COMEX |
Modifications to the Retail Broker Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Fee Schedule for Iron Ore Futures and Options |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers Program for the submission of block trades by brokers. |
12/14/2016 |
Certified |
12/29/2016 |
|
3 |
COMEX |
Modifications to the COMEX Gold Kilo Futures Market Maker Program |
12/14/2016 |
Certified |
12/29/2016 |
|
2 |
CME |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CBOT |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
12/14/2016 |
Certified |
12/29/2016 |
|
1 |
CME |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
CBOT |
Modifications to the CME/CBOT Interest Rate Options Give Up Incentive Program |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Fee Schedule for Henry Hub Natural Gas Last Day Financial Futures ("NN") |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
CME |
Extension of the Agricultural Options Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
CBOT |
Extension of the Agricultural Options Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
1 |
NYMEX |
Implementation of the Financial Natural Gas Spreads & Strips Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
CBOT |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
NYMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
COMEX |
Amendments to CME/CBOT/NYMEX/COMEX Rules 814, 819, and 901.S and CME Rules 8H03, 8F003, 8H08 |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program |
12/13/2016 |
Certified |
12/28/2016 |
|
2 |
NFX |
Weekly Notification of Rule Amendments |
12/12/2016 |
Notified |
12/12/2016 |
|
1 |
CME |
Modifications to the Eurodollar Options Market Maker Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Deferred Natural Gas Market Maker Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
NYMEX |
Modifications to the CME Group Energy Portfolio Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
CME |
Extension of the CME FX EFP Surcharge Volume Incentive Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
NYMEX |
Implementation of the NG Strips Market Maker Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
CME |
Modifications to the CME Commodity Trading Advisors/Hedge Fund Incentive Program |
12/12/2016 |
Certified |
12/27/2016 |
|
1 |
CME |
Modifications the CME Bloomberg Dollar Spot IndexSM Futures Market Maker Program |
12/12/2016 |
Certified |
12/27/2016 |
|
2 |
CME |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
CBOT |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
NYMEX |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
COMEX |
Amendments to Various Rules and the Issuance of Several Revised Market Regulation Advisory Notices in Connection with the Closing of NYMEX and COMEX Open Outcry Options Trading Pits |
12/09/2016 |
Certified |
12/23/2016 |
|
9 |
CBOT |
Extension of the Fed Fund Options Floor Broker Pool Program |
12/09/2016 |
Certified |
12/23/2016 |
|
1 |
CBOT |
Modifications to the CBOT Market Maker Program for Deferred 30-Day Federal Fund Futures |
12/08/2016 |
Certified |
12/22/2016 |
|
1 |
NYMEX |
Modifications to the Energy Financial Natural Gas Volume Incentive Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
NYMEX |
Termination of the Natural Gas Financial Futures Spread Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Crude and Refined Options Incentive Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
CME |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
CBOT |
Modifications to the E-mini Equity Index Futures BTIC Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
CME |
Extension of the CME FX Futures Cross Currency Liquidity Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
CME |
Modifications to the CME E-Micro FX Market Maker Program |
12/08/2016 |
Certified |
12/22/2016 |
|
2 |
NFX |
Amendment to Off-Exchange Transactions Reference Guide. |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
NFX |
Amendment to Chapter III of the NFX Rulebook |
12/07/2016 |
Certified |
12/21/2016 |
|
1 |
CME |
Implementation of the FX Monthly Futures Market Maker Program |
12/06/2016 |
Certified |
12/20/2016 |
|
4 |
NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
12/06/2016 |
Withdrawn |
12/15/2016 |
|
2 |
CME |
Implementation of the FX Monthly Futures Market Development Program |
12/06/2016 |
Certified |
12/20/2016 |
|
2 |
CME |
Modifications to the Nikkei 225 Futures Volume Incentive Program |
12/06/2016 |
Certified |
12/20/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX International Petroleum Volume Incentive Program |
12/06/2016 |
Certified |
12/20/2016 |
|
2 |
CME |
Amendments to CME/CBOT/NYMEX/COMEX Rule 553. ("Average Price System") |
12/05/2016 |
Certified |
12/19/2016 |
|
1 |