| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| COMEX |
Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices |
12/16/2019 |
Certified |
12/31/2019 |
|
1 |
| MGE |
Weekly notification regarding Christmas and New Year's holidays |
12/13/2019 |
Notified |
12/13/2019 |
|
1 |
| CME |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
The Exchange is amending Rule 4.06 to allow tri-party Exchange for Related Position transactions under certain circumstances. |
12/13/2019 |
Certified |
12/30/2019 |
|
1 |
| CBOT |
Modifications to the CME/CBOT Asset Manager Fixed Income Incentive Program ("AMFIIP") |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
Amendment extending the term of the new MSCI ESG Leaders Index Designated Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
New MSCI Index Contracts Exchange Member Firm Fee Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
New MSCI Index Designated Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| CME |
Modifications to the E-minir FTSE Emerging Index Futures Market Maker Program |
12/13/2019 |
Certified |
12/30/2019 |
|
2 |
| ICE US |
Equity Index contract trading halt amendments |
12/12/2019 |
Certified |
12/27/2019 |
|
1 |
| CME |
Extension of the TOPIX Futures Fee Waiver Program |
12/12/2019 |
Certified |
12/27/2019 |
|
1 |
| NYMEX |
Implementation of the European Natural Gas Volume Incentive Program |
12/12/2019 |
Certified |
12/27/2019 |
|
2 |
| CME |
Extension of the Globex Give Up Fee Waiver Program for CME Short-Term Interest Rate (STIR) Options |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Extension of the FX Options Give-up Surcharge Fee Waiver Program |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| CME |
Expansion of Open Outcry Trading Hours for Options the Livestock Futures Contracts |
12/11/2019 |
Certified |
12/26/2019 |
|
1 |
| ICE US |
The Exchange is extending the terms of the MSCI Index Futures Contract New Jurisdiction Volume Incentive Program through December 31, 2020. |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| ICE US |
The Exchange is extending the terms of the New Jurisdiction Volume Incentive Program through December 31, 2020. |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| ICE US |
The Exchange is amending Rule 4.01 providing additional guidance on how firms should discharge their supervisory duties. |
12/09/2019 |
Certified |
12/23/2019 |
|
1 |
| LEDGERX |
Amended Fee Schedule |
12/06/2019 |
Notified |
12/06/2019 |
|
2 |
| NYMEX |
Extension of the NYMEX Power Volume Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| NYMEX |
Extension of the NYMEX Natural Gas Deferred Credit Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| NYMEX |
Modifications to the NGL Growth Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Extension of the S&P Floor Calendar Spread Market Maker Discount Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CME |
Extension of the S&P Options Broker Rebate Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
12/06/2019 |
Certified |
12/20/2019 |
|
2 |
| CME |
Modifications to the CME Individual Member Equity Index Maxi-Mini Incentive Program |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| OCX |
Expanded Trading Hours |
12/06/2019 |
Certified |
12/20/2019 |
|
1 |
| CFE |
The Amendment establishes a Lead Market Maker Program for the Weekly VX futures contract. |
12/05/2019 |
Certified |
12/19/2019 |
|
2 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
| ICE US |
Amendment to the definition of the term "Licensed Store" to conform with amendments already established in Chapter 7 - Licensing Rules. |
12/04/2019 |
Certified |
12/18/2019 |
|
1 |
| NFX |
Rule Certification Amending Minimum Block Trade Thresholds for Dry Freight Futures and Options Contracts |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. Asset Purchase Agreement |
12/04/2019 |
Withdrawn |
12/05/2019 |
|
2 |
| NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. ("NFX") Asset Purchase Agreement |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| CFE |
The amendment extends the Lead Market Maker Program for AMERIBOR futures. |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| MGE |
Weekly Notifications for the Week of November 18, 2019 |
11/27/2019 |
Notified |
11/27/2019 |
|
1 |
| NYMEX |
Expansion of Trading at Settlement (TAS) Eligibility for the NY Harbor ULSD Futures and RBOB Gasoline Futures Contracts |
11/26/2019 |
Certified |
12/11/2019 |
|
1 |
| NODAL |
The delivery day for December 2019 futures expiries of Nodal Contracts based on environmental products will be changed from Tuesday December 31, 2019 to Monday December 30, 2019. |
11/25/2019 |
Certified |
12/10/2019 |
|
1 |
| ICE US |
The Exchange is launching a New Options on BakktT Bitcoin (USD) Monthly Futures Market Maker Program effective December 9, 2019. |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| ICE US |
The Exchange is launching a New BakktT Bitcoin (USD) Options Contracts Executing Broker Rebate Program effective December 9, 2019. |
11/22/2019 |
Certified |
12/09/2019 |
|
1 |
| NODAL |
The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a) |
11/22/2019 |
Certified |
12/09/2019 |
|
2 |
| NYMEX |
Reduction of Block Trade Minimum Quantity Threshold Levels of Three (3) Metals Futures and Option Contracts |
11/22/2019 |
Certified |
12/09/2019 |
|
1 |
| CME |
Amendments to CME Rule 8A71. ("Contract Eligibility") to Eliminate Three-Month Eurodollar Futures from the Mutual Offset System |
11/20/2019 |
Certified |
12/05/2019 |
|
1 |
