COMEX |
Implementation of the Precious Metals Cash-Settled Futures Fee Waiver Program |
10/17/2016 |
Certified |
10/31/2016 |
|
1 |
NFX |
Amendments to fee schedule. |
10/13/2016 |
Certified |
10/27/2016 |
|
1 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Withdrawn |
10/13/2016 |
|
4 |
NFX |
Amend the Exchange's quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
10/13/2016 |
Certified |
10/27/2016 |
|
2 |
CME |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
CBOT |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
NYMEX |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
COMEX |
Weekly Notification of Rule Amendments (Week of October 3, 2016) |
10/12/2016 |
Notified |
10/12/2016 |
|
1 |
CDE |
Extension of Broker Rebate Incentive Program |
10/10/2016 |
Certified |
10/24/2016 |
|
2 |
NFX |
Rule Certification to Include New Products in the Energy Broker Incentive Program |
10/07/2016 |
Certified |
10/24/2016 |
|
1 |
CME |
Amendments to the Price Increments Rules of the Six (6) Major FX Options to Enable Volatility Quoting Functionality on CME Globex |
10/06/2016 |
Certified |
10/21/2016 |
|
2 |
NFX |
Submit rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX Brent 1st Line Financial Futures and the NFX Options on the NFX WTI 1st Line Financial Futures |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
CME |
Implementation of the Volatility-Quoted Options Fee Waiver Program |
10/06/2016 |
Certified |
10/21/2016 |
|
2 |
CME |
Implementation of the Volatility-Quoted Options Market Maker Program |
10/06/2016 |
Certified |
10/21/2016 |
|
4 |
NFX |
Amend fee schedule in connection with the listing of two 1st line financial futures contracts. |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
ICE US |
Effective October 20, 2016, the Exchange is amending the EFRP FAQ to provide market participants with better guidances regarding the use of EFRP transactions in connection with physical forward agreements and swaps. |
10/04/2016 |
Certified |
10/19/2016 |
|
1 |
ICE US |
The Exchange is amending Licensing Rules 7.05 and 7.13 will increase the number of times license graders must grade during a license term to be eligible to renew their license for the following year term. |
09/30/2016 |
Certified |
10/17/2016 |
|
1 |
CME |
Amendments to the Globex Trade Matching Algorithm for Options on Three-Month Eurodollar Futures, Options on Two-Year Bundle Futures, Options on Three-Year Bundle Futures, and Options on Five-Year Bundle Futures Contracts |
09/30/2016 |
Certified |
10/17/2016 |
|
2 |
NFX |
Minor housekeeping amendments to the NFX Fee Schedule. |
09/29/2016 |
Certified |
10/14/2016 |
|
2 |
NYMEX |
Declaration of Force Majeure with Respect to the RBOB Gasoline Futures Contract |
09/28/2016 |
Certified |
10/13/2016 |
|
2 |
OCX |
Issuing Regulatory Release 2016-23 (OneChicago Ownership and Control Reports) |
09/27/2016 |
Certified |
10/12/2016 |
|
1 |
CME |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
CBOT |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
NYMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
COMEX |
Amendments to Rule 437. ("Notice of Discipline") |
09/26/2016 |
Certified |
10/11/2016 |
|
1 |
CME |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
CBOT |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
NYMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
COMEX |
Issuance of CME Group Market Regulation Advisory Notice RA1610-5 with Updated Guidance Attendant to CME Globex operator IDs ("Tag 50 IDs") |
09/22/2016 |
Certified |
10/06/2016 |
|
1 |
OCX |
Amending OCX Rule 414 (Position Limits and Position Accountability) |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
TRUEEX |
Amended language at the request of the CFTC Division of Enforcement to ensure these rules regarding fraudulent acts and market manipulation are consistent with the Commodity Exchange Act and CFTC Regulations. |
09/21/2016 |
Certified |
10/05/2016 |
|
1 |
CME |
Implementation of the APAC FCM Incentive Program |
09/21/2016 |
Certified |
10/05/2016 |
|
2 |
NYMEX |
Implementation of the APAC FCM Incentive Program |
09/21/2016 |
Certified |
10/05/2016 |
|
2 |
CBOT |
Implementation of the APAC FCM Incentive Program |
09/21/2016 |
Certified |
10/05/2016 |
|
2 |
COMEX |
Implementation of the APAC FCM Incentive Program |
09/21/2016 |
Certified |
10/05/2016 |
|
2 |
OCX |
Amending OCX Rule 424 (Concurrent Long and Short Positions) |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
ICE US |
The Exchange is extending the terms of the IFUS Henry Hub Natural Gas Broker Program through September 30, 2018. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
CME |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
CBOT |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
NYMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
COMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Withdrawn |
09/20/2016 |
|
1 |
CME |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in an NFX option contract. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
CBOT |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
NYMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
COMEX |
Amendments to Rule 538. ("Exchange for Related Positions") and Issuance of CME Group Market Regulation Advisory Notice RA1612-5. |
09/19/2016 |
Certified |
10/03/2016 |
|
1 |
CME |
Extension of the CME Bloomberg Dollar Spot IndexSM Futures Fee Waiver Program |
09/16/2016 |
Certified |
09/30/2016 |
|
1 |
COMEX |
Extension of the Copper Options Broker Rebate Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Financial Natural Gas Market Development Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |
NYMEX |
Modifications to the NYMEX Iron Ore Market Maker Program |
09/16/2016 |
Certified |
09/30/2016 |
|
2 |