Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NFX Provides Block Trade and EFP rules for the listing of futures contracts on the Phlx Oil Service Sector Index, Phlx Semiconductor Sector Index, and the Phlx Housing Sector Index. PBOT #2008-02 03/07/2008 Certified 04/24/2008 1
NFX Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 07/01/2009 Certified 09/10/2009 1
NFX Rule Certification to Eliminate Obsolete Product References 02/22/2016 Certified 03/07/2016 1
NFX Certification of 2017 Trading Calendar. 11/16/2016 Withdrawn 11/17/2016 4
NFX Rule Certification to Eliminate Obsolete Product References 02/22/2016 Certified 03/07/2016 1
NFX Holiday Schedule for 2017 11/16/2016 Certified 12/01/2016 2
NFX Self-certification to recertify the Exchange's Asia-Pacific incentive program for certain energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook as may be amended. 06/16/2017 Certified 06/30/2017 1
NFX Agreement for Clearing and Settlement Services with The Options Clearing Corporation. NFX #2013-14 08/09/2013 Certified 08/24/2013 1
NFX To provide for a one-month extension of the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. 03/21/2019 Certified 04/04/2019 1
NFX Deletes Article 8 of PBOT's Articles of Incorporation which requires authorization by PBOT's Board of Directors to approve any new commodity underlying futures contracts. PBOT #2008-06 04/17/2008 Certified 04/24/2008 1
NFX Amending Rule 2001C, Daily Settlement Price. NFX #2012-24 09/20/2012 Certified 10/05/2012 1
NFX Eliminate Obsolete Product References 02/23/2016 Certified 03/08/2016 1
NFX Self-certification to adopt a market maker program for energy contracts. 04/04/2016 Certified 04/18/2016 1
NODAL Extension of the Environmental Futures and Options - Broker Incentive Program and Environmental Incentive Program 9 06/15/2023 Certified 06/30/2023 4
NODAL Nodal Exchange is amending its holiday schedule. Nodal Exchange will be open for normal operations on the Friday after Thanksgiving. 09/27/2021 Certified 10/12/2021 1
NODAL The Exchange is self certifying its intention to implement the Nodal Exchange Natural Gas Incentive Program 5 11/20/2020 Certified 12/07/2020 3
NODAL Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. Asset Purchase Agreement 12/04/2019 Withdrawn 12/05/2019 2
NODAL Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. ("NFX") Asset Purchase Agreement 12/04/2019 Certified 12/18/2019 2
NODAL Nodal Exchange Power Incentive Program 02/25/2016 Certified 03/10/2016 3
NODAL Extension of Power and Natural Gas Incentive Programs 11/01/2023 Certified 11/16/2023 3
NODAL Nodal Rule 9.11.2 is being updated to reflect requirements for non-U.S. Participants and Customers organized or located in Brazil. 06/04/2024 Certified 06/18/2024 2
NODAL Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B - Minimum Block Sizes 01/08/2020 Certified 01/23/2020 4
NODAL Extension of Environmental Incentive Programs 11/01/2023 Certified 11/16/2023 3
NODAL The Exchange is amending the Exchange and Clearing Transaction Fee Schedule to clarify the fees associated with EFS/EFR transactions 01/23/2024 Certified 02/06/2024 2
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program 12/05/2019 Certified 12/19/2019 3
NODAL Typographical revision made to the Nodal Exchange Participant Agreement section 2.7 Monitoring. 03/25/2019 Notified 03/25/2019 2
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 12/05/2019 Certified 12/19/2019 3
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program 12/05/2019 Certified 12/19/2019 3
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II 12/05/2019 Certified 12/19/2019 3
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III 12/05/2019 Certified 12/19/2019 3
NODAL self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV 12/05/2019 Certified 12/19/2019 3
NODAL The Exchange is amending the minimum block size for New Jersey Compliance Renewable Energy Certificate Class 2. 06/04/2021 Certified 06/18/2021 2
NODAL Correction of a non-substantive error in certain contract specifications 04/24/2015 Notified 04/24/2015 2
NODAL Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV 08/09/2017 Certified 08/23/2017 3
NODAL Nodal Exchange, LLC is hereby providing notice to the Commodity Futures Trading Commission pursuant to CFTC Regulation 40.6(a) of the implementation of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options. 05/19/2017 Certified 06/05/2017 2
NODAL Amendments to clarify circumstances whereby the Exchange may disclose information held in confidence 05/19/2017 Certified 06/05/2017 3
NODAL The Exchange is extending several Incentive Programs set to expire on December 31, 2022 to December 31, 2023 11/17/2022 Certified 12/02/2022 3
NODAL Amendment to Rule 6.5.7 - Spread or Arbitrage Positions, letter dated December 24, 2013 #14-001 12/24/2013 Certified 01/10/2014 1
NODAL Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). 03/01/2016 Certified 03/15/2016 3
NODAL Amendment to Rule 4.8 - (Position Transfers) of the Nodal Exchange Rulebook NODAL #14-002 04/17/2014 Certified 05/02/2014 1
NODAL amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options. These amendments are being made to expand the fee schedule for Nodal Exchange Options. 01/10/2020 Certified 01/27/2020 2
NODAL CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. 11/13/2015 Certified 11/30/2015 2
NODAL Amendments to Rule 4.11 of the Nodal Exchange Rulebook 10/17/2013 Certified 11/01/2013 1
NODAL Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 03/28/2014 Certified 04/12/2014 1
NODAL Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of August 7, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). 08/14/2017 Notified 08/14/2017 2
NODAL weekly notification of non-substantive revisions made, during the week of March 25, 2019, to the Nodal Exchange Rulebook Appendix A Contract Specifications 04/01/2019 Notified 04/01/2019 2
NODAL Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of May 15, 2017, to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures. 05/22/2017 Notified 05/22/2017 2
NODAL The Exchange is updating its Rules to clarify the responsibilities of Participants engaging in physical delivery. 10/01/2021 Certified 10/18/2021 2
NODAL Certification providing description of the Nodal Exchange Incentive Program for Brokers. 11/13/2015 Certified 11/30/2015 2
NODAL The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. 02/09/2015 Certified 02/24/2015 3