| NYMEX |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for banks in the Asia-Pacific region ("AIP"). CME/CBOT/NYMEX/COMEX #11-430 |
11/17/2011 |
Certified |
12/05/2011 |
|
1 |
| OCX |
Revisions to Rules 510 and 605 to update referenced organization name from NASD to FINRA and AMEX to NYSE AMEX. |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program in support of certain agricultural, energy and metals products traded on Globex ("LACIP") Latin America Commodity Commercial Incentive Program. CME/CBOT/NYMEX/COMEX #11-427 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for banks in the Latin America region ("LABIP"). CME/CBOT/NYMEX/COMEX #11-428 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CME |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| CBOT |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| COMEX |
Implementation of an Incentive Program for Fund Management Firms in the Latin America region. CME/CBOT/NYMEX/COMEX #11-429 |
11/16/2011 |
Certified |
12/02/2011 |
|
1 |
| NYMEX |
Implementing a Cross Venue Incentive Program for certain NYMEX energy products, including those that are traded on the CME Globex Platform. NYMEX #11-420 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Additional Supplemental Information Relating to the Non-Member Cross-Venue Incentive Program for NYMEX Energy Products. NYMEX #11-420S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-422 |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| COMEX |
Additional supplemental information relating to the Cross-Venue Energy and Metals Products Incentive Program for High Volume Contributors. NYMEX/COMEX #11-422S |
11/15/2011 |
Certified |
12/01/2011 |
|
1 |
| NYMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| COMEX |
Implementing a Cross-Venue Incentive Program in support of certain NYMEX and COMEX energy and metals products. NYMEX/COMEX #11-416 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NYMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| COMEX |
Supplemental information relating to the NYMEX/COMEX Energy and Metals Products Cross-Venue Incentive Program. 11-416S |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for 2-Year, 5-Year and 10-Year On-The-Run Treasury Futures. CBOT #11-415 |
11/14/2011 |
Certified |
11/30/2011 |
|
2 |
| CBOT |
Implementing a Fee Waiver Program in support of On-The-Run Treasury Futures products traded on Globex. CBOT #11-418 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| CME |
Implementing a Fee Waiver Program in support of Sovereign Yield Spread Futures products traded on Globex. CME #11-417 |
11/14/2011 |
Certified |
11/30/2011 |
|
1 |
| NADEX |
Amending Holiday Schedule for US Indices, FTSE 100, Germany 30 and Commodities for Trade Date November 25, 2011. |
11/10/2011 |
Certified |
11/10/2011 |
|
1 |
| CME |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| CBOT |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| NYMEX |
Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 |
11/10/2011 |
Certified |
11/29/2011 |
|
1 |
| CME |
Modifications to the CME Market Marker Program for Sovereign Yield Spread Futures. CME #11-412 |
11/10/2011 |
Certified |
11/15/2011 |
|
1 |
| NYMEX |
Implementing a Resting Order Incentive Program for certain NYMEX energy products that are traded on the CME Globex Platform ("Program"). NYMEX #11-410 |
11/08/2011 |
Certified |
11/25/2011 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the NYMEX Energy Products Resting Order Incentive Program. NYMEX #11-410S |
11/08/2011 |
Certified |
11/25/2011 |
|
1 |
| NYLIFFE |
Liquidation Procedure for MF Global Inc. Customers in NYSE Liffe Metals and Equity Index Contracts. NYLIFFE #2011-133 |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| ELX |
Amendment to Market Maker program - Short Term Volume Incentive Program. |
11/04/2011 |
Certified |
11/22/2011 |
|
1 |
| NYMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| COMEX |
Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NYMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| COMEX |
Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405 |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| COMEX |
Additional Supplemental information relating to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-403S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| NYMEX |
Additional Supplemental information relating to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| COMEX |
Additional Supplemental information relating to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributers. NYMEX/COMEX #11-405S |
11/03/2011 |
Certified |
11/21/2011 |
|
1 |
| CCFE |
Notification of Emergency Action Regarding MF Global Inc. CCFE #11-09 |
11/02/2011 |
Certified |
11/18/2011 |
|
1 |
| NYMEX |
Implementing a Non-Member Incentive Program for NYMEX and COMEX Energy and Metals Products that are traded on the CME Globex Platform. NYMEX/COMEX #11-404 |
11/02/2011 |
Certified |
11/18/2011 |
|
1 |
| COMEX |
Implementing a Non-Member Incentive Program for NYMEX and COMEX Energy and Metals Products that are traded on the CME Globex Platform. NYMEX/COMEX #11-404 |
11/02/2011 |
Certified |
11/18/2011 |
|
1 |
| NADEX |
Amending its Fee Schedule regarding its Direct Members trading on the Exchange via API Connection (API Member) and make non-substantive revisions to Rule 3.1(d)(v). |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
| OCX |
Notice Regarding MF Global, Inc. Suspension at OneChicago |
11/01/2011 |
Certified |
11/17/2011 |
|
1 |
