Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NFX Notifies the Commission of the approval of Timber Hill LLC to act as a market maker in Euro futures contracts commencing on 6/23/08. PBOT #2008-10 06/18/2008 Certified 08/22/2008 2
ICE US Provides for Trade at Index Close (TIC) Orders for futures and contracts based on an underlying index. ICE US #08-41 06/18/2008 Certified 07/22/2008 1
NADEX Amends Exchange Hours and Definition to include Trade Day; Amends certain uniform terms across contracts; Amends daily payout criteria for certain Binary Contracts 06/19/2008 Certified 06/20/2008 1
CCFE Supplements new Market Maker Program Description. CCFE #08-13 Supplemental 06/19/2008 Certified 06/23/2008 1
NADEX Amends Exchange Hours and Definition to include Trade Day; Amends certain uniform terms across contracts; Amends daily payout criteria for certain Binary Contracts. Amends an earlier submission. 06/19/2008 Certified 06/20/2008 1
NYMEX Eliminates the limit on the fine that may be imposed on a clerk, leaving the amount of the fine for individual occurrences of any rule violation up the the discretion of the sanctioning body upon consideration of the guidelines. NYMEX 8.87 06/19/2008 Certified 07/23/2008 1
NYMEX Reduces the number of members required for a quorum of the Business Conduct Committee from seven to six. NYMEX #08.68 06/19/2008 Certified 08/01/2008 1
NFX Notifies Members of the approval of Timber Hill LLC to act as market maker in British Pound futures contracts PBOT #2008-11 06/20/2008 Certified 06/27/2008 2
CBOT Amends various rules, as well as the Access, Conduct and Appearance Code and Market Regulation Advisory Notice RA0813-3, addressing Concurrent Long and Short Positions. CME & CBOT #08-105 06/25/2008 Certified 06/26/2008 1
CME Amends various rules, as well as the Access, Conduct and Appearance Code and Market Regulation Advisory Notice RA0813-3, addressing Concurrent Long and Short Positions. CME & CBOT #08-105 06/25/2008 Certified 07/16/2008 1
KCBT Raises the limit on the ownership of shares. 06/25/2008 Certified 08/05/2008 1
CME Changes the list of eligible products to trade as All-or-None (AON) transactions in the open outcry, the minimum AON quantity thresholds, and minimum counterparty thresholds. Market Regulation Advisory Notice RA0814-3, CME & CBOT #08-106 06/27/2008 Certified 08/05/2008 1
CBOT Changes the list of eligible products to trade as All-or-None (AON) transactions in the open outcry, the minimum AON quantity thresholds, and minimum counterparty thresholds. Market Regulation Advisory Notice RA0814-3, CME & CBOT #08-106 06/27/2008 Certified 07/09/2008 1
OCX Provides for an abreviated trading schedule during the July 4th holiday period. 07/01/2008 Certified 07/02/2008 1
MIAX Allows a Director to serve as Chair or Vice Chairperson without prior term. Retains 4 (not 5) public directors to serve on the Board and provides an option of 1 public director (not 2) for the Executive Committee, though presently required after 10-02-08. 07/03/2008 Certified 09/02/2008 1
NYMEX Clarifies requirements for submitting EFP, EFS, EOO or Block or DME trades through the ClearPort Clearing portal. NYMEX #8.69 07/10/2008 Certified 09/29/2008 1
MIAX Expands the closing period for futures from the last 30 sec to the last 60 sec of trading and combines the weighted average of the closing period vol. from both the electronic platform and the trading pit to determine futures settlement price. 07/11/2008 Certified 07/14/2008 1
MIAX Requires quarterly financial statements from non-FCM members with clearing privileges. 07/11/2008 Certified 07/14/2008 1
ICE US Requires a floor broker holding both buy and sell orders at the same time for different principals for the same contract to announce the bid, offer and quantity twice before he is eligible to execute a cross trade. ICE US # 08-42 07/11/2008 Certified 07/14/2008 1
ICE US Provides procedures for establishing settlement prices in the context of a physical emergency. ICE US #08-43 07/14/2008 Certified 08/13/2008 1
CME Provides CFTC with notice of CME Group Product Trading Hours Associated with Exchange Holidays. CME & CBOT #08-109 07/17/2008 Certified 07/21/2008 1
CBOT Provides CFTC with notice of CME Group Product Trading Hours Associated with Exchange Holidays. CME & CBOT #08-109 07/17/2008 Certified 07/21/2008 1
CME Expands the permissible block trade transaction for inter-exchange spreads and inter-commodity spreads for Russell 2000 amd E-mini Russell 2000 index futures. CME #08-110 07/18/2008 Certified 07/18/2008 1
CME Amends the expansion of the Block Trade Transactions of Inter-Exchange Spreads and Inter-Commodity Spreads for both E-mini Russell 2000 and Russell 2000 Index Futures. CME #08-110R 07/18/2008 Certified 08/08/2008 1
NYLIFFE Requests Approval of NYSE Liffe, LLC Rulebook as part of its DCM designation request 07/21/2008 Approved 08/21/2008 1
NYMEX Incorporates the requirement of the CFTC's Order dated April 30, 2008 that any FCM maintaining a reportable position for any contract listed on the DME must report that position to the CFTC, consistent with Parts 15 and 17. NYMEX #08.72 07/23/2008 Certified 08/13/2008 1
CME Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 07/24/2008 Certified 07/30/2008 1
CBOT Provides that monetary awards ordered by a panel of the Arbitration Committee be paid within 15 days of receipt of the notice of decision. CME & CBOT #08-113 07/24/2008 Certified 07/30/2008 1
NYMEX Corrects previously submitted amendments to NYMEX Rule 9.33, Position Reporting. NYMEX 08.72 07/25/2008 Certified 08/01/2008 1
NYMEX Addresses the penalties associated with violations of the Exchange's speculative position limits. NYMEX #08.74 07/25/2008 Certified 08/22/2008 1
ICE US Clarifies the times certain settlement procedures are to be used in the context of physical emergencies. ICE US #08-43R 07/31/2008 Certified 08/13/2008 1
ICE US Changes the opening time for Sugar No.14 futures contracts on the electronic trading platform from 7:00am to 9:00am New York time. ICE US #08-46 08/05/2008 Certified 08/07/2008 1
NFX Provides, as required by Regulation 38.5(d), (1) notification that NASDAQ OMX Group Inc. acquired all outstanding shares of Phlx, parent of PBOT, and (2) certification of continued compliance with the CEA and CFTC regulations. 08/07/2008 Certified 10/01/2008 1
ICE US Adds a new order type (Stop Orders with Protection) and a new functionality (Good til Canceled or "GTC"). Notifies the CFTC that "Trade At Index Close" (TAS) orders will become fully functional by 8-22-08. ICE US #08-47 08/08/2008 Certified 08/29/2008 1
OCX Notifies the CFTC that the elimination of the minimum contract size for EFP transactions using the BETS Automatic Matching feature. 08/11/2008 Certified 08/12/2008 1
CCFE Adds trading rules and contract specifications for the new Regional Greenhouse Gas Initiative (RGGI) futures contract and options on RGGI futures contract. CCFE #08-19 08/13/2008 Certified 09/17/2008 1
ICE US Notifies the CFTC of the postponement of the adoption of amendments to Rule 27.11 and implementation of Trade At Index Close orders until further notice. ICE US Amended 08-47 08/15/2008 Certified 08/29/2008 1
CBOT Changes CME and CBOT Rules 203 and 802 as a result of the merger between CME Group Inc and NYMEX Holdings Inc CME and CBOT #08-123 08/20/2008 Certified 08/30/2008 1
CME Changes CME and CBOT Rules 203 and 802 as a result of the merger between CME Group Inc and NYMEX Holdings Inc CME and CBOT #08-123 08/20/2008 Certified 08/30/2008 1
NYMEX Changes the NYMEX bylaws in light of changes to its corporate structure due to the merger of NYMEX into CME Group. Deletes the existing NYMEX bylaws and replaces them with a new version of the bylaws. NYMEX #08.80 08/20/2008 Certified 08/30/2008 1
ICE US Notifies the CFTC that "Stop orders with Protection" will become effective at the start of trading on August 25, 2008. ICE US # Supplemental Submission 08-47 08/21/2008 Certified 08/29/2008 1
CME Provides, as required by Regulation 38.6(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. 08/22/2008 Certified 08/30/2008 1
NYMEX Outlines the sanctions that the Exchange may impose under the classifications of Major and Minor Offenses under Rule 8.55 NYMEX #08.84 08/25/2008 Certified 09/03/2008 1
ICE US Notifies the CFTC that the effective dates for "Good Til Canceled" funtionality have been changed and will become effective at the start of trading on August 29, 2008. ICEUS Second Supplemental Submission #08-47 08/26/2008 Certified 08/29/2008 1
NYMEX Provides, as required by Regulation 38.5(d), (1) notification that NYMEX became a wholly-owned subsidiary of CME Group on 08/22/08, and (2) certification of continued compliance with the CEA and CFTC regulations. 08/26/2008 Certified 08/27/2008 1
CBOT Amends the no bust ranges for various NYMEX Heating Oil, ULSD, Gasoline and RBOB contracts. CME #08-130 08/26/2008 Certified 10/23/2008 1
CME Amends the no bust ranges for various NYMEX Heating Oil, ULSD, Gasoline and RBOB contracts. CME #08-130 08/26/2008 Certified 10/23/2008 1
ICE US Changes the eligbility criteria for the Fee Program to allow a trader to receive benefits even if the trader does not maintain exchange membership and extends the Fee Program through March 31, 2009. ICE US #08-48 08/27/2008 Certified 08/28/2008 1
NYMEX Clarifies that the disciplinary or floor commitee that issued the fine and or restitution order to a clerk also serves as the Hearing Panel that will determine any waiver sought by a Member or Member Firm. NYMEX #08.85 08/27/2008 Certified 09/03/2008 1
CBOT Provides Rule Changes in Connection with Transfer of CBOT Metals Products to NYSE Liffe CBOT #08-132 09/02/2008 Certified 10/15/2008 1