Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CBOT Amendments to CME, CBOT, NYMEX, and COMEX Rule 574. ("Globex Access Restrictions") in Connection with the National Futures Association's ("NFA's") Amended Definition of a Branch Office. 09/08/2021 Certified 09/22/2021 1
CBOT Provides for the application of CME Clearing House rules on "Close-Out-Netting" to CBOT trades in the event of bankruptcy or default. CBOT #09-023 02/12/2009 Certified 02/24/2009 1
CBOT Revisions to Rule 432 - General Offenses. CME/CBOT/NYMEX/COMEX #11-098 03/11/2011 Certified 03/11/2011 1
CBOT Amendments to Chapter 8 ("Clearing House and Performance Bonds"); CME Chapter 8G ("Interest Rate Derivative Clearing") and CME Chapter 8H ("Credit Default Swaps Clearing") to Effect Conditions of European Commission's Equivalence Determination 05/02/2016 Certified 05/16/2016 1
CBOT Modifications to the New Trader Incentive Program. CME/CBOT/NYMEX/COMEX #13-423 12/11/2013 Certified 12/27/2013 1
CBOT Revisions to Rule 536.D - Customer Type Indicator Codes. CME/CBOT/NYMEX/COMEX #14-101 04/02/2014 Certified 04/17/2014 1
CBOT Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 08/28/2014 Certified 09/12/2014 3
CBOT Amendment to Rule 512 ("Reporting Infractions") and Issuance of CME Group Market Regulation Advisory Notice RA1503-5 03/24/2015 Certified 04/07/2015 1
CBOT Amendments to the CME, CBOT, NYMEX, and COMEX Hedge Exemption Form 05/06/2021 Certified 05/20/2021 2
CBOT Amendments to CME/CBOT/NYMEX Rule 106. ("Transfers, Security Transactions, and Authorizations to Transfer or Sell") 07/26/2016 Certified 08/09/2016 1
CBOT Basis Trade at Index Close (BTIC) Eligibility for the Bloomberg Commodity Index Futures and Bloomberg Commodity Index Swaps (Cleared OTC) Contracts 07/26/2018 Certified 08/09/2018 2
CBOT Modifications to the Secured Overnight Financing Rate ("SOFR") Futures Market Maker Program 01/16/2019 Certified 02/01/2019 2
CBOT Amendments to CME, CBOT, NYMEX/COMEX Definitions and Various Rules in Chapters 3, 4, 5, and 8 and Issuance of Six Revised Market Regulation Advisory Notices 12/16/2019 Certified 12/31/2019 1
CBOT Increase of Better Price or Volume Match ("BPVM") Parameters for the Committed Cross ("C-Cross") Protocol for all 30-Year UMBS TBA Futures on CME Globex 05/17/2024 Certified 06/03/2024 1
CBOT Extension of the CBOT Event Contract Cash Settlement Fee Waiver Program 08/14/2024 Certified 08/28/2024 1
CBOT Amends No-bust ranges. CME/CBOT/NYMEX #09-066R 04/16/2009 Certified 04/17/2009 1
CBOT Amendment to Rule 588.G that removes reference to S&P 500 Depository Receipts, iShares Russell 2000 Index Fund and Nasdaq 100 Index Trading Stock due to the delisting of these products. CME/CBOT/NYMEX #11-099 03/11/2011 Certified 03/11/2011 1
CBOT Implementing the USD Deliverable Swap Futures Volume Incentive Program. CBOT #14-154 05/28/2014 Certified 06/12/2014 2
CBOT Modifications to the Agricultural Futures Resting Order Program 12/14/2015 Certified 12/29/2015 1
CBOT Modifications to the Agricultural Futures Resting Order Program 12/01/2016 Certified 12/15/2016 1
CBOT Implementation of the Bloomberg Commodity Index ("BCOM") Basis Trade at Index Close ("BTIC") Discount Program 07/27/2018 Certified 08/10/2018 1
CBOT Amendments to CME, CBOT, NYMEX/COMEX Rule 536.B.2. ("Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems") and Issuance of CME Group Market Regulation Advisory Notices RA1912-5, RA1913-5 and RA1914-5. 12/16/2019 Certified 12/31/2019 1
CBOT Weekly Notification of Rule Amendments (Week of January 6, 2020) 01/17/2020 Notified 01/17/2020 1
CBOT Amendments to Rule 588.H. ("Globex Non-Reviewable Trading Ranges") Table for the Bloomberg Commodity Index Futures Contract 03/10/2020 Certified 03/24/2020 1
CBOT Implementation of the Yield Futures APAC Broker Incentive Program 02/13/2024 Certified 02/28/2024 1
CBOT Amendment to Rule 588.G that changes the contract names from CME Lehman Brohters US Aggregate Index to CME Barclays Capital US Aggregate Bond Index. CME/CBOT/NYMEX #10-181 06/25/2010 Certified 07/30/2010 1
CBOT Revisions to Rule 411 to clarify that appeals from decisions rendered by the Business Conduct Committee must be submitted in writing and include the grounds for the appeal and the specific impropriety of the original decision. CME/CBOT/NYMEX #11-411 11/10/2011 Certified 11/29/2011 1
CBOT Amendments to the Daily Option Settlement Procedures Document. 10/27/2016 Certified 11/10/2016 1
CBOT Amendments to CME, CBOT, NYMEX/COMEX Definitions, Various Rules in CME, CBOT, NYMEX/COMEX Chapters 4, 8, and CME Chapters 8F, 8G, 12, and 13 12/16/2019 Certified 12/31/2019 1
CBOT Modifications to the MAC Swap Futures Incentive Program 06/15/2020 Certified 06/29/2020 1
CBOT Implementation of the South American Soybean Market Maker Program 10/13/2022 Certified 10/27/2022 1
CBOT Addition of NYMEX Crude Oil VIX Options and COMEX Gold VIX Options to Rule 588.G (no bust ranges). CME/CBOT/NYMEX/COMEX #11-037 01/20/2011 Certified 01/27/2011 1
CBOT Amends Rule 539, concerning the requirements for engaging in allowable pre-execution communications an all CME, NYMEX and COMEX options and in CBOT Interest Rate, Ethanol and Dow options trading on CME Globex. #10-088 04/01/2010 Certified 04/13/2010 1
CBOT Extending electronic trading hours for CBOT Grain, Oilseed, and Ethanol futures and options contracts. CBOT #12-134 05/03/2012 Withdrawn 05/16/2012 7
CBOT Modifications (extension) to the E-mini Dow Market Maker Program for Overnight Trading Hours. CBOT #12-323 11/20/2012 Certified 12/06/2012 1
CBOT Weekly Notification of Rule Amendments (Week of March 12, 2018) 03/21/2018 Notified 03/21/2018 1
CBOT Availability of Calendar Spread Basis Trade at Index Close ("BTIC") Block Trades Submitted for Clearing via CME ClearPort for Certain CME and CBOT Equity Index Futures Contracts 08/10/2023 Certified 08/24/2023 1
CBOT Extension of the CBOT Event Contract Cash Settlement Fee Waiver Program 02/13/2024 Certified 02/28/2024 1
CBOT Modifications to the Eris Swap Futures Block Market Maker Program 11/19/2024 10 Day Review 11/19/2024 1
CBOT Issuance of Advisory Notices conerning the adoption of block trade minimum thresholds in nine new Realized Variance futures contracts. CME/CBOT/NYMEX/COMEX #13-182 05/16/2013 Certified 06/01/2013 1
CBOT Modifications to the Asia-Pacific Incentive Program. CME/CBOT/NYMEX/COMEX #13-486 12/11/2013 Certified 12/27/2013 1
CBOT Modifications to the CME/CBOT E-mini Equity Index Futures Market Maker Program 12/01/2016 Certified 12/15/2016 2
CBOT Issuance of CME Group Market Regulation Advisory Notice RA1304-5, being issued as a reminder to market participants that they must exercise diligence and care in the creation of UDS on CME Globex. CME/CBOT/NYMEX/COMEX #13-078 03/08/2013 Certified 03/23/2013 1
CBOT Implementation of the 3-Year Note Futures Market Maker Program 06/15/2020 Certified 06/29/2020 1
CBOT Weekly Notification of Rule Amendments - Week of June 26, 2023 07/03/2023 Notified 07/03/2023 1
CBOT Provides for block trades and inter-commodity spreads in the new 3-Year US Treasury Notes futures. CBOT #09-031 02/23/2009 Certified 04/21/2009 0
CBOT Amendment to Rule 588.G that removes "Kansas City Value Line" futures contract since it has been delisted. CME/CBOT/NYMEX #10-287 10/04/2010 Certified 12/17/2010 1
CBOT Revising Rules Related to Declarations of Force Majeure. CME/CBOT/NYMEX/COMEX #12-126 05/03/2012 Certified 05/03/2012 1
CBOT Implementing the CBOT Agricultural Progressive Volume Tier Discount Program for Firms and Individuals. CBOT #12-197 06/22/2012 Certified 07/10/2012 1
CBOT Modifications to the CBOT Oat Futures Market Maker Program. CBOT #12-388 11/20/2012 Certified 12/06/2012 2