CBOT |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
NYMEX |
Amends the list of Globex No Bust ranges (CME/CBOT Rule 588.K and NYMEX Rule 11G.588.K). CME/CBOT/NYMEX #09.138 |
07/22/2009 |
Certified |
07/22/2009 |
|
1 |
CME |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
CBOT |
Reduces the block trading minimum threshold in S&P Fin & Tech SPCTR futures contracts; and revises Market Regulation Advisory Notice on block trading. Market Regulation Advisory Notice RA0910-3. CME/CBOT #09-133 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
NFX |
Provides for the isting on the NFX XL electronic trading platform of futures contracts on the Colombian Peso, including margin. NFX #2009-10 |
07/21/2009 |
Certified |
07/30/2009 |
|
1 |
CME |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
CBOT |
Adds spread trades into the analysis program for determining compliance with a member's requirement to accurately submit a time bracket for pit trades, CME/CBOT Market Regulation Advisory Notice RA0909-3. CME/CBOT #9-132 |
07/16/2009 |
Certified |
09/02/2009 |
|
1 |
NFX |
Amends the composition of NFX standing committees so that each committee is comprised of at least 35% public directors and creates a Regulatory Oversight Committee (ROC). NFX #2009-11 |
07/15/2009 |
Certified |
07/20/2009 |
|
1 |
NFX |
Amends disciplinary rules 401-414, to adopt a hearing panel and hearing attorney for the purpose of conducting hearings; and actions against non-members. NFX #2009-12 |
07/15/2009 |
Certified |
08/31/2009 |
|
1 |
MGE |
Amends Resolution 372.00 to establish a fee for Delegate Members unless a minimum monthly trading threshold is met. |
07/14/2009 |
Certified |
03/29/2010 |
|
1 |
ELX |
Clarifies when the markets opens and closes, and provides for temporary trading hours for July 10, the day of the launch. |
07/13/2009 |
Certified |
07/13/2009 |
|
1 |
ICE US |
Amends Rules 2.18 and 4.33 to require all floor brokers, and their clerks who access the trading floor, to attend the Exchange-developed sexual harassment awareness course within 3 months from the effective date of the rule amendments. ICE US#09-34 |
07/13/2009 |
Certified |
09/28/2009 |
|
1 |
CME |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/07/2009 |
|
2 |
CBOT |
Provides for the trading in call options and put options on Interest Rate Swap futures, including a minimum block size of 500 contracts. CME/CBOT #09.131 |
07/10/2009 |
Certified |
08/12/2009 |
|
2 |
ELX |
Clarifies the responsibilities of ELX Participants for procedures to assure compliance by authorized customers, authorized traders and supervised persons. |
07/09/2009 |
Certified |
07/15/2009 |
|
1 |
ELX |
Provides the initial No Bust Range (term define in ELX Rule I-1) for certain contracts. |
07/09/2009 |
Certified |
07/09/2009 |
|
1 |
NYMEX |
Amends existing SO2 Emissions Allowance Futures Contract, including changes to the EFP rule. NYMEX #09.130 |
07/09/2009 |
Certified |
07/29/2009 |
|
1 |
ICE US |
Amends Section (b) of Annex B of Bylaws, Rules 6.47, 21.25 and 27.22(a) and Resolution No.2 of Chapter 21. ICE US #09-33 |
07/09/2009 |
Certified |
08/13/2009 |
|
1 |
ICE US |
Amends Exchange Fee Program. ICE US #09-32 |
07/09/2009 |
Certified |
08/07/2009 |
|
1 |
NYMEX |
Provides for EFP and EFS rules for SO2 Emission 25 - Allowance Futures and Option Contracts, newly listed on CME ClearPort NYMEX Trading Floor and Globex. NYMEX #09.131 |
07/09/2009 |
Certified |
07/29/2009 |
|
1 |
CME |
Provides a Market Maker Program for CME Agricultural Commodities. CME #09-130 |
07/08/2009 |
Certified |
09/02/2009 |
|
1 |
ELX |
Requests approval of an amendment to Rule IV-16(d) (Exchange of Futures for Related Positions) that allows Exchange of Futures for Futures (EFFs). |
07/06/2009 |
Approved |
10/06/2009 |
Self-Certified on 7/6/2009 - Approved on 10/6/2009 |
2 |
ELX |
Extends the time from 5 to 15 minutes to report block trades executed outside of regular trading hours or in extraordinary sizes of 10,000 contracts or more to allow for price improvement for customers. |
07/02/2009 |
Certified |
11/27/2009 |
|
1 |
CME |
Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 |
07/02/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Reduces the minimum threshold required for the execution of an All-or-None transaction in the pit from 20 contracts to 5 contracts, effective 6/26/09. CME/CBOT #09-116 |
07/02/2009 |
Certified |
08/10/2009 |
|
1 |
ELX |
Certifies an Amendment to ELX Futures Rule IV 5(a)(iv) and (v), adding an Exchange of Futures for Futures (EFFs) rule to the rule governing Exchange of Futures for Related Positions. |
07/02/2009 |
Certified |
10/06/2009 |
|
1 |
CBOT |
Provides additional Trading Hours for Grain, Oilseed, and Ethanol contracts. CBOT #09-126 |
07/01/2009 |
Certified |
07/01/2009 |
|
1 |
NYMEX |
Clarifies the daily settlement procedures for the Three Minute-Marker Futures Contracts and Three Calendar Month Swap Futures Contracts for Crude Oil, RBOB Gasoline and Heating Oil Listed on ClearPort and on the NYMEX Trading Floor. NYMEX #09.128 |
07/01/2009 |
Certified |
07/02/2009 |
|
1 |
NFX |
Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 |
07/01/2009 |
Certified |
09/10/2009 |
|
1 |
NADEX |
Requests that the Commission amend its Orders Designating HedgeStreet (now Nadex) as a Contract Market and Registering HedgeStreet as a Derivatives Clearing Organization |
07/01/2009 |
Certified |
09/02/2009 |
|
1 |
NYLIFFE |
Provides Notice 17/2009, announcing changes to the no-bust range and to dynamic price limits set in the trading host (from those set forth in Notice 9/2008). NYLIFFE #2009-114 |
06/30/2009 |
Certified |
09/08/2009 |
|
1 |
NADEX |
Updates Market Maker rule language. |
06/30/2009 |
Certified |
07/15/2009 |
|
1 |
ICE US |
Amends Block Trading Procedures to increase the minimum quantity threshold for Block Trades executed in Cocoa Options Contracts from 250 to 350 lots. ICE US #09-31 |
06/29/2009 |
Certified |
07/15/2009 |
|
1 |
CBOT |
Allows for pre-execution communications with respect to CBOT Ethanol and Dow options trades on Globex (CBOT Rule 539) on 7/6/09. CBOT #09-123 |
06/26/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 |
06/25/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
NYMEX |
Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
CME |
Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
CBOT |
Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
NYMEX |
Amends the no-bust ranges. CME/CBOT/NYMEX #09.123 |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
CME |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
CBOT |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
NYMEX |
Permits clearing members to accept physical gold to meet performance bond requirements (Rule 930.C). CME/CBOT/NYMEX #09.125 |
06/25/2009 |
Certified |
08/10/2009 |
|
1 |
CME |
Amends CME Rule 8F15, to reflect technical changes in CME ClearPort due to the migration from the original API to 2.0 API, amends the description of CME ClearPort in Rule 808, and eliminates the specific reference to NYMEX "E-Rav". CME/CBOT/NYMEX #09.126 |
06/25/2009 |
Certified |
08/04/2009 |
|
1 |
CBOT |
Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 |
06/25/2009 |
Certified |
08/04/2009 |
|
1 |
NYMEX |
Amends the description of CME ClearPort in Rule 808 (a change technical in nature) and eliminates the specific reference to the NYMEX "E-Rav" risk evaluation system. CME/CBOT/NYMEX #09.126 |
06/25/2009 |
Certified |
08/04/2009 |
|
1 |
MGE |
Extends the trading hours for the overnight Hard Red Spring Wheat futures trading session by 75 minutes. |
06/25/2009 |
Certified |
06/25/2009 |
|
2 |
NADEX |
Amends its holiday schedule for the Independence Day 2009 holiday |
06/25/2009 |
Certified |
06/25/2009 |
|
1 |
NYMEX |
Addresses the Clearing House's financial obligations in the event of a delivery default (new NYMEX rules 702 and 714). NYMEX #09-124 |
06/25/2009 |
Certified |
07/30/2009 |
|
1 |
CBOT |
Modifies extends, or revises certain Market Making Programs. CBOT #09-114 |
06/23/2009 |
Certified |
08/07/2009 |
|
1 |