| OCX |
Expanding Bilateral Block and EFP Trading Hours |
10/23/2014 |
Certified |
11/06/2014 |
|
1 |
| CDE |
Volume Discount Program |
10/22/2014 |
Certified |
11/05/2014 |
|
2 |
| ICE US |
New Henry Hub Options Trading Incentive Program |
10/20/2014 |
Certified |
11/03/2014 |
|
2 |
| NYMEX |
Modifications to Globex Core Metals Volume Incentive Program |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
| COMEX |
Modifications to Globex Core Metals Volume Incentive Program |
10/17/2014 |
Certified |
10/31/2014 |
|
2 |
| NADEX |
This filing add 20-minute Intraday Binary Contracts in the US Indices, condenses the contract specifications in these Rules, amends its Market Maker Agreement, and clarifies its Fee Schedule. This submission also affects Nadex as a DCO. |
10/17/2014 |
Certified |
10/31/2014 |
|
1 |
| CFE |
Rule certification to establish transaction fees for a new product to be traded on CFE called the CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index (VXTYN) futures contract, which will commence trading on CFE on or after November 13, 2014. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CME |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CBOT |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| NYMEX |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| COMEX |
Modifications to Central Bank Incentive Program |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CANTOR |
Per discussion with Commission Staff, the attached filing is submitted herewith. |
10/15/2014 |
Certified |
10/29/2014 |
|
1 |
| CFE |
Rule amendment to adopt new CFE Policy and Procedure XI to set forth the CBOE/CBOT 10-Year U.S. Treasury Note Volatility Index Futures Lead Market Maker Program. |
10/09/2014 |
Certified |
10/24/2014 |
|
1 |
| NYMEX |
Modifications to Natural Gas Options Liquidity Provider Program |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| CANTOR |
40.6 (a) filing per discussion with CFTC Staff |
10/08/2014 |
Certified |
10/23/2014 |
|
2 |
| ICE US |
Effective October 20, 2014, the Exchange is amending the Block Trading Procedures by extending the time to report precius metals and currency block trades from 5 minutes to 15 minutes. |
10/02/2014 |
Certified |
10/17/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Five (5) New NYMEX Products and Issuance of NYMEX and COMEX Market Regulation Advisory Notice RA1409-4 |
10/02/2014 |
Certified |
10/17/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Five (5) New NYMEX Products and Issuance of NYMEX and COMEX Market Regulation Advisory Notice RA1409-4 |
10/02/2014 |
Certified |
10/17/2014 |
|
1 |
| CBOT |
Amendments to CBOT Chapter 7 ("Delivery Facilities and Procedures") |
10/02/2014 |
Certified |
10/17/2014 |
|
2 |
| CFE |
Rule Certification that clarifies the compliance responsibilities regarding Exchange of Contract for Related Position transactions and adds additional minor rule violations. |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| CBOT |
Changes in CME Globex Trade Matching Algorithms for CBOT US Dollar and Euro Interest Rate Swap Futures Spread Transactions |
10/01/2014 |
Certified |
10/16/2014 |
|
2 |
| CME |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| CBOT |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| NYMEX |
Revisions to CME/CBOT/NYMEX Rule 816 (Guaranty Fund Deposit) |
10/01/2014 |
Certified |
10/16/2014 |
|
1 |
| ICE US |
Emergency Action - Due to a system error, the August 2016 Mini Gold Futures Contract was not listed for trading on September 29, 2014. The contract was listed for trading on September 30, 2014. |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CME |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| CBOT |
Issuance of CME & CBOT Market Regulation Advisory Notice RA1406-3 Concerning Block Trades |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
| ICE US |
EMERGENCY ACTION - Delayed Open for Certain Markets |
09/25/2014 |
Certified |
10/09/2014 |
|
1 |
| CME |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| CBOT |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| NYMEX |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| COMEX |
Notification Regarding Revisions to CME/CBOT/NYMEX/COMEX Rule 850 |
09/24/2014 |
Certified |
10/08/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for 44 regular-sized currency pair futures contracts from 50 lots to 5 lots. |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is amending the Block Trading Procedures by reducing the block trade minimum quantity for regular and mini-sized Gold and Silver futures and options to 5 lots. |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| CME |
Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5 |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| CBOT |
Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5 |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| NYMEX |
Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5 |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| COMEX |
Addition of Two (2) NYMEX Products to the List of Agency Cross Eligible Products and Issuance of Market Regulation Advisory Notice RA1406-5 |
09/19/2014 |
Certified |
10/03/2014 |
|
1 |
| COMEX |
Modifications to the Agency Cross Fee Schedule |
09/19/2014 |
Certified |
10/03/2014 |
|
2 |
| NYMEX |
Modifications to the Agency Cross Fee Schedule |
09/19/2014 |
Certified |
10/03/2014 |
|
2 |
| ICE US |
New Rule 2.35 codifies duty of Clearing Members to report daily open interest data to the relevant Clearing House and permits summary fines for violations; financial and related FCM obligations consolidated in Rule 2.34. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
| ICE US |
Codify current Exchange procedures regarding transfers, including corrections of errors, circumstances in which president may allow transfer changing beneficial owner, treatment of concurrent long and short positions held by same trader in notice period. |
09/17/2014 |
Certified |
10/01/2014 |
|
1 |
| CME |
Modifications to Agricultural Options Market Maker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| CBOT |
Modifications to Agricultural Options Market Maker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Capped Give-Up Incentive Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Extension of New Jurisdiction Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Henry Hub Futures Blocks Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Extension of Henry Hub Options Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Henry Hub Screen Traded Flat Fee Liquidity Provider to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NYMEX |
Modifications to Energy Options Market Maker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
