NFX |
Provides Block Trade and EFP rules for the listing of futures contracts on the Phlx Oil Service Sector Index, Phlx Semiconductor Sector Index, and the Phlx Housing Sector Index. PBOT #2008-02 |
03/07/2008 |
Certified |
04/24/2008 |
|
1 |
NFX |
Amends Rule F8 - IDEX SwapDrop Platform - EFS Transactions - to provide for portfolio loading. NFX #2009-09 |
07/01/2009 |
Certified |
09/10/2009 |
|
1 |
NFX |
Rule Certification to Eliminate Obsolete Product References |
02/22/2016 |
Certified |
03/07/2016 |
|
1 |
NFX |
Certification of 2017 Trading Calendar. |
11/16/2016 |
Withdrawn |
11/17/2016 |
|
4 |
NFX |
Rule Certification to Eliminate Obsolete Product References |
02/22/2016 |
Certified |
03/07/2016 |
|
1 |
NFX |
Holiday Schedule for 2017 |
11/16/2016 |
Certified |
12/01/2016 |
|
2 |
NFX |
Self-certification to recertify the Exchange's Asia-Pacific incentive program for certain energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook as may be amended. |
06/16/2017 |
Certified |
06/30/2017 |
|
1 |
NFX |
Agreement for Clearing and Settlement Services with The Options Clearing Corporation. NFX #2013-14 |
08/09/2013 |
Certified |
08/24/2013 |
|
1 |
NFX |
To provide for a one-month extension of the Designated Market Maker program for energy contracts that the Exchange has listed pursuant to Appendix A of the Exchange Rulebook. |
03/21/2019 |
Certified |
04/04/2019 |
|
1 |
NFX |
Deletes Article 8 of PBOT's Articles of Incorporation which requires authorization by PBOT's Board of Directors to approve any new commodity underlying futures contracts. PBOT #2008-06 |
04/17/2008 |
Certified |
04/24/2008 |
|
1 |
NFX |
Amending Rule 2001C, Daily Settlement Price. NFX #2012-24 |
09/20/2012 |
Certified |
10/05/2012 |
|
1 |
NFX |
Eliminate Obsolete Product References |
02/23/2016 |
Certified |
03/08/2016 |
|
1 |
NFX |
Self-certification to adopt a market maker program for energy contracts. |
04/04/2016 |
Certified |
04/18/2016 |
|
1 |
NODAL |
Extension of the Environmental Futures and Options - Broker Incentive Program and Environmental Incentive Program 9 |
06/15/2023 |
Certified |
06/30/2023 |
|
4 |
NODAL |
Nodal Exchange is amending its holiday schedule. Nodal Exchange will be open for normal operations on the Friday after Thanksgiving. |
09/27/2021 |
Certified |
10/12/2021 |
|
1 |
NODAL |
The Exchange is self certifying its intention to implement the Nodal Exchange Natural Gas Incentive Program 5 |
11/20/2020 |
Certified |
12/07/2020 |
|
3 |
NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. Asset Purchase Agreement |
12/04/2019 |
Withdrawn |
12/05/2019 |
|
2 |
NODAL |
Temporary Rule Changes to facilitate the Implementation of the Nodal Exchange / Nasdaq Futures, Inc. ("NFX") Asset Purchase Agreement |
12/04/2019 |
Certified |
12/18/2019 |
|
2 |
NODAL |
Nodal Exchange Power Incentive Program |
02/25/2016 |
Certified |
03/10/2016 |
|
3 |
NODAL |
Extension of Power and Natural Gas Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
NODAL |
Nodal Rule 9.11.2 is being updated to reflect requirements for non-U.S. Participants and Customers organized or located in Brazil. |
06/04/2024 |
Certified |
06/18/2024 |
|
2 |
NODAL |
Amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Rulebook Appendix B - Minimum Block Sizes |
01/08/2020 |
Certified |
01/23/2020 |
|
4 |
NODAL |
Extension of Environmental Incentive Programs |
11/01/2023 |
Certified |
11/16/2023 |
|
3 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule to clarify the fees associated with EFS/EFR transactions |
01/23/2024 |
Certified |
02/06/2024 |
|
2 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Environmental Broker Incentive Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
Typographical revision made to the Nodal Exchange Participant Agreement section 2.7 Monitoring. |
03/25/2019 |
Notified |
03/25/2019 |
|
2 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Trucking Incentive Program 1 |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Contracts Program |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program III |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
12/05/2019 |
Certified |
12/19/2019 |
|
3 |
NODAL |
The Exchange is amending the minimum block size for New Jersey Compliance Renewable Energy Certificate Class 2. |
06/04/2021 |
Certified |
06/18/2021 |
|
2 |
NODAL |
Correction of a non-substantive error in certain contract specifications |
04/24/2015 |
Notified |
04/24/2015 |
|
2 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification that it intends to implement trading incentives on the Exchange's power contracts, referred to herein as the Nodal Exchange Power Incentive Program IV |
08/09/2017 |
Certified |
08/23/2017 |
|
3 |
NODAL |
Nodal Exchange, LLC is hereby providing notice to the Commodity Futures Trading Commission pursuant to CFTC Regulation 40.6(a) of the implementation of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options. |
05/19/2017 |
Certified |
06/05/2017 |
|
2 |
NODAL |
Amendments to clarify circumstances whereby the Exchange may disclose information held in confidence |
05/19/2017 |
Certified |
06/05/2017 |
|
3 |
NODAL |
The Exchange is extending several Incentive Programs set to expire on December 31, 2022 to December 31, 2023 |
11/17/2022 |
Certified |
12/02/2022 |
|
3 |
NODAL |
Amendment to Rule 6.5.7 - Spread or Arbitrage Positions, letter dated December 24, 2013 #14-001 |
12/24/2013 |
Certified |
01/10/2014 |
|
1 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying an amendment to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
03/01/2016 |
Certified |
03/15/2016 |
|
3 |
NODAL |
Amendment to Rule 4.8 - (Position Transfers) of the Nodal Exchange Rulebook NODAL #14-002 |
04/17/2014 |
Certified |
05/02/2014 |
|
1 |
NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Options. These amendments are being made to expand the fee schedule for Nodal Exchange Options. |
01/10/2020 |
Certified |
01/27/2020 |
|
2 |
NODAL |
CFTC Regulation 40.6(a) certification of revisions to terms in Nodal Exchange Participant Agreement only applicable to non-affiliated clearing house. On Oct 19, 2015, Nodal Exchange transitioned clearing to its affiliate, Nodal Clear. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NODAL |
Amendments to Rule 4.11 of the Nodal Exchange Rulebook |
10/17/2013 |
Certified |
11/01/2013 |
|
1 |
NODAL |
Amendments to Rule 3.16.2 - Authorized Broker Requirements. NODAL #14-001 |
03/28/2014 |
Certified |
04/12/2014 |
|
1 |
NODAL |
Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of August 7, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
08/14/2017 |
Notified |
08/14/2017 |
|
2 |
NODAL |
weekly notification of non-substantive revisions made, during the week of March 25, 2019, to the Nodal Exchange Rulebook Appendix A Contract Specifications |
04/01/2019 |
Notified |
04/01/2019 |
|
2 |
NODAL |
Nodal Exchange submits this weekly notification of non-substantive revisions made, during the week of May 15, 2017, to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Futures. |
05/22/2017 |
Notified |
05/22/2017 |
|
2 |
NODAL |
The Exchange is updating its Rules to clarify the responsibilities of Participants engaging in physical delivery. |
10/01/2021 |
Certified |
10/18/2021 |
|
2 |
NODAL |
Certification providing description of the Nodal Exchange Incentive Program for Brokers. |
11/13/2015 |
Certified |
11/30/2015 |
|
2 |
NODAL |
The 40.6(a) rule certification is amending the minimum block size to 5 lots for all the electric power futures contracts listed on Nodal Exchange. |
02/09/2015 |
Certified |
02/24/2015 |
|
3 |