ICE US |
Amending the Russell Futures Market Maker Program, including the new Russell 2000 Growth Index Mini and Russell 2000 Value Index Mini futures contracts. ICE US #13-34 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
ICE US |
Amending the Russell Contract Member Firm Fee Program. ICE US #13-33 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
ICE US |
Amending the Russell Contract Individual Member Fee Program. ICE US #13-32 |
04/05/2013 |
Withdrawn |
04/08/2013 |
|
1 |
KCBT |
Issuance of KCBT Market Regulation Advisory Notice RA1301-7, adopting Rule 1167.00 "Customer Type Indicator Codes". |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
CME |
CME/CBOT Market Regulation Advisory Notice RA1303-3 and NYMEX/COMEX RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
CBOT |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
NYMEX |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
COMEX |
RA1307-4 concerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-127 |
04/05/2013 |
Certified |
04/20/2013 |
|
1 |
ICE US |
Corrected version of ICE US 13-34, Amendments to the Russell Futures Market Maker Program. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
ICE US |
Corrected version of ICE US 13-33, Amendments to the Russell Futures Market Maker Program. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
ICE US |
Corrected version of ICE US 13-32, Amendments to the Russell Futures Market Maker Program. |
04/08/2013 |
Certified |
04/23/2013 |
|
1 |
CME |
Implementing a market maker program in support of Brazilian Real futures and options traded on Globex. CME #13-134 |
04/12/2013 |
Certified |
04/27/2013 |
|
1 |
NYMEX |
Implementing an incentive program in support of certain NYMEX energy futures and options contracts that are traded on the Globex Platform or submitted for clearing to the CME Clearing House. NYMEX #13-136 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
NYMEX |
Implementing an incentive program in support of certain natural gas futures products. NYMEX #13-140 |
04/15/2013 |
Certified |
04/30/2013 |
|
1 |
NYMEX |
Implementing an incentive program in support of certain crude, refined and natural gas energy products on Globex. NYMEX #13-137 |
04/16/2013 |
Certified |
05/01/2013 |
|
2 |
NYMEX |
Implementing an incentive program in support of NYMEX Energy Options Products traded on the NYMEX trading floor, the Globex Platform, or that are submitted for clearing to the CME Clearing House. NYMEX #13-139 |
04/16/2013 |
Certified |
05/01/2013 |
|
2 |
CME |
Modifications to the CME Housing Futures Market Maker Program. CME #13-138 |
04/16/2013 |
Certified |
05/01/2013 |
|
1 |
CFE |
Amendments to clarify CFE Rule 414, Rule 415, Rule 702, and Rule 714. CFE #2013-16 |
04/18/2013 |
Certified |
05/03/2013 |
|
1 |
OCX |
New Rule 137 - Foreign Persons and Rule 416 Exchange Future for Physical, changes define foreign persons and prohibit them from directly or indirectly placing bids or buy orders in and for exchange EFP markets. |
04/22/2013 |
Withdrawn |
04/29/2013 |
|
1 |
NYMEX |
Revisions to Natural Gas Options Market Maker Program. NYMEX #13-141R |
04/22/2013 |
Certified |
05/07/2013 |
|
2 |
NYMEX |
Self-certifying Block Trade Minimum Thresholds and Issuance of Market Regulation Advisory Notices RA1308-4 and RA 1309-4. NYMEX/COMEX #13-156 |
04/26/2013 |
Certified |
05/11/2013 |
|
2 |
COMEX |
Self-certifying Block Trade Minimum Thresholds and Issuance of Market Regulation Advisory Notices RA1308-4 and RA 1309-4. NYMEX/COMEX #13-156 |
04/26/2013 |
Certified |
05/11/2013 |
|
2 |
CFE |
Submitting a rule amendment relating to pooled investment vehicles and foreign CFE Trading Privilege Holders. CFE #2013-17 |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
CFE |
Amending its Trading Privilege Holder Permit Program and Fee Schedule relating to TPH permits issued to pooled investment vehicle managers and their approved pools. CFE #2013-18 |
04/29/2013 |
Certified |
05/14/2013 |
|
1 |
ICE US |
Markets involving the May 2013 FCOJ futures contract, which are normally open until 1:30pm NY Time, were temporarily shut down at 12:00pm NY Time due to a system issue. ICE US #13-39 |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
CFE |
CFE Rule Amendments to provide for the appointment of a designated primary market maker; to replace current lead market maker program; to extend the current expiration date of the DPM Benchmarks. CFE #2013-19 |
05/01/2013 |
Certified |
05/16/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Brent Market Maker Program. NYMEX #13-168 |
05/02/2013 |
Certified |
05/17/2013 |
|
2 |
ICE US |
Self-certifying the new RIN Broker Program, under which all brokers will receive a payment of $0.25/per side for all non-screen based trades of RIn D-4, D-5, D-6 futures contracts. ICE US #13-41 |
05/02/2013 |
Certified |
05/17/2013 |
|
1 |
KCBT |
Implementing a market maker program in support of hard red winter wheat options that are traded on Globex. KCBT #13-166 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
CDE |
Amendments to the Eris Exchange Rulebook to clarify the entities subject to Rule 404 and the rules, laws, and regulations that Participants must comply with under Rules 404 and 408. ERISDCM #2013-10 |
05/03/2013 |
Certified |
05/18/2013 |
|
1 |
CFE |
Amendments to provide for an incentive program for the designated primary market maker in 25-Metropolitan Statistical Area RPX Composite Futures traded on CFE. CFE #2013-20 |
05/06/2013 |
Certified |
05/21/2013 |
|
1 |
CFE |
Amending CFE Rule 513A - Risk Controls, to codify various risk controls which augment the risk controls already set forth in Rule 513A. CFE #2013-21 |
05/09/2013 |
Certified |
05/24/2013 |
|
1 |
NYMEX |
Modifying the NYMEX European and Asia Petroleum Products Incentive Program. NYMEX #13-173 |
05/10/2013 |
Certified |
05/25/2013 |
|
2 |
CME |
Modifying the CME E-mini S&P Select Sector Index Futures Market Maker Program. CME #13-174 |
05/13/2013 |
Certified |
05/29/2013 |
|
2 |
NYMEX |
Implementing a broker incentive program in support of European and Asian fuel oil contracts. NYMEX #13-177 |
05/14/2013 |
Certified |
05/30/2013 |
|
2 |
CME |
Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182 |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
CBOT |
Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182 |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
NYMEX |
Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182 |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
COMEX |
Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182 |
05/16/2013 |
Certified |
06/01/2013 |
|
1 |
NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program. NYMEX #13-181 |
05/17/2013 |
Certified |
06/04/2013 |
|
2 |
ICE US |
Amendments to the Trade at Settlement, which explains the Exchange's TAS functionality. ICE US #13-45 |
05/17/2013 |
Certified |
06/04/2013 |
|
1 |
CBOT |
Modifications to an existing market making program in support of certain Long-Term US Treasury Bond futures contracts that are traded on Globex. CBOT #13-179 |
05/17/2013 |
Certified |
06/04/2013 |
|
2 |
NYMEX |
Modifications to NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #13-188 |
05/21/2013 |
Certified |
06/06/2013 |
|
2 |
CFE |
Updating the CFE Fee Schedule, to make clear that this fee is not applicable to the receipt of CFE market data through a CBOE Command Trader Graphical User Interface terminal located on CBOE trading floor. CFE #2013-25 |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
ICE US |
Amendments to Minimum Block Trade Size for Certain Currency Futures Contracts. ICE US #13-44 |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
CBOT |
Issuance of Market Regulation Advisory Notices RA1303-1 and RA 1304-1 concerning the pit trading location for various intermarket spreads and location times to trading in Treasury and Interest Rate Swap futures. CBOT #13-187 |
05/24/2013 |
Certified |
06/11/2013 |
|
1 |
MGE |
Removal of Post Settlement Session Rule; Updating the defined term "Hours of Trading"; Conform with Department of Audits and Investigations Current Practices; and Amendments in Connection with Regularity of Elevators and Warehouses. MGE #13-5 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
NADEX |
Notice of Emergency Action: Closing Silver and Copper Daily and Weekly Contracts and Not Listing Silver and Copper Intraday Contracts on May 28, 2013, Cancelling Certain Open Positions in the Silver and Copper Contracts, Amending Rulebook. |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
MGE |
Amendments to to Reflect Removal of the Defined Term "Registered Firm or Corporation" MGE #13-4 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |
CME |
Changes related to CME and CBOT Equity Index futures BTIC Block Trades. CME/CBOT #13-196 |
05/29/2013 |
Certified |
06/13/2013 |
|
1 |