| COMEX |
Amendments to CME and CBOT Rule 539.C. ("Pre-Execution Communications Regarding Globex Trades"), Establishment of Block Trades in CME and CBOT Agricultural Products, Modifications to Block Trade Minimum Thresholds and Reporting Times in Certain CME and CB |
12/04/2017 |
Certified |
12/18/2017 |
|
6 |
| CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rule 853. ("Transfers of Trades and Customer Accounts"). |
12/04/2017 |
Certified |
12/18/2017 |
|
1 |
| CME |
Modifications to the E-mini Russell 1000 Index Futures Market Making Program |
12/04/2017 |
Certified |
12/18/2017 |
|
2 |
| NYMEX |
Modifications to the Energy Financial Natural Gas Volume Incentive Program |
12/04/2017 |
Certified |
12/18/2017 |
|
2 |
| CFE |
The Amendment adopts new CFE Policy and Procedure IX to set forth the Cboe Bitcoin (USD) Futures Lead Market Program. |
12/01/2017 |
Certified |
12/14/2017 |
|
1 |
| CME |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| CBOT |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NYMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| COMEX |
Implementation of New Rule 570 ("Restriction on Sale of Exchange Products in the EU to EU Retail Investors Under PRIIPs" and Amendments to Rule 960 ("Omnibus and Carrying Broker Accounts"). |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| CME |
Weekly Notification of Amendments Related to Product Terms and Conditions - Week of November 20, 2017 |
12/01/2017 |
Notified |
12/01/2017 |
|
2 |
| CME |
Implementation of the Bitcoin Futures Globex Spread Discount Program |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| CME |
Modifications to E-mini Nikkei 225 Yen-Denominated Futures Market Maker Program |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| ICE US |
The Exchange is launching a New Softs Market Maker Program replacing the existing Softs Market Maker Program effective January 1, 2018. |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| ICE US |
The Exchange is amending Appendix II of Chapter 4 - Exchange's Messaging Policy removing the Russell 2000 Index Futures Contract. |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| ICE US |
The Exchange is extending the terms of the NYBOT Legacy Member Volume Incentive Program to December 31, 2018. |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NFX |
Rules relating to Trade at Settlement rules for Crude Oil and Natural Gas financial futures contracts. |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| ICE US |
The Exchange is extending the terms of the ICE Futures U.S. Grains Futures Market Maker Program through December 31, 2019. |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| CME |
Implementation of the Bitcoin Futures Market Maker Program |
12/01/2017 |
Certified |
12/15/2017 |
|
2 |
| ICE US |
New Exchange Rule 6.51 - sets forth the requirements for compliance with European Packaged Retail Investment and Insurance Products regulations. |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| NADEX |
Amends Market Maker Agreement to provide relief from market-making obligations in the even a Market Maker is holding a position in certain specified contracts that reaches or exceeds a level set forth in the applicable contract specifications in the Rules |
12/01/2017 |
Certified |
12/15/2017 |
|
1 |
| CME |
Modifications to the CME Housing Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
1 |
| CME |
Modifications to the S&P 500r Dividend Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
2 |
| CME |
Modifications to the E-mini FTSE Index Futures Market Maker Program |
11/30/2017 |
Certified |
12/14/2017 |
|
2 |
| CME |
Extension of the S&P Floor Calendar Spread Market Maker Discount Program |
11/30/2017 |
Certified |
12/14/2017 |
|
1 |
| CME |
Extension of the CME Individual Member Equity Index Maxi-Mini Incentive Program |
11/30/2017 |
Certified |
12/14/2017 |
|
1 |
| CFE |
The Amendment amends CFE's rules in connection with the implementation of a new CFE trading system. |
11/29/2017 |
Certified |
12/13/2017 |
|
1 |
| ICE US |
Amendments to NYSE Fang+ Index New Jurisdiction Volume Incentive Program |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
| CME |
Modifications to the Indian Rupee FX Futures Liquidity Provider Program |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
| CME |
Modifications to the FX Block Trading Broker Rebate Program |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
| CME |
Extension of the CME/CBOT Interest Rate Options Give Up Incentive Program |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
| CBOT |
Extension of the CME/CBOT Interest Rate Options Give Up Incentive Program |
11/29/2017 |
Certified |
12/13/2017 |
|
2 |
| NFX |
NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). |
11/28/2017 |
Certified |
12/12/2017 |
|
5 |
| NFX |
NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. |
11/28/2017 |
Certified |
12/12/2017 |
|
4 |
| CME |
Modifications to the Chilean Peso Futures Market Maker Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| CME |
Extension of the FX Futures Block Price Maker Fee Waiver Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| CME |
Extension of the S&P 500r Floor Broker Incentive Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Modifications to the NYMEX Power Volume Incentive Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| NYMEX |
Extension of the NYMEX Brent Options ("BZO") Liquidity Provider Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| ICE US |
Amendments to NYSE Fang+ Index Market Maker Program |
11/28/2017 |
Certified |
12/12/2017 |
|
2 |
| ICE US |
Amendments to NYSE Fang + Member Firm Program |
11/28/2017 |
Certified |
12/12/2017 |
|
1 |
| NYMEX |
Extension of the Core Globex Energy Tiers Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Options Gateway Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| NYMEX |
Extension of the NYMEX Crude and Refined Options Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Gateway Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| NYMEX |
Modifications to the NYMEX Natural Gas Options Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
2 |
| CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
11/27/2017 |
Certified |
12/11/2017 |
|
1 |
