| MGE |
Weekly notification to clearing members about deadline to report offsets. |
11/02/2018 |
Notified |
11/02/2018 |
|
1 |
| CFE |
The Amendment revises the criteria for who can act as an Authorized Reporter for Exchange of Contract for Related Position ("ECRP") transactions and Block Trades. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CANTOR |
Adding an explicit prohibition of wash trading and front running. |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| CANTOR |
Updates to Compliance Manual |
11/02/2018 |
Certified |
11/19/2018 |
|
1 |
| NODAL |
Submission of Form DCM - REDACTED - for effective date November 16, 2018 |
11/02/2018 |
Certified |
11/19/2018 |
|
2 |
| NODAL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Self-certification to amend the Exchange's quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/01/2018 |
Certified |
11/16/2018 |
|
1 |
| NODAL |
Nodal Exchange Environmental Incentive Program 1 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Amendment of the fee schedule to (1) update it for newly listed contracts; (2) remove a fee discount for new freight customers; and (3) introduce fees for a new Block Request For Quote ("RFQ") system |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for NFX Canadian Crude Oil Financial Futures |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 3 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Rule Certification relating to block trade minimum quantity thresholds and transaction fees for Gulf Coast Crude Oil Futures Contracts |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODAL |
Nodal Exchange Environmental Incentive Program 4 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 5 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Rule Certification for an Amendment to the Competitor Response Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
| NFX |
Rule Certification for Amendments to the Energy Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
2 |
| NODAL |
The Rules are being revised for the launch of Nodal T7, a Central Limit Order Book for trading Nodal Contracts. In addition, the Rules are being revised to reflect the introduction of Nodal Contracts based on environmental products. |
11/01/2018 |
Certified |
11/16/2018 |
|
4 |
| CFE |
The Amendment provides for CFE's CRO to authorize statements of charges in CFE disciplinary proceedings. |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| CBOT |
Reduction of Block Trade Minimum Quantity Thresholds in Options on the Ultra 10-Year U.S. Treasury Futures Contract. |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| CFE |
The Amendment extends the time frame for the correction of Block Trade and Exchange of Contract for Related Position (ECRP) transaction reporting errors. |
10/31/2018 |
Certified |
11/15/2018 |
|
1 |
| NODAL |
Extension of Nodal Exchange Power Incentive Program II |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
| NODAL |
Extension of Nodal Exchange Power Incentive Program III |
10/30/2018 |
Certified |
11/14/2018 |
|
3 |
| CME |
Amendments to the Daily Settlement Procedure Document for the Dairy Futures Contracts |
10/30/2018 |
Certified |
11/14/2018 |
|
1 |
| NYMEX |
Trading-at-Settlement (TAS) Eligibility for Palladium Futures |
10/30/2018 |
Certified |
11/14/2018 |
|
1 |
| NYMEX |
Implementation of the NYMEX WTI Houston Crude Oil Futures Liquidity Provider Program |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the Capped Screen Environmental Futures and Options Contract Volume Incentive Program through September 30, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the PJM Flat Fee Options Volume Liquidity Provider Program through September 30, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the N.A. Credit Futures Contracts Market Maker Program through December 31, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
| ICE US |
The Exchange is extending the terms of the Northeast Power Futures Flat Fee Liquidity Provider Program through September 30, 2020. |
10/26/2018 |
Certified |
11/09/2018 |
|
2 |
| MGE |
Amendments to Rules 2.1.9. (formerly 2091.00.), 2.1.10. (formerly 2091.01.), 2.1.11. (formerly 2066.00.), 2.1.12. (formerly 1701.00.), 2.1.13. (formerly 2071.00.), 2.2.2. (formerly 2085.00.), and 2.2.3. (formerly 2029.00.), and addition of new Rule 2.2.1. |
10/25/2018 |
Certified |
11/08/2018 |
|
1 |
| CFE |
The Amendment updates the CFE Fee Schedule to include a revised fee structure for customer transactions in Cboe Volatility Index ("VX") futures. |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
| CFE |
The Amendment deletes the New European Futures Commission Merchant Incentive Program from Policy and Procedure XXII of the Policies and Procedures Section of the CFE Rulebook. |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |
| COMEX |
Modifications to the Copper Options Liquidity Provider Program |
10/17/2018 |
Certified |
10/31/2018 |
|
2 |
| COMEX |
Modifications to the Global Zinc Futures Market Maker Program |
10/17/2018 |
Certified |
10/31/2018 |
|
2 |
| NYMEX |
Amendments to the CME Globex Matching Algorithm for Three (3) Energy Option Contracts |
10/16/2018 |
Certified |
10/30/2018 |
|
1 |
| CME |
Amendments to Certain Options on Standard and Poor's 500 Stock Price Index Futures Contracts to Align with Unscheduled Primary Listing Exchange Holidays |
10/16/2018 |
Certified |
10/30/2018 |
|
1 |
| NADEX |
Amends Rules to distinguish authority to limit trading; clarifies language and specifies when disciplinary action is considered final; allows for the charging of interest on negative amounts. This filing also affects Nadex as a DCO. |
10/12/2018 |
Certified |
10/26/2018 |
|
1 |
| ICE US |
Effective October 26, 2018, the Exchange is launching a new Henry Futures Participant Development Program. |
10/11/2018 |
Certified |
10/25/2018 |
|
2 |
| ICE US |
EMERGENCY RULE CERTIFICATION-The Exchange has approved emergency action under Rule 6.01 concerning certain cash-settled natural gas contracts in response to a pipeline rupture in British Columbia. |
10/11/2018 |
Certified |
10/25/2018 |
|
1 |
| CME |
Modifications to the CME FX Link Market Maker Program |
10/11/2018 |
Certified |
10/25/2018 |
|
2 |
| CME |
Adoption of NewCME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| CBOT |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| NYMEX |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| COMEX |
Adoption of New CME/CBOT/NYMEX/COMEX Rule 857. ("Post-Trade Multilateral Compression") |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| CFE |
The Amendment makes a clarifying update to the Cboer iBoxxr iSharesr Bond Index Futures Lead Market Marker Program. |
10/05/2018 |
Certified |
10/22/2018 |
|
2 |
| MGE |
Weekly Notification for the Week of September 24, 2018 |
10/04/2018 |
Notified |
10/04/2018 |
|
1 |
