NADEX |
Clarifies Market Maker Permissible Order Types, Fee Schedule to Account for Market Maker Balance Adjustment Resulting from Executed non-Post-Only Orders and API Fees. |
03/31/2014 |
Certified |
04/15/2014 |
|
1 |
CME |
Modification to Settlement Methodology for S&P GSCI Commodity Index Futures. CME #14-099 |
04/01/2014 |
Certified |
04/16/2014 |
|
1 |
CME |
Revisions to Rule 536.D - Customer Type Indicator Codes. CME/CBOT/NYMEX/COMEX #14-101 |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
CBOT |
Revisions to Rule 536.D - Customer Type Indicator Codes. CME/CBOT/NYMEX/COMEX #14-101 |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
NYMEX |
Revisions to Rule 536.D - Customer Type Indicator Codes. CME/CBOT/NYMEX/COMEX #14-101 |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
COMEX |
Revisions to Rule 536.D - Customer Type Indicator Codes. CME/CBOT/NYMEX/COMEX #14-101 |
04/02/2014 |
Certified |
04/17/2014 |
|
1 |
CME |
Issuance of CME Market Regulation Advisory Notice RA1401-2 concerning CME Rule 515. CME #14-120 |
04/04/2014 |
Certified |
04/19/2014 |
|
1 |
NADEX |
Notice of Emergency Action - Nadex Halts Trading in its Corn Binary and Variable Payout Contracts on April 8, 2014. |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
TRUEEX |
Amendments to trueEX Rulebook, including Updated Table of Amendments. TRUEEX #2014-07D |
04/09/2014 |
Certified |
04/24/2014 |
|
1 |
NADEX |
In observance of Good Friday holiday, Nadex amends trading hours for Thursday, April 17, 2014, will close at 4:15pm rather than its regular 5:00pm close time. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
CFE |
CFE rule amendment related to electronic reporting to CFE of Exchange of Contract for Related Position transactions and Block Trades. CFE #2014-08 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
CFE |
CFE rule amendment to enhance the financial surveillance and financial integrity of FCMs that are TPHs and to reflect the Final Rule adopted by the Commission, (Customer Protection Rule) CFE #2014-07 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
ICE US |
Termination of Foreign Trader Market Maker Program. ICE US #14-30 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
NYMEX |
Establishment of a block trade minimum threshold in (3) new products concurrent with the launch of trading in the new products on Sunday April 27, 2014, for trade date Monday, April 28, 2014. NYMEX/COMEX #14-124 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
COMEX |
Establishment of a block trade minimum threshold in (3) new products concurrent with the launch of trading in the new products on Sunday April 27, 2014, for trade date Monday, April 28, 2014. NYMEX/COMEX #14-124 |
04/11/2014 |
Certified |
04/26/2014 |
|
1 |
ICE US |
Amendments to Soft Options Market Maker Program - cap the number of Program participants and change the Program obligations. ICE US #14-29 |
04/11/2014 |
Certified |
04/26/2014 |
|
2 |
CME |
Issuance of CME Group Special Executive Report S-7074 Regarding Contract Month Rollover Date for GSCI Commodity Index Futures Contract. CME #14-130 |
04/14/2014 |
Certified |
04/29/2014 |
|
1 |
NYMEX |
Modifications to Energy Options RFQ Incentive Program. NYMEX #14-131 |
04/16/2014 |
Certified |
05/01/2014 |
|
3 |
NYMEX |
Implementing the LN & OS Options Market Maker Program. NYMEX #14-133 |
04/17/2014 |
Certified |
05/02/2014 |
|
4 |
NODAL |
Amendment to Rule 4.8 - (Position Transfers) of the Nodal Exchange Rulebook NODAL #14-002 |
04/17/2014 |
Certified |
05/02/2014 |
|
1 |
ICE US |
Amending the terms to Henry Hub Futures Blocks Liquidity Provider Program. ICE US #14-32 |
04/18/2014 |
Certified |
05/03/2014 |
|
1 |
NYMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
COMEX |
Establishment of a Block Trade Minimum Threshold in One New Comex Product NYMEX/COMEX #14-139 |
04/21/2014 |
Certified |
05/06/2014 |
|
1 |
COMEX |
Implementing the Aluminum Futures Market Maker Program. COMEX #14-141 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
COMEX |
Implementing the Aluminum Futures Volume Incentive Program. COMEX #14-142 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
ICE US |
Amendments to Disciplinary Rule 21.02(e), which allow the VP of Market Regulation to issue summary fines for additional rule violations. ICE US #14-35 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
ICE US |
Amendments to Pre-Execution Communication FAQ. ICE US #14-34 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
ICE US |
Amendments to Bylaws and Rules, which update the Exchange's membership rules and structure to more accurately reflect the trading rights held by market participants, eliminate categories of membership that have become obsolete. ICE US #14-33 |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
ICE US |
Termination of Lessee Transaction Fee Discount Program. ICE US #14-36 |
04/23/2014 |
Certified |
05/08/2014 |
|
1 |
ICE US |
Termination of Permit Holder Transition Fee Discount Program. ICE US #14-37 |
04/23/2014 |
Certified |
05/08/2014 |
|
1 |
CME |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
CBOT |
Various CME Block Trade Modifications. CME/CBOT #14-145 |
04/30/2014 |
Certified |
05/15/2014 |
|
1 |
CFE |
Rule Certification relating to CFE Rules 209, 210, 211, and 808, to reflect changes to rules of Chicago Board Options Exchange, Incorporated (CBOE) which are incorporated into those CFE rules by reference. CFE #2014-09 |
05/01/2014 |
Certified |
05/16/2014 |
|
1 |
CDE |
Eris Exchange Extended Trading Hours ERISDCM #2014-01 |
05/02/2014 |
Certified |
05/17/2014 |
|
1 |
CBOT |
Notification Regarding Amendments to Implementation of Variable Price Limits for Grain and Oilseed Futures Contract. CBOT #14-153 |
05/05/2014 |
Certified |
05/20/2014 |
|
1 |
MGE |
Update to MGEX Rulebook. MGE #14-12 |
05/08/2014 |
Certified |
05/23/2014 |
|
1 |
CME |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
CBOT |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
NYMEX |
Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX #14-080 |
05/12/2014 |
Certified |
05/27/2014 |
|
1 |
NYMEX |
Modifications to the NYMEX Natural Gas Basis ClearPort Fee Discount Program. NYMEX #14-160 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
OCX |
Emergency Rule Certification - Notice to Members - Suspension of Competitive EFP Trading. OCX #14-002 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
ICE US |
Implementing the Russell Options Broker Rebate Program. ICE US #14-40 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
ICE US |
Implementing the Russell Volume Incentive Program. ICE US #14-41 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
ICE US |
Implementing the Russell Contract CTA and Hedge Fund Fee Program. ICE US #14-42 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
ICE US |
Implementing the Russell Contract CTA and Hedge Fund Fee Program. ICE US #14-42 |
05/13/2014 |
Certified |
05/28/2014 |
|
1 |
NYMEX |
Modifiy an existing broker incentive program in support of European and Asian fuel oil contracts. NYMEX #14-159 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
CME |
Modifications to the CME E-mini S&P Select Sector Index Futures Market Maker Program. CME #14-146 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
NYMEX |
Implement the Non-Core Crude and Refined Liquidity Provider Program. NYMEX #14-171 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
NYMEX |
Implement the Non-Core Crude and Refined Resting Volume Incentive Program. NYMEX #14-172 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |
NYMEX |
Modifications to NYMEX Natural Gas Basis Market Maker Program. NYMEX #14-169 |
05/15/2014 |
Certified |
05/30/2014 |
|
2 |