| CBOT |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-110 |
03/31/2014 |
Certified |
04/15/2014 |
|
2 |
| ICE US |
Amendments to Rules 18.01, 18.B.001,..., Resol No.2 of Chapter 18, the Exchange's Block Trading Procedures and the Exchange and Clearing Fees for Monthly Power Futures Contracts. ICE US #14-28 |
03/31/2014 |
Certified |
04/15/2014 |
|
1 |
| NADEX |
Clarifies Market Maker Permissible Order Types, Fee Schedule to Account for Market Maker Balance Adjustment Resulting from Executed non-Post-Only Orders and API Fees. |
03/31/2014 |
Certified |
04/15/2014 |
|
1 |
| NODAL |
Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| ICE US |
Implementing a Softs Single Options Product Market Maker Program. ICE US #14-27 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
| CME |
Notification Regarding Amendments to Final Settlement Price Procedures of Euro/British Pound Sterling, Euro/Swiss Franc, British Pound Sterling/Swiss Franc Cross Rate Futures Contracts. CME #14-112 |
03/27/2014 |
Certified |
04/11/2014 |
|
1 |
| CME |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
4 |
| CBOT |
Establishment of Block Trade Minimum Thresholds in Four New Products. CME/CBOT #14-104 |
03/24/2014 |
Certified |
04/08/2014 |
|
3 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Eurodollar Futures Contracts. NYLIFFE #2014-106 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
| NYMEX |
Implementation of the NYMEX Globex Give-Up Incentive Program. NYMEX #14-085 |
03/18/2014 |
Certified |
04/02/2014 |
|
2 |
| NYMEX |
Implementing the Energy Options Market Maker Program. NYMEX #14-093 |
03/18/2014 |
Certified |
04/02/2014 |
|
2 |
| CFE |
Amendment to CFE Rule 615 - Simultaneous Buying and Selling Orders - to help prevent wash trades. CFE #2014-04 |
03/18/2014 |
Certified |
04/02/2014 |
|
1 |
| CME |
Implementing a market maker program in support of Nikkei 225 Yen-based options contracts that are traded on CME Globex. CME #14-069 |
03/12/2014 |
Withdrawn |
03/12/2014 |
|
1 |
| CME |
Revised - Nikkei 225 Yen-Based Market Maker Program. CME #14-069R |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| CME |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program. CME/CBOT #14-084 |
03/12/2014 |
Certified |
03/27/2014 |
|
1 |
| CBOT |
Modifications to CME/CBOT E-mini Equity Index Futures Market Maker Program. CME/CBOT #14-084 |
03/12/2014 |
Certified |
03/27/2014 |
|
2 |
| OCX |
Notice to Members - Position Limit Exemption Requests - requires that the requests be signed by an officer or director of the firm. OCX #14-001 |
03/11/2014 |
Certified |
03/25/2014 |
|
1 |
| NYLIFFE |
Renewal of the Designated Market Maker Program for Precious Metals Futures. NYLIFFE #2014-105 |
03/06/2014 |
Certified |
03/21/2014 |
|
1 |
| ICE US |
Amendments to Licensing Rules 7.14 and 7.24. ICE US #14-17 |
02/28/2014 |
Certified |
03/15/2014 |
|
1 |
| ICE US |
Amendments to Exchange Rule 27.02(ix) and the Exchange's Error Trade Policy which provide that limit orders to sell at prices below the lower Reasonability Limit and Limit Order to buy at prices above the upper RL. ICE US #14-16 |
02/24/2014 |
Certified |
03/11/2014 |
|
1 |
| CBOT |
Euro Deliverable Swap Future Market Making Program. CBOT #14-067 |
02/21/2014 |
Certified |
03/08/2014 |
|
1 |
| CME |
Revisions to Rules 770, 853, and 854. CME/CBOT/NYMEX/COMEX #14-028 |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
| CBOT |
Revisions to Rules 770, 853, and 854. CME/CBOT/NYMEX/COMEX #14-028 |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
| NYMEX |
Revisions to Rules 770, 853, and 854. CME/CBOT/NYMEX/COMEX #14-028 |
02/21/2014 |
Certified |
03/08/2014 |
|
2 |
| COMEX |
Revisions to Rules 770, 853, and 854. CME/CBOT/NYMEX/COMEX #14-028 |
02/21/2014 |
Certified |
03/08/2014 |
|
1 |
| TRUEEX |
Clarification of Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 (DCM) |
02/20/2014 |
Certified |
03/07/2014 |
|
1 |
| CFE |
Modification to the provisions of CFE Rule 206 to implement a tie-breaking procedure to resolve a tie vote of a Standing Committee. CFE #2014-03 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
| NYLIFFE |
Announcing the Renewal of the Asia, Latin America and Central European Designated Market Maker Program for Three-Month Eurodollar and DTCC GCF Repo Index Futures Contracts. NYLIFFE #2014-104 |
02/18/2014 |
Certified |
03/05/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Eight New NYMEX Products. NYMEX/COMEX #14-053 |
02/14/2014 |
Certified |
03/04/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Eight New NYMEX Products. NYMEX/COMEX #14-053 |
02/14/2014 |
Certified |
03/04/2014 |
|
1 |
| CBOT |
Modifications to KC HRW Wheat Incentive Program. CBOT #14-056 |
02/14/2014 |
Certified |
03/04/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-041 |
02/11/2014 |
Certified |
02/27/2014 |
|
1 |
| TRUEEX |
Amendment to trueEX Rule 304(e) regarding required use of risk controls for Persons with direct access to the trueEX DCM Trading System. TRUEEX #2014-03D |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| CME |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| CBOT |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| NYMEX |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| COMEX |
Revisions to Rule 508 - Giving and Receiving of Gratutities. CME/CBOT/NYMEX/COMEX #14-027 |
02/10/2014 |
Certified |
02/26/2014 |
|
1 |
| CME |
Extension of the Weather Futures Market Maker Program. CME #14-052 |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| CBOT |
Revisions to Treasury Futures Daily and Final Settlement Procedures Documents. CBOT #14-046 |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| TRUEEX |
Amendments to the Exchange policies and procedures and Rule 547 regarding Bunched Orders and post-execution allocation of transactions to customer accounts. TRUEEX #2014-02D |
02/07/2014 |
Certified |
02/25/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program NYMEX #14-047 |
02/06/2014 |
Certified |
02/22/2014 |
|
2 |
| CME |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| CBOT |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| NYMEX |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| COMEX |
Adoption of Rule 537 - Trade Data Submitted to the Exchange. CME/CBOT/NYMEX/COMEX #14-030 |
02/05/2014 |
Certified |
02/21/2014 |
|
1 |
| TRUEEX |
Rule Amendments Related to Sponsored Access. TRUEEX (DCM) #2014-01 |
02/03/2014 |
Certified |
02/19/2014 |
|
1 |
| CME |
Amendments to CME Rule 106.I and CME Rule 106.J - regarding required registration for qualified affiliates and subsidiaries. CME #14-037 |
01/31/2014 |
Certified |
02/15/2014 |
|
1 |
| CFE |
Updating CFE Fee Schedule. CFE #2014-02 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CME |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
| CBOT |
Modifications to Central Bank Incentive Program. CME/CBOT/NYMEX/COMEX #14-038 |
01/29/2014 |
Certified |
02/13/2014 |
|
1 |
