| ICE US |
Trading Hours for Columbus Day. ICE US #10-38 |
10/06/2010 |
Certified |
10/06/2010 |
|
1 |
| NYLIFFE |
Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. |
10/06/2010 |
Certified |
10/18/2010 |
|
1 |
| COMEX |
Revision to COMEX E-micro Gold Futures Market Making Program. COMEX #10-283R |
10/04/2010 |
Certified |
10/14/2010 |
|
1 |
| CME |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| CBOT |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| NYMEX |
Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 |
10/04/2010 |
Certified |
12/17/2010 |
|
1 |
| COMEX |
New Maket Maker Program for E-micro Gold Futures. Comex #10-283 |
10/01/2010 |
Certified |
10/14/2010 |
|
1 |
| NYMEX |
Amendments to NYMEX Rule 300.08(A) amending its rules to change the deadline for submission of NYMEX/COMEX option exercise or abandon notices to the Exchange. #10-280 |
09/30/2010 |
Certified |
10/12/2010 |
|
1 |
| OCX |
Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. |
09/29/2010 |
Certified |
10/07/2010 |
|
1 |
| KCBT |
Amendments to Rule 1111.04 providing for a wheat options post settlement trading session and Rule 2505.00 revising the closing time for wheat options open outcry trading. |
09/29/2010 |
Certified |
10/13/2010 |
|
1 |
| COMEX |
Waiving exchange and delivery fees on the e-micro gold futures contract scheduled to launch on October 3, 2010. (COMEX #10-279) |
09/29/2010 |
Certified |
11/18/2010 |
|
1 |
| NYLIFFE |
Changing Dynamic Price Limits and No Bust Ranges for MSCI Emerging Markets Mini Index Futures and MSCI EAFE Mini Index Futures. NYLIFFE #2010-110 |
09/28/2010 |
Certified |
10/05/2010 |
|
1 |
| NYLIFFE |
Interpretive Guidance regarding Members' and Registered Users' Responsibility for Orders Placed on NYSE Liffe US and Minimum Risk Controls. NYLIFFE #2010-111 |
09/28/2010 |
Certified |
12/07/2010 |
|
1 |
| NYLIFFE |
Extension of Designated Market Maker Program in Precious Metals Futures. NYLIFFE #2010-112 |
09/28/2010 |
Certified |
06/10/2011 |
|
1 |
| CFE |
Revising notification provisions for ECRP transactions and Block Trades (CFE #2010-10). |
09/24/2010 |
Certified |
10/07/2010 |
|
1 |
| CFE |
Updating CFE Fee Schedule to establish transaction fees for new contracts and to clarify contracts eligible for the Day Trade Fee Pilot Program. CFE #2010-09 |
09/22/2010 |
Certified |
09/29/2010 |
|
1 |
| NFX |
Submitting Market Maker Agreement regarding Timber Hill LLC with one year term, effective September 23, 2010. NFX #2010-10 |
09/22/2010 |
Certified |
04/01/2011 |
|
1 |
| NYMEX |
NYMEX is lowering the minimum block trade thresholds in three NYMEX core energy products. NYMEX #10-270 |
09/22/2010 |
Certified |
10/12/2010 |
|
1 |
| MGE |
Adopting MGEX, Inc. Rulebook in compliance with the completion of the merger of MGEX into MGEX Inc. |
09/21/2010 |
Certified |
09/23/2010 |
|
1 |
| CME |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
| CBOT |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
| NYMEX |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
| CME |
Revising CME Rule 506 to permit all CME members and their employees on the trading floor to use headsets to speak directly to nonmember customers located off the trading floor. CME #10-269 |
09/20/2010 |
Certified |
12/07/2010 |
|
1 |
| CME |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| CBOT |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| NYMEX |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
| NFX |
Amending NFX By-Laws and Rules to update the nominating process and other minor technical amendments to the Rules. NFX #2010-09 |
09/13/2010 |
Certified |
06/07/2011 |
|
1 |
| ICE US |
New Russell Mini Futures Maket Maker Program and New Russell Contract Individual and Member Firm Fee Programs. ICE US #10-35 |
09/10/2010 |
Certified |
09/17/2010 |
|
1 |
| ICE US |
Amendments to Definition of Public Director in Annex D of Bylaws and Chapter I of the Rules and Rule 7.08(b)(i)(A)(1) ICE US #10-36 |
09/10/2010 |
Certified |
09/17/2010 |
|
1 |
| NYMEX |
Notification regarding the extension of an Incentive Program with regard to the Listed Environmental Futures and Option Contracts. NYMEX #10-259 |
09/09/2010 |
Certified |
12/29/2010 |
|
1 |
| NYLIFFE |
Notice 15/2010 announces an alternative process for the submission of EFRP and Block Trades. NYLIFFE #2010-108 |
09/08/2010 |
Certified |
09/30/2010 |
|
1 |
| CFE |
Amendment to Rule 218: to codify CFE's existing practice with respect to meeting minutes. CFE #2010-06 |
09/08/2010 |
Certified |
09/08/2010 |
|
1 |
| NFX |
Updating the nominating process in the By-Laws. NFX #2010-09 |
09/07/2010 |
Certified |
09/14/2010 |
|
1 |
| CME |
Expansion of Nikkei 225 (Yen) Futures Trading Hours. CME #10-256 |
09/07/2010 |
Certified |
09/07/2010 |
|
1 |
| ICE US |
Amendment to Block Trade Procedures extends the reporting window to within ten minutes of execution solely for complex Block Trades consisting of three or more legs. ICE US #10-34 |
09/01/2010 |
Certified |
12/22/2010 |
|
1 |
| ICE US |
Notification that amendments to Rule 10.53 will go into effect on September 7, 2010. ICE US #10-23 |
09/01/2010 |
Certified |
09/01/2010 |
|
1 |
| NYLIFFE |
Extension of Futures Incentive Program. NYLIFFE #2010-106 |
09/01/2010 |
Certified |
09/30/2010 |
|
1 |
| NYLIFFE |
Notice 12/2010 announces the Designated Market Maker Program in MSCI Mini Index Futures for the period from September 1, 2010 through June 30, 2011. NYSE Liffe #2010-107 |
08/31/2010 |
Certified |
01/19/2011 |
|
1 |
| ICE US |
Correction of typographical error contained in Rule 9.64(c)(i). ICE US Supp #10-30 |
08/30/2010 |
Certified |
08/30/2010 |
|
1 |
| ICE US |
Trading Hours for Labor Day. ICE US #10-30 |
08/30/2010 |
Certified |
08/30/2010 |
|
1 |
| ICE US |
Reinstitute the Use of TAS Functionality for Russell Complex Contracts. ICE US #10-32 |
08/26/2010 |
Certified |
09/02/2010 |
|
1 |
| CME |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |
| CBOT |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |
| NYMEX |
Clearing Member and Corporate Member Firm Rule Changes in connection with the continued CME, CBOT, NYMEX and COMEX rule harmonization process. CME/CBOT/NYMEX #10-242 |
08/23/2010 |
Certified |
08/30/2010 |
|
1 |
| CBOT |
Issuance of CBOT Market Regulation Advisory Notice RA 1006-1 sets forth the position limits applicable during the last ten trading days of the expiring September 2010 CBOT Treasury futures contract months. CBOT #10-239 |
08/20/2010 |
Certified |
08/27/2010 |
|
1 |
| CME |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
| CBOT |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
| NYMEX |
Adopting amendments to Rule 588.G to eliminate static bid/ask reasonability allowances in favor of variable bid/ak reasonability allowances focused on an option's delta and premium when reviewing options trades on CME Globex. CME/CBOT/NYMEX #10-193R |
08/19/2010 |
Certified |
05/18/2011 |
|
1 |
| NYMEX |
Notification of Addition of CME Globex Trading Venue for Henry Hub Natural Gas Look-Alike Last Day Financial Futures. NYMEX #10-231 |
08/05/2010 |
Certified |
10/06/2010 |
|
1 |
| ICE US |
Establishing electronic audit trail and recordkeeping requirements for electronic orders submitted through exchange-approved order routing systems. ICE US #10-31 |
08/04/2010 |
Certified |
08/25/2010 |
|
2 |
