| NADEX |
Notice of Emergency Action - Initial Jobless Claims; EUR/GBP and AUD/JPY Binary Contracts Delayed |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
| NADEX |
In observance of Good Friday holiday, Nadex amends trading hours for Thursday, April 17, 2014, will close at 4:15pm rather than its regular 5:00pm close time. |
04/10/2014 |
Certified |
04/25/2014 |
|
1 |
| NADEX |
EMERGENCY ACTION: On trade date October 16, 2020 the Nadex trading platform experienced an outage shortly after the open lasting 35 minutes. |
10/17/2020 |
Certified |
10/30/2020 |
|
2 |
| NFX |
Minor housekeeping amendments to the NFX Fee Schedule. |
09/29/2016 |
Certified |
10/14/2016 |
|
2 |
| NFX |
Provides Notice to Members regarding IKON Global Markets Inc as a market maker in Norwegian Krone, New Zealand Dollar, Swedish Krona and Turkish Lira foreign currency futures contracts. NFX-2010-01 |
01/05/2010 |
Certified |
01/05/2010 |
|
1 |
| NFX |
Amending its trading calendar for the remainder of 2012 and 2013 to specify the days and hours the Exchange will be closed for business. NFX #2012-19 |
07/26/2012 |
Certified |
08/10/2012 |
|
1 |
| NFX |
Rule Certification Amending Minimum Block Trade Thresholds for Dry Freight Futures and Options Contracts |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
| NFX |
Provides for a Market Maker for NFX markets, including the IKON Global Markets, Inc. Market Maker Agreement. NFX #2009-13 |
08/03/2009 |
Certified |
09/15/2009 |
|
1 |
| NFX |
Amending Rules 1210, Margin Requirements for Foreign Currency Futures Contracts; Rule 2001M, Margin, and Rule E11, Customer Margin. NFX #2012-18 |
07/27/2012 |
Certified |
08/11/2012 |
|
1 |
| NFX |
Further details on adopting a new market maker program. |
04/06/2016 |
Certified |
04/20/2016 |
|
2 |
| NFX |
Rule Certification to lower block thresholds as part of open interest migration |
02/21/2020 |
Certified |
03/06/2020 |
|
2 |
| NFX |
New and revised trading rules. |
12/05/2014 |
Certified |
12/19/2014 |
|
1 |
| NFX |
Amendment to Chapter IV, Section 4, Acceptable Orders. |
02/10/2017 |
Certified |
02/27/2017 |
|
1 |
| NFX |
Nasdaq Futures, Inc. ("NFX" or "Exchange") amends its Rules at Chapter IV, Chapter 316D and 316 E to add a new order type and list two new products. |
10/31/2017 |
Certified |
11/15/2017 |
|
5 |
| NFX |
Amending the market maker program (the "Energy DMM Program") for certain energy contracts that the Exchange has listed. |
01/11/2016 |
Certified |
01/26/2016 |
|
2 |
| NFX |
NFX" or "Exchange") is amending its fee schedule in connection with the listing of new NFX Financial Futures Contracts ("the Power Financial Futures Contracts"). |
08/08/2017 |
Certified |
08/22/2017 |
|
2 |
| NFX |
2016 Trading Calendar - Modified Trading Hours |
12/07/2015 |
Certified |
12/21/2015 |
|
1 |
| NFX |
Updating the nominating process in the By-Laws. NFX #2010-09 |
09/07/2010 |
Certified |
09/14/2010 |
|
1 |
| NFX |
Rule Amendment of Chapter I, Chapter IV, the General Reference Guide, the Mass Quote Protection & Self-Match Prevention Reference Guide and Combination & Implied Orders Technical Reference Document. |
06/21/2017 |
Certified |
07/06/2017 |
|
1 |
| NFX |
Notice to Members concerning the XAU/USD Spot Gold Futures' eligibility for EFP Transactions pursuant to Rule E38. NFX #2012-03 |
02/07/2012 |
Certified |
02/23/2012 |
|
1 |
| NFX |
2016 Trading Calendar |
11/06/2015 |
Certified |
11/23/2015 |
|
1 |
| NFX |
Recertification of Energy Broker Incentive Program |
07/08/2016 |
Certified |
07/22/2016 |
|
1 |
| NFX |
Block Trades |
04/08/2016 |
Withdrawn |
04/20/2016 |
|
3 |
| NFX |
Amending Rule E37 - Limitation of Liability for NFX XL. NFX #2012-15 |
06/07/2012 |
Certified |
06/22/2012 |
|
1 |
| NFX |
Trading Incentive Program |
12/08/2015 |
Certified |
12/22/2015 |
|
1 |
| NFX |
Summary Fines |
04/23/2015 |
Certified |
05/07/2015 |
|
1 |
| NFX |
Amendments to NFX Rules Regarding "Notices to Members". NFX #2012-09 |
04/17/2012 |
Certified |
04/17/2012 |
|
1 |
| NFX |
Customer Initial Margin for Energy Contracts |
06/09/2015 |
Certified |
06/23/2015 |
|
1 |
| NFX |
Correction to Rulebook |
07/29/2015 |
Certified |
08/12/2015 |
|
1 |
| NFX |
NFX amends its Rules at Chapter I, Chapter IV and Appendix A of the Rulebook |
09/29/2017 |
Certified |
10/16/2017 |
|
2 |
| NFX |
List of Futures and Futures Options Contracts Being De-Listed from NFX |
02/24/2020 |
Certified |
03/09/2020 |
|
2 |
| NFX |
Provides Notice to Members Regarding Early Closures. PBOT #2008-9 |
06/13/2008 |
Certified |
06/13/2008 |
|
1 |
| NFX |
Amendment to Trading Rules. |
12/29/2014 |
Certified |
01/13/2015 |
|
2 |
| NFX |
NFX is submitting rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for new NFX Financial Futures Contracts. |
08/08/2017 |
Certified |
08/22/2017 |
|
3 |
| NFX |
Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 |
10/25/2007 |
Certified |
11/01/2007 |
|
1 |
| NFX |
Amending Chapter IV, Section 10 to clarify the Risk Monitor Mechanism and amend Chapter VIII which lists the terms and conditions of a 10 ounce gold futures contract. NFX #2013-15 |
08/15/2013 |
Certified |
08/30/2013 |
|
1 |
| NFX |
Trading Calendar |
06/10/2015 |
Certified |
06/24/2015 |
|
1 |
| NFX |
Acceptable Orders |
11/11/2015 |
Withdrawn |
11/24/2015 |
|
1 |
| NFX |
Fee Schedule Amendment Effective August 1, 2016. |
07/13/2016 |
Certified |
07/27/2016 |
|
3 |
| NFX |
Notifies the Commission of the approval of Timber Hill LLC to act as a market maker in Euro futures contracts commencing on 6/23/08. PBOT #2008-10 |
06/18/2008 |
Certified |
08/22/2008 |
|
2 |
| NFX |
Implementation of Modifications to the NFX Trading System. |
11/22/2016 |
Certified |
12/07/2016 |
|
2 |
| NFX |
Amendments to audit trail guidance originally filed as SR-NFX-2015-38 in the form of a Futures Regulatory Alert. |
03/31/2017 |
Certified |
04/14/2017 |
|
1 |
| NFX |
Rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX PJM Western Hub Real-Time Peak Financial Futures (the "PJM Options"). |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Amend the NASDAQ Futures Fee Schedule as it relates to fees to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Amends the composition of NFX standing committees so that each committee is comprised of at least 35% public directors and creates a Regulatory Oversight Committee (ROC). NFX #2009-11 |
07/15/2009 |
Certified |
07/20/2009 |
|
1 |
| NFX |
An amendment to the Exchange's broker incentive program to include NFX Options on the NFX PJM Western Hub Real-Time Peak Financial Futures product. |
04/12/2016 |
Certified |
04/26/2016 |
|
2 |
| NFX |
Submit rules relating to block trade minimum quantity thresholds and reporting times, trading hours, and daily settlement prices for new NFX Options on NFX Brent 1st Line Financial Futures and the NFX Options on the NFX WTI 1st Line Financial Futures |
10/06/2016 |
Certified |
10/21/2016 |
|
1 |
| NFX |
Rules relating to block trade minimum quantity thresholds for seven new financially settled power futures contracts. |
02/29/2016 |
Certified |
03/14/2016 |
|
2 |
| NFX |
Notifies Members of the approval of Timber Hill LLC to act as market maker in British Pound futures contracts PBOT #2008-11 |
06/20/2008 |
Certified |
06/27/2008 |
|
2 |
| NFX |
Amends disciplinary rules 401-414, to adopt a hearing panel and hearing attorney for the purpose of conducting hearings; and actions against non-members. NFX #2009-12 |
07/15/2009 |
Certified |
08/31/2009 |
|
1 |
