Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NFX IKON Global Markets, Inc. Market Maker Notice to Members. NFX #2010-06 07/09/2010 Certified 07/16/2010 1
NFX Rule self certification amending the NFX Rulebook to update certain references to Commission rules. 05/11/2018 Certified 05/25/2018 1
NFX Energy Product Trading Incentive Program and Confidential Appendix 1 05/15/2015 Certified 06/01/2015 2
NFX Emergency Rule Certification - temporary restriction on trading at settlement (TAS) beginning with the open session commencing 7:00 PM on 11/25/15. (SR-NFX-2015-88) 11/25/2015 Certified 12/10/2015 1
NFX Provides for the isting on the NFX XL electronic trading platform of futures contracts on the Colombian Peso, including margin. NFX #2009-10 07/21/2009 Certified 07/30/2009 1
NFX Energy Broker Incentive Program 08/18/2015 Certified 09/01/2015 1
NFX Amends daily settlement price rules of three NFX futures options contracts 09/11/2015 Certified 09/25/2015 1
NFX Amending its fee schedule for certain listed contracts. 03/10/2017 Certified 03/24/2017 1
NFX Self-certification renewing the Designated Market Maker Program and initiating the Market Quality Program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 10/17/2017 Certified 10/31/2017 3
NFX Provides, as required by Regulation 38.5(d), (1) notification that NASDAQ OMX Group Inc. acquired all outstanding shares of Phlx, parent of PBOT, and (2) certification of continued compliance with the CEA and CFTC regulations. 08/07/2008 Certified 10/01/2008 1
NFX Self-certification to amend the Exchange's broker incentive program for certain energy contracts. 10/17/2017 Certified 10/31/2017 2
NFX Limitation of Liability. 12/12/2014 Certified 12/29/2014 1
NFX Off-Exchange Reporting Broker 06/29/2015 Certified 07/14/2015 1
NFX Amendment to Off-Exchange Transactions Reference Guide. 12/07/2016 Certified 12/21/2016 1
NFX Certification relating to extension of tenors for certain financial futures contracts listed on NFX. 08/06/2018 Certified 08/20/2018 2
NFX Amendments to Rulebook Appendix A, Rule 316E.05, governing exercise of NFX Options on NFX PJM Western Hub Real-Time Peak One Time Calendar Financial Futures (PMQ). 11/12/2018 Certified 11/27/2018 1
NFX Amendment to Chapter III of the NFX Rulebook 12/07/2016 Certified 12/21/2016 1
NFX amendments to audit trail guidance originally filed as SR-NFX-2015-38 and amended in SR-NFX-2017-15 in the form of a Futures Regulatory Alert as set forth in Exhibit A. 06/09/2017 Certified 06/23/2017 1
NFX Notice to Members regarding approval of IKON GLOBAL MARKETS, Inc. as a market maker in NFX foreign currency futures contracts. NFX #2011-09 07/11/2011 Certified 11/08/2011 1
NFX Block Trades 08/20/2015 Certified 09/03/2015 1
NFX Rule Certification for Amendment to NFX Certificate of Incorporation & By-Laws 02/25/2019 Certified 03/11/2019 3
NFX Authorized Trader Reference Guide 05/18/2015 Certified 06/02/2015 1
NFX Amend Standard Combination Orders Reference Guide 09/12/2016 Certified 09/26/2016 2
NFX Amends the non-reviewable range for NFX Low Sulphur Gasoil Financial Futures 09/11/2015 Certified 09/25/2015 1
NFX Combination and Implied Orders 02/24/2015 Certified 03/10/2015 1
NFX Rule certification to amend the Exchange's fee schedule to introduce a fee rebate for spread transactions in certain dry freight contracts. 09/17/2018 Certified 10/01/2018 2
NFX NFX is amending certain By-Laws, Rules and its Fee Schedule in order to eliminate references to a "seat" or membership share structure. NFX #2013-02 01/28/2013 Certified 02/12/2013 2
NFX Rule Certification for an Amendment to the Competitor Response Incentive Program. 09/17/2018 Certified 10/01/2018 2
NFX Market Maker Program - Energy Products 04/02/2015 Certified 04/16/2015 1
NFX Self-certification to amend the Exchange's quote liquidity provisioning program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 11/01/2018 Certified 11/16/2018 1
NFX Self-certification to amend the Exchange's quote liquidity provisioning program. 04/12/2019 Certified 04/26/2019 1
NFX Amendment to Rules and Reference Guide. 01/21/2015 Certified 02/04/2015 1
NFX Self-certification to launch a new quote liquidity provisioning program (the "QLP Program") for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 07/17/2017 Certified 07/31/2017 3
NFX Amendment of the fee schedule to (1) update it for newly listed contracts; (2) remove a fee discount for new freight customers; and (3) introduce fees for a new Block Request For Quote ("RFQ") system 11/01/2018 Certified 11/16/2018 2
NFX Self-certification to launch a new Designated Market Maker Program for energy contracts. 04/12/2019 Certified 04/26/2019 3
NFX Extension of Timber Hill as a market maker in NFX foreign currency futures contracts for another year. NFX #2011-12 09/08/2011 Certified 09/23/2011 1
NFX An amendment to the Exchange's broker incentive program for certain energy contracts. 12/17/2015 Certified 01/04/2016 1
NFX Rule Certification relating to block trade minimum quantity thresholds and transaction fees for NFX Canadian Crude Oil Financial Futures 11/01/2018 Certified 11/16/2018 2
NFX Submit amendments to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. 09/14/2016 Withdrawn 09/15/2016 2
NFX Self-certification to extend the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook 07/17/2017 Certified 07/31/2017 2
NFX An amendment to Rulebook Appendix A to expand the permitted listing of consecutive contract months in an NFX option contracts. 09/14/2016 Certified 09/28/2016 1
NFX Energy Product Fees 07/06/2015 Certified 07/20/2015 1
NFX NASDAQ Futures, Inc. hereby submits rules, terms and conditions for New NFX Midwest US Shredded Steel Scrap Financial Futures ("Scrap Steel Contract"). 11/28/2017 Certified 12/12/2017 5
NFX Rule Certification relating to block trade minimum quantity thresholds and transaction fees for Gulf Coast Crude Oil Futures Contracts 11/01/2018 Certified 11/16/2018 2
NFX An amendment to Rulebook Appendix A to expand the permitted listing of contract months in certain NFX energy futures contracts. 11/04/2016 Certified 11/21/2016 1
NFX Rule certification relating to TradeGuard pre-trade risk management implementing improved functionality for NFX Power futures contract. 09/19/2018 Certified 10/03/2018 4
NFX NASDAQ Futures, Inc. hereby submits rules relating to block trade minimum quantity thresholds and reporting times, trading hours, daily settlement prices and non-reviewable ranges for NFX Midwest US Shredded Steel Scrap Financial Futures. 11/28/2017 Certified 12/12/2017 4
NFX Rule Certification for an Amendment to the Competitor Response Incentive Program 06/26/2018 Certified 07/11/2018 2
NFX Combination and Implied Orders 07/07/2015 Certified 07/21/2015 1
NFX A self-certification to launch a new Designated Market Maker Program (the "DMM Program") for contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 03/29/2018 Certified 04/12/2018 3