Designated Contract Market Rules

Search Designated Contract Market Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
KCBT Various Rule Amendments pertaining to the process for appointing Public Directors to KCBT's governing board and renaming non-voting ex officio persons as "participants". 09/18/2012 Certified 10/03/2012 1
KCBT Issuance of KCBT Market Regulation Advisory Notice RA1301-7, adopting Rule 1167.00 "Customer Type Indicator Codes". 04/05/2013 Certified 04/20/2013 1
KCBT Revises Closing Time for Open Outcry (Floor) Traded Wheat Options Contracts. 05/12/2010 Certified 05/19/2010 1
KCBT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-301 07/26/2013 Certified 08/10/2013 1
KCBT Amends Rule 1111.04, pertaining to the Post Settlement Session trading period. 05/12/2010 Certified 05/19/2010 1
KCBT Amending Rules 2001.00 and 2505.00 pertaining to wheat futures and options open outcry trading hours. 05/24/2012 Certified 06/09/2012 1
KCBT Amends Post Settlement Session Rule 1111.04 to allow trading at prices up to the settlement price when the settlement price is above/below the high/low of the day at the time the market closes. 03/13/2009 Certified 04/30/2009 1
KCBT Notifies the CFTC of the Migration of KCBT products from the e-CBOT platform to the CME Globex and Makes Associated Amendments to the Electronic Trading Rules. 01/09/2008 Certified 01/24/2008 1
KCBT Amending Rules 904., 1111.02 and 1713. pertaining to authorized products listed on the Electronic Trading System, closing period times for contracts traded at the KCBT and records and reports required to be maintained by KCBT regular warehouses. 05/30/2012 Certified 06/14/2012 1
KCBT Provides electronic trading hours for daytime trading of KCBT wheat options contracts. 04/16/2008 Certified 07/01/2008 1
KCBT Establishes a market maker program for KCBT Wheat options contracts traded electronically during specified daytime trading hours. 04/17/2008 Certified 05/14/2008 1
KCBT Corrects Electronic Trading Rule Amendments submitted 1/9/08 01/14/2008 Certified 01/24/2008 1
KCBT Issuance of CME Group Market Regulation Advisory Notice RA1308-5 concerning Rule 534 Wash Trades Prohibited. CME/CBOT/NYMEX/COMEX/KCBT #13-217 06/17/2013 Withdrawn 06/28/2013 1
KCBT Modifications to the International Incentive Program. CME/CBOT/NYMEX/COMEX/KCBT #13-227 06/14/2013 Withdrawn 06/14/2013 1
KEX CONFIDENTIAL Rule changes regarding Kalshi's Fall 2021 Trading Incentive Program. (If text needed for public posting: Rule changes.) 10/01/2021 Withdrawn 10/13/2021 2
KEX Modification to reduce the amount of the incentive in the Volume Incentive Program, and to limit the scope of the Program. 03/24/2024 Certified 04/04/2024 1
KEX Weekly notification of rule amendments for the week ending 9/25 10/05/2021 Notified 10/05/2021 1
KEX Kalshi is updating its Rulebook to clarify various aspects of the Settlement process, as well as the Market Outcome Review Process, and to make corresponding and other changes for clarity. 06/15/2021 Certified 06/28/2021 3
KEX Kalshi is submitting the Market Outcome Review Process Guidelines for review. 06/15/2021 Certified 06/28/2021 3
KEX Amendments to KalshiEX LLC Rulebook as described in attached submission letter 04/29/2021 Certified 05/13/2021 2
KEX Confidential update to Exhibit K Analysis of Dues, Fees and other Charges 05/03/2021 Certified 05/14/2021 2
KEX Weekly notification of rule amendments 10/08/2021 Notified 10/08/2021 1
KEX Volume incentive program 02/14/2023 Certified 03/01/2023 4
KEX Weekly notification of rule changes for the week ending 7/31/2021 08/05/2021 Notified 08/05/2021 1
KEX Amendment to the Exchange's position limits. 02/17/2023 Certified 03/03/2023 3
KEX Confidential filing of referral program (flexible) 10/12/2021 Withdrawn 10/13/2021 2
KEX Confidential referral program (requiring trading) 10/12/2021 Withdrawn 10/13/2021 5
KEX Amendment to the Volume Incentive Program 02/15/2024 Certified 03/01/2024 2
KEX Weekly Notification of Rule Amendments (Week ending 9.4.21) 09/09/2021 Notified 09/09/2021 1
KEX Amendment to the Volume Incentive Program effective December 2023 11/16/2023 Certified 11/30/2023 2
KEX Weekly notification of rule amendments for week ending 10/9. 10/18/2021 Notified 10/18/2021 1
KEX Weekly Notification of Rule Amendments for week ending 10/16/21 10/21/2021 Notified 10/21/2021 1
KEX The implementation of the Fee Waiver Program, as well a related amendment to the Volume Incentive Program 06/27/2024 Certified 07/11/2024 2
KEX Voluntary submission of a rule amendment for Commission review and approval. The proposed rule amendment will be effective on the date that the Commission grants its approval. The Date of Intended Implementation stated below is an assumption of that date. 07/19/2022 Approval Pending (45) 07/19/2022 2
KEX Rulebook amendments that provide for fair and orderly settlement of a contract if an event or circumstance arises that has a material impact on the reliability or transparency of a contract's settlement source or the underlying related to the contract. 05/19/2021 Certified 06/03/2021 3
KEX Program that provides for order group delta limits for members that have demonstrated histories of maker order trading. 05/25/2023 Withdrawn 06/05/2023 2
KEX Kalshi intends to implement a referral bonus program that will provide incentives to referring and referred members and will increase the liquidity on the Exchange. (Because of the Portal's size limitations, the submission has been split into 3 parts.) 12/09/2021 Certified 12/22/2021 3
KEX Kalshi intends to implement an Immediate Account Funding Program to reduce the inconvenience caused to members by the ACH delay. 12/09/2021 Certified 12/22/2021 2
KEX Market Maker Program filing 02/26/2024 Certified 03/11/2024 5
KEX Kalshi's volume incentive program iteration effective August 2023 07/14/2023 Withdrawn 07/30/2023 1
KEX Weekly Notification of Rule Amendments for Week Ending July 2, 2021. One amendment made to Rule 100.1 to update the strike price and contract month in conformity with the contract's established listing cycle. 07/02/2021 Notified 07/02/2021 1
KEX Update to Kalshi's fee schedule. 09/09/2022 Certified 09/22/2022 3
KEX Weekly summary notification of a rule amendment made during the week ending July 2. 2021. 07/07/2021 Notified 07/07/2021 1
KEX Amendment to the Volume Incentive Program for November to change the Qualifying Monthly Total Dollar Volume threshold for Tier 5, and the change the computation of Qualifying Monthly Total Dollar Volume with regard to annual indices contracts. 10/19/2023 Certified 11/01/2023 2
KEX Changes to Rule 2.12 regarding affiliate entity members 09/17/2021 Withdrawn 09/29/2021 2
KEX Weekly Notification of Rule Amendments for week ending 9/11 09/20/2021 Notified 09/20/2021 1
KEX KalshiEX LLC is amending certain of its exhibits pursuant to 17 CFR 38.3(a)(5) 02/16/2021 Certified 03/02/2021 3
LEDGERX LedgerX revised Rulebook 12/15/2021 Certified 12/30/2021 2
LEDGERX Revisions to DCM Rulebook 08/04/2022 Certified 08/18/2022 2
LEDGERX Amendment to Participant Agreement 08/04/2022 Certified 08/18/2022 2