NFX |
Issuing two Futures Regulatory Alerts to address audit trail requirements and reporting requirements. NFX #2013-20 |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NFX |
Energy Broker Incentive Program |
06/19/2015 |
Certified |
07/06/2015 |
|
1 |
NFX |
Notification of initial listing of trading months for Gold Coast and Canadian Crude futures contracts. |
11/29/2018 |
Notified |
11/29/2018 |
|
1 |
NFX |
Non-substantive changes to SR-NFX-2015-10 |
06/19/2015 |
Certified |
07/06/2015 |
|
1 |
NFX |
Amendments relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for fifteen new financially settled power futures contracts. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
NFX |
Fee Schedule Amendments |
06/08/2016 |
Certified |
06/22/2016 |
|
1 |
NFX |
Amendments to Rule E39. NFX #2012-31 |
10/01/2012 |
Certified |
10/17/2012 |
|
1 |
NFX |
Amending contract specifications for 10 ounces gold futures contract and amendming Appendix B NFX #2013-18 |
09/10/2013 |
Certified |
09/25/2013 |
|
1 |
NFX |
Revises Trading Hours for IDEX USD Interest Rate Swap Futures. NFX-2009-16 |
11/04/2009 |
Certified |
11/04/2009 |
|
1 |
NFX |
Amending the Name of the Exchange. NFX #2013-23 |
10/23/2013 |
Certified |
11/07/2013 |
|
1 |
NFX |
Adoption of "Reporting Trades Into NASDAQ Futures" Primer |
02/19/2015 |
Withdrawn |
02/19/2015 |
|
2 |
NFX |
Initial Listing of Trading Months in New NFX Options on NFX WTI 1st Line Financial Futures (TIQ) |
10/28/2016 |
Notified |
10/28/2016 |
|
1 |
NFX |
A rule amendment relating to Trade at Settlement (TAS) transactions. |
08/29/2017 |
Certified |
09/13/2017 |
|
2 |
NFX |
Amendment relating to cost estimates for operating the Market Quality program. |
01/26/2018 |
Certified |
02/09/2018 |
|
2 |
NFX |
Self-certification to amend its quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
11/30/2018 |
Certified |
12/14/2018 |
|
1 |
NFX |
Amendment to Trading at Settlement (TAS) Orders for all energy futures and options contracts for two consecutive Open Sessions commencing the evening of November 23rd including and for trade date November 25, 2016. |
10/28/2016 |
Withdrawn |
10/28/2016 |
|
2 |
NFX |
Amendment relating to position limits in the DV01 futures. |
02/20/2019 |
Certified |
03/06/2019 |
|
2 |
NFX |
Provides Notice to Members Regarding 2010 Calendar. SR-PBOT-2009-17 |
11/05/2009 |
Certified |
11/05/2009 |
|
1 |
NFX |
Amending Rule E29, Reportable Positions. NFX #2012-26 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NFX |
Adoption of "Reporting Trades Into NASDAQ Futures" Primer |
02/19/2015 |
Certified |
03/05/2015 |
|
1 |
NFX |
Amend the Fee Schedule as it relates to fees to include the fifteen financially settled energy futures products filed under filing SR-NFX-2016-07. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Amendment to Trading at Settlement Session |
10/28/2016 |
Certified |
11/14/2016 |
|
1 |
NFX |
Amending Rules E2 (Definitions), E10 (Market Makers and Liquidity Providers) and the Fee Schedule. NFX #2013-01 |
01/15/2013 |
Certified |
01/31/2013 |
|
1 |
NFX |
Amendment to the energy broker incentive program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
1 |
NFX |
Rule 40.6(d) Weekly Notification of Rule Amendments for week ending July 29, 2016 |
07/29/2016 |
Notified |
07/29/2016 |
|
1 |
NFX |
Amending NFX Rulebook Chapter IV, Trading System, by revising subsection (a) of Section 13, Trading Halts. |
09/14/2018 |
Certified |
09/28/2018 |
|
1 |
NFX |
Amended Services Agreement. |
05/14/2015 |
Certified |
05/29/2015 |
|
1 |
NFX |
Amendments to the Authorized Trader & Account Management Reference Guide |
06/23/2015 |
Certified |
07/08/2015 |
|
1 |
NFX |
The Exchange is amending the market maker program (the "Energy DMM Program") for certain energy contracts. |
12/15/2015 |
Certified |
12/30/2015 |
|
2 |
NFX |
Amending the Energy DMM Program to include fifteen new financially settled energy futures products. |
01/22/2016 |
Certified |
02/05/2016 |
|
2 |
NFX |
Deleting Rules 16, 33 and amending rule 60, 1300 and Voting By Members of Board and Certain Committees. NFX #2012-27 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NFX |
Amendments to various rules to add the new language to comply with the requirements of new Core Principles. NFX #2012-29 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NFX |
Replaces Market Makers Rule E10, in its Entirety. PBOT 2007-10 |
06/20/2007 |
Certified |
07/18/2007 |
|
1 |
NFX |
General Trading Standards and Prohibited Practices |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NFX |
An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX financial futures contracts. |
10/31/2016 |
Certified |
11/15/2016 |
|
1 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
NFX |
Adopts Notice to Members For Early Closure on July 3, 2007 PBOT #2007-11 |
06/27/2007 |
Certified |
06/27/2007 |
|
1 |
NFX |
Amends NFX Fee Schedule. NFX #2009-06 (Revised) |
04/22/2009 |
Certified |
05/17/2010 |
|
1 |
NFX |
Amending Rule E26 and adopting New Rule 2001N - Price Adjustments and Cancellations. NFX #2012-28 |
09/28/2012 |
Certified |
10/16/2012 |
|
1 |
NFX |
Adopt an intercompany agreement between NFX and NASDAQ Energy Futures, LLC for certain services. |
06/25/2015 |
Certified |
07/10/2015 |
|
1 |
NFX |
To extend the Designated Market Maker program (the "DMM Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
04/13/2017 |
Certified |
04/27/2017 |
|
3 |
NFX |
Rule Certification to Establish a Rebate Program for Closing Open Interest in Dry Freight Futures Contracts |
03/16/2020 |
Certified |
03/30/2020 |
|
1 |
NFX |
Adopting an intercompany agreement between NFX and NASDAQ Energy Futures LLC ("NEF"), a subsidiary of NFX, for certain services. |
06/25/2015 |
Certified |
07/10/2015 |
|
2 |
NFX |
Amend the Exchange's Asia-Pacific incentive program (the "Energy AP Program") for certain energy contracts. |
08/02/2016 |
Certified |
08/16/2016 |
|
1 |
NFX |
Nasdaq Futures,Inc. is amending the NFX General Reference Guide to update the Executive Summary with current information regarding NFX affiliates. |
05/10/2018 |
Certified |
05/24/2018 |
|
2 |
NFX |
Amends By-Laws and Rules to resolve inconsistencies among rules, by-laws, the Certificate of Incorporation and initial offering circular dated August 1, 1984. PBOT #2007-19 |
09/17/2007 |
Certified |
01/11/2008 |
|
1 |
NFX |
Adoption of Off-Exchange Reporting Broker |
03/30/2015 |
Certified |
04/13/2015 |
|
1 |
NFX |
Rule certification relating to block trade minimum quantity thresholds and reporting times NFX Dry Freight Futures and Options contracts. |
06/19/2018 |
Certified |
07/03/2018 |
|
2 |
NFX |
Combination Order Quotes and Kill Switch |
04/01/2015 |
Certified |
04/15/2015 |
|
1 |
NFX |
Ownership/Control Reports |
09/10/2015 |
Certified |
09/24/2015 |
|
1 |