NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include six financially settled energy futures products. |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
NFX |
An amendment to the Exchange's broker incentive program (the "Energy Broker Incentive Program") for certain energy contracts. |
02/12/2016 |
Certified |
02/29/2016 |
|
1 |
NFX |
Amend the market maker program (the "Energy DMM Program") for certain energy contracts. |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
ICE US |
Update to cross reference and correction of typographical error |
02/12/2016 |
Notified |
02/12/2016 |
|
1 |
CME |
Implementation of the Equity Index Futures Broker Incentive Program |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
CBOT |
Implementation of the Equity Index Futures Broker Incentive Program |
02/12/2016 |
Certified |
02/29/2016 |
|
2 |
CME |
Issuance of Market Regulation Advisory Notice RA1601-2 and an Amendment to Requirments for Large Order Execution Transactions ("LOX Orders") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CME |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CBOT |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
NYMEX |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
COMEX |
Amendments to CME, CBOT, NYMEX, and COMEX Rule 980.F. ("Required Records and Reports") |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CBOT |
Amendments to Daily and Final Settlement Procedures in CBOT Treasury Options and 30-Day Federal Fund Options |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CFE |
The Amendment amends the Block Trade sizes for the S&P 500 Variance ("VA") futures contract. |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CME |
Implementation of the S&P Floor Calendar Spread Market Maker Discount Program |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CME |
Modifications to the Agricultural Options Market Maker Program |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
CBOT |
Modifications to the Agricultural Options Market Maker Program |
02/11/2016 |
Certified |
02/26/2016 |
|
1 |
NFX |
Various Rules associated with the listing of new power futures contracts in SR-NFX-2016-12. |
02/10/2016 |
Certified |
02/25/2016 |
|
4 |
ICE US |
Effective February 29, 2016 the Exchange is amending Rule 6.44 to enhance compliance with applicable economic sanctions requirements. |
02/10/2016 |
Certified |
02/25/2016 |
|
1 |
ICE US |
Effective February 23, 2015 the Exchange is implementing a New Wash Trade FAQ. |
02/05/2016 |
Certified |
02/22/2016 |
|
1 |
CME |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
COMEX |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
NYMEX |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
CBOT |
Amendments to Rule 553 ("Average Price System") |
02/04/2016 |
Withdrawn |
02/09/2016 |
|
1 |
ICE US |
The Exchange is amending the terms of IFUS Henry Hub Tiered Option Volume Liquidity Provider Program to adjust the incentive structure and extend the term of the Program through September 30, 2017. |
02/02/2016 |
Certified |
02/17/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
02/01/2016 |
Certified |
02/16/2016 |
|
2 |
MGE |
Notification to Clearing Members to report offsets |
01/28/2016 |
Notified |
01/28/2016 |
|
1 |
CME |
Amendments to Rule 539.C., Adoption of a Crossing Protocols Table, and Issuance of CME Group Market Regulation Advisory Notice RA1602-5 |
01/27/2016 |
Certified |
02/10/2016 |
|
2 |
CBOT |
Amendments to Rule 539.C., Adoption of a Crossing Protocols Table, and Issuance of CME Group Market Regulation Advisory Notice RA1602-5 |
01/27/2016 |
Certified |
02/10/2016 |
|
2 |
NYMEX |
Amendments to Rule 539.C., Adoption of a Crossing Protocols Table, and Issuance of CME Group Market Regulation Advisory Notice RA1602-5 |
01/27/2016 |
Certified |
02/10/2016 |
|
2 |
COMEX |
Amendments to Rule 539.C., Adoption of a Crossing Protocols Table, and Issuance of CME Group Market Regulation Advisory Notice RA1602-5 |
01/27/2016 |
Certified |
02/10/2016 |
|
2 |
CBOT |
Issuance of CBOT Market Regulation Advisory Notice RA1601-1 Concerning the Trading Locations of Intermarket Spreads |
01/27/2016 |
Certified |
02/10/2016 |
|
1 |
OCX |
Issuing NTM 2016-3 (Discontinuing Competitive Block Trades) |
01/25/2016 |
Certified |
02/08/2016 |
|
1 |
CANTOR |
Advisory FAQ Rule Interpretation Pre-discussion of Trades |
01/25/2016 |
Certified |
02/08/2016 |
|
1 |
CBOT |
Modifications to the Ultra 10-Year Futures Market Maker Program |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Amendments relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for fifteen new financially settled power futures contracts. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
CME |
Application of CME Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
CANTOR |
Advisory FAQ Rule InterpretationCommodity Pools, Other Participants That Are Entities and the Relationship of Authorized Traders to Natural Person Participants |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
CBOT |
Application of CBOT Rule 589 ("Special Price Fluctuation Limits") to Short-Term Interest Rate Futures and Options Contracts |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
NFX |
Amend the Fee Schedule as it relates to fees to include the fifteen financially settled energy futures products filed under filing SR-NFX-2016-07. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Amending the Energy DMM Program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
NADEX |
Amends Membership Agreement, amends Rule 9.2 pertaining to the investigation completion timeframe, narrows strike interval width in Daily Bitcoin contracts and add additional strike levels. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
CANTOR |
Revisions to certain defined terms and cleanup of typographical errors and numbering. |
01/21/2016 |
Certified |
02/04/2016 |
|
1 |
MGE |
Weekly Submission regarding holiday hours. |
01/21/2016 |
Notified |
01/21/2016 |
|
1 |
NFX |
Sanctioned Party |
01/19/2016 |
Certified |
02/02/2016 |
|
1 |
NYMEX |
Modifications to Energy Options Market Maker Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
NFX |
Rulebook, fee schedule and incentive plan amendments associated with 9 new energy futures contracts. |
01/14/2016 |
Certified |
01/29/2016 |
|
1 |
COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
NFX |
Trading Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Natural Gas Options Incentive Program |
01/14/2016 |
Certified |
01/29/2016 |
|
2 |