CFE |
Amending CFE Rules to change the extended trading hours for CBOE Volatility Index futures. CFE #2013-32 |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
CFE |
Revising CFE Rules 414 "ECRP" and 415 "Block Trading". CFE #2013-33 |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
OCX |
One Year Extension of the Minimum Block Size Pilot Program. |
09/20/2013 |
Certified |
10/05/2013 |
|
1 |
CME |
Modification to Settlement Methodology for Options on CME Eurodollar Futures. CME #13-433 |
09/20/2013 |
Certified |
10/05/2013 |
|
2 |
NFX |
Amending certain schedules which are part of its Amended Regulatory Services Agreement between the Exchange and the NFA. NFX #2013-19 |
09/24/2013 |
Certified |
10/09/2013 |
|
1 |
ICE US |
Announcing a New Self-Trade Prevention Functionality, Policy and FAQ. ICE US #13-81 |
09/24/2013 |
Certified |
10/09/2013 |
|
2 |
CME |
Revised Modification to Settlement Methodology for Standard & Poor's 500 Stock Price Index Futures and NASDAQ 100 Index Futures. CME #13-337R |
09/24/2013 |
Certified |
10/09/2013 |
|
1 |
ICE US |
Amending Rules 4.19, 4.20 and 6.07 regarding Recordkeeping Requirements. ICE US #13-87 |
09/27/2013 |
Certified |
10/12/2013 |
|
1 |
NYLIFFE |
Announcing the Designated Market Maker program in Futures on the MSCI ACWI, MSCI ACWI Ex-US, MSCI Emerging Markets Asia Indices and the Lead Market Maker program in Futures. NYLIFFE #2013-124 |
09/30/2013 |
Certified |
10/16/2013 |
|
1 |
NODAL |
Amending Rule 9.1 - Prohibiting Exchange Officials from trading contracts offered on the Exchange. |
09/30/2013 |
Certified |
10/16/2013 |
|
1 |
CME |
Notification of Emergency Action with Respect to CME Lean Hog Futures and Options. CME #13-492 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
OCX |
Emergency Rule Certification - Emergency Confirmation of Current Block Trading Rule 417 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CFE |
Updated Fee Schedule establishes transaction fees for a new product to be traded on CFE, called the CBOE Russell 2000 Volatility Index. CFE #2013-37 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CFE |
Rule amendment to clarify the provisions of CFE Rule 406 regarding cancel replace orders and partial cancel orders with respect to bunched orders. CFE #2013-38 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CFE |
CFE Rule Amendment to revise CFE Rules 414 and 415. CFE #2013-35 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NODAL |
Amendments to Rule 4.11 of the Nodal Exchange Rulebook |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE US |
Temporary Close of Power Markets. ICE US #13-95 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CME |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
CBOT |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
COMEX |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
KCBT |
Revisions to CBOT and KCBT Rule 539 in order to permit pre-execution communications during defined hours in grain and oilseed options intended for execution on CME Globex. CME/CBOT/NYMEX/COMEX/KCBT #13-473 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NFX |
Issuing two Futures Regulatory Alerts to address audit trail requirements and reporting requirements. NFX #2013-20 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Extension and Modification of NYMEX Brent Options Incentive Program for High Volume Crude Options Firms. NYMEX #13-477 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE US |
Amendments to the Permit Holder Transition Fee Discount Program. ICE US #13-90 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Notification of Emergency Action with Respect with NYMEX EIA Flat Tax On-Highway Diesel Futures and Related Average Price Option and EIA Flat Tax retail US Gasoline Futures Contracts. NYMEX #13-496 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
ICE US |
Amendments to the Lessee Transition Fee Discount Program. ICE US #13-91 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
TRUEEX |
Policies and Procedures regarding trades not accepted for clearing. TRUEEX #2013-12 |
10/17/2013 |
Certified |
11/01/2013 |
|
3 |
ICE US |
Emergency Action - Premiums and Discounts for Cotton No.2 Futures. ICE US #13-92 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in 6 New NYMEX Products. NYMEX #13-469 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
TRUEEX |
Written Representation regarding 37.702(b) compliance efforts pursuant to CFTC Letter No. 13-62. TRUEEX #2013-13 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NADEX |
Notice of Emergency Action - Initial Jobless Claims Binary Contracts Will Not Be Listed Week of October 7, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NADEX |
Notice of Emergency Action - Initial Jobless Claims; EUR/GBP and AUD/JPY Binary Contracts Delayed |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NADEX |
Notice of Emergency Action: Initial Jobless Claims and Federal Funds Binary Contracts Will Not Be Listed Week of October 21, 2013. |
10/18/2013 |
Certified |
11/02/2013 |
|
1 |
NFX |
Futures Trader Alert Regarding the Systems Setting Table; Futures Regulatory Alert Regarding Position Information. NFX #2013-22 |
10/18/2013 |
Certified |
11/02/2013 |
|
1 |
ICE US |
Delayed Open for the November 2013 FCOJ Options Contract. ICE US #13-96 |
10/21/2013 |
Certified |
11/05/2013 |
|
1 |
NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
KCBT |
Extending the CBOT and CME Member HRW Incentive Program in connection with the transition of KCBT products to CBOT. KCBT #13-508 |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
KCBT |
Extension of HRW Permit Holder Incentive Program. KCBT #13-509 |
10/25/2013 |
Certified |
11/09/2013 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in (10) New NYMEX Products. NYMEX/COMEX #13-512 |
10/28/2013 |
Certified |
11/13/2013 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in (10) New NYMEX Products. NYMEX/COMEX #13-512 |
10/28/2013 |
Certified |
11/13/2013 |
|
1 |
NYMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
1 |
COMEX |
Establisment of a Block Trade Minimum Threshold in 3 New NYMEX Products. NYMEX/COMEX #13-517 |
10/31/2013 |
Certified |
11/16/2013 |
|
2 |
CME |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
CBOT |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
NYMEX |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
COMEX |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
KCBT |
Amendments to Rule 538 (Exchange for Related Positions) - the Exchanges are seeking approval to eliminate the use of transitory EFPs in the Exchanges' FX markets. CME/CBOT/NYMEX/COMEX/KCBT #13-526 |
11/01/2013 |
Approved |
03/31/2014 |
|
1 |
CBOT |
Notice concerning disciplinary procedures that will apply to violations of KCBT rules subsequent to the transfer of open interest in KCBT products to CBOT and the subsequent vacation of KCBT's registration as a DCM. CBOT/KCBT #13-530 |
11/07/2013 |
Certified |
11/23/2013 |
|
1 |