COMEX |
Amendments to Rule 588. ("Trade Cancellations and Price Adjustments") |
04/11/2016 |
Certified |
04/25/2016 |
|
2 |
CME |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
CBOT |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
NYMEX |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
COMEX |
Amendments to Rule 579 ("Global Command Center") and Rule 589 ("Special Price Fluctuation Limits") |
04/11/2016 |
Certified |
04/25/2016 |
|
1 |
NFX |
Block Trades |
04/08/2016 |
Withdrawn |
04/20/2016 |
|
3 |
TRUEEX |
Amendment to notify of changes in the exchanges trading hours. |
04/07/2016 |
Notified |
04/07/2016 |
|
1 |
NFX |
Further details on adopting a new market maker program. |
04/06/2016 |
Certified |
04/20/2016 |
|
2 |
NFX |
Self-certification to adopt a market maker program for energy contracts. |
04/04/2016 |
Certified |
04/18/2016 |
|
1 |
NFX |
Notification of initial listing of trading months in 24 new financially settled real-time peak and off-peak ERCOT power futures contracts. |
04/01/2016 |
Notified |
04/01/2016 |
|
1 |
NFX |
Amendments to Daily Settlement Price Rules of Fourteen Power Futures Contracts. |
04/01/2016 |
Certified |
04/15/2016 |
|
2 |
MGE |
Weekly notification to Clearing Members to report position offsets |
04/01/2016 |
Notified |
04/01/2016 |
|
1 |
CFE |
The Amendment changes the start time of trading hours for CBOE Russell 2000 Volatility Index ("VU") futures from 8:30 a.m. to 7:30 a.m. |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
NFX |
Quote Protection |
03/31/2016 |
Certified |
04/14/2016 |
|
1 |
ICE US |
The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
CFE |
The Amendment amends CFE Rule 714 (Imposition of Fines for Minor Rule Violations) to delete one of the current summary fine schedules under Rule 714. |
03/30/2016 |
Certified |
04/13/2016 |
|
1 |
ICE US |
The Exchange is amending Rule 4.08 giving the Exchange the option to publish a final settlement price on the final settlement date if the specified reference price is unavailable or erroneous. |
03/29/2016 |
Certified |
04/12/2016 |
|
1 |
ICE US |
Effective April 13, 2016, the Exchange is amending Rule 6.44 to clarify an FCM's duty to maintain a program to comply with the Bank Secrecy Act and applicable to the economic sanction requirements. |
03/29/2016 |
Certified |
04/12/2016 |
|
1 |
ICE US |
Effective April 13, 2016, the Exchange is extending the term of the N.A. Credit Futures Contracts Market Maker Program through December 31, 2016. |
03/29/2016 |
Certified |
04/12/2016 |
|
1 |
ICE US |
Effective April 13, 2016, the Exchange is amending the terms of the N.A. Credit Futures Contracts Liquidity Provider Program to extend the term through December 31, 2016. |
03/29/2016 |
Certified |
04/12/2016 |
|
1 |
ICE US |
The Exchange is amending Rule 6.07 to address changes to Commission Regulation 1.35. Rule 21.02(e) is also being amended to authorize summary fines up to $10,000 for minor infractions relation to all recordkeeping violations. |
03/28/2016 |
Withdrawn |
03/30/2016 |
|
1 |
ICE US |
The Exchange is amending Rule 7.08 to require all licensed coffee and cocoa warehouse operators to be registered at all times with the FDA and Rule 7.14 to expressly make licensees responsible for the omissions of their employees. |
03/28/2016 |
Certified |
04/11/2016 |
|
1 |
ICE US |
Amends Rules on Trading Access. |
03/25/2016 |
Certified |
04/08/2016 |
|
1 |
CME |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
CBOT |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
NYMEX |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
COMEX |
Increase of Reporting Time for Foreign Exchange Block Trades During Asian and European Trading Hours and Issuance of Market Regulation Advisory Notice RA1604-5 on Block Trades |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
NYMEX |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
03/24/2016 |
Withdrawn |
03/24/2016 |
|
3 |
CME |
Amendments to CME Rule 588.H. ("Globex Non-Reviewable Trading Ranges") and CME Rule 589. ("Special Price Fluctuation Limits") |
03/24/2016 |
Certified |
04/07/2016 |
|
3 |
NYMEX |
Amendments to NYMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Palladium Futures Contract and NYMEX Rule 589. ("Special Price Fluctuation Limits") for the Henry Hub Natural Gas Futures and Palladium Futures Contracts |
03/24/2016 |
Certified |
04/07/2016 |
|
2 |
COMEX |
Amendments to COMEX Rule 588.H. ("Globex Non-Reviewable Trading Ranges") for the Aluminum Futures Contract |
03/24/2016 |
Certified |
04/07/2016 |
|
1 |
NFX |
Aggregation of Positions |
03/23/2016 |
Certified |
04/06/2016 |
|
1 |
NFX |
Block trade, daily settlement price, nonreviewable range, trading hours rules for 24 new ERCOT power contracts separately certified under Commission Rule 40.2 in SR-NFX-2016-30. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
An amendment to the broker incentive program to include the 24 financially settled energy futures products for certain energy contracts. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
NFX |
Amend the market maker program for certain energy contracts that the Exchange has listed, more specifically, to include the 24 financially settled energy futures products. |
03/22/2016 |
Certified |
04/05/2016 |
|
2 |
CME |
Listing of Existing Midsize Options on Class III Milk Futures Contract on CME Globex and CME ClearPort and the Listing of Existing Options on Cash-Settled Butter Futures and Options on Cheese Futures on CME ClearPort |
03/18/2016 |
Certified |
04/01/2016 |
|
1 |
CME |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
CBOT |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
NYMEX |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
COMEX |
Amendments to Rule 559.E. ("Limited Exceptions to Aggregation for Independently Controlled Accounts") and Issuance of Market Regulation Advisory Notice RA1603-5 |
03/18/2016 |
Certified |
04/01/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
CME |
Elimination of CME Rule 194 ("New Product Access Program"); Amendments to CME Rules 120 ("Membership Categories"), 135 ("GEM Division"), and the Interpretations & Special Notices Relating to Chapter 1 |
03/17/2016 |
Certified |
03/31/2016 |
|
1 |
CME |
Implementation of the CME Bloomberg Dollar Spot IndexSM Futures Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
NYMEX |
Implementation of the NYMEX Deferred Natural Gas Market Maker Program |
03/17/2016 |
Certified |
03/31/2016 |
|
4 |
NYMEX |
Implementation of the CME Group Energy Portfolio Program |
03/17/2016 |
Certified |
03/31/2016 |
|
2 |
NYMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures") |
03/16/2016 |
Withdrawn |
03/17/2016 |
|
1 |
COMEX |
Amendments to NYMEX/COMEX Chapter 7 ("Delivery Facilities and Procedures") |
03/16/2016 |
Withdrawn |
03/17/2016 |
|
1 |
CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
03/16/2016 |
Certified |
03/30/2016 |
|
2 |