definition of "Participant," and to clarify those Persons eligible to execute block trades. ERISDCM #2013-01 |
01/08/2013 |
Certified |
01/24/2013 |
|
1 |
ICE US |
Submitting New Rule 4.20 which provides that the Exchange will record and archive all conversations conducted by Members and Member Firms on their Exchange Trading Floor telephones for a minimum period of 14 Calendar Days. ICE US #13-6 |
01/10/2013 |
Certified |
01/26/2013 |
|
1 |
CME |
Issuance of Market Regulation Advisory Notice RA1301-3; Establishment of block trade eligibility in Indian Rupee/US Dollar futures with a minimum block threshold of 50 contracts, concurrent with the launch of trading in the new product. CME/CBOT #13-013 |
01/10/2013 |
Certified |
01/26/2013 |
|
1 |