NODAL |
Nodal Contracts, based on environmental products, with December 2018 expiries will have a last trading day of December 21, 2018 and a delivery day of December 28, 2018 |
12/04/2018 |
Certified |
12/18/2018 |
|
2 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC ("Nodal Exchange" or "Exchange") is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program IV |
05/11/2018 |
Certified |
05/25/2018 |
|
3 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for the addition of new environmental contracts |
12/30/2022 |
Certified |
01/17/2023 |
|
2 |
NODAL |
The Exchange is amending Nodal Exchange Rule 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts to include Oregon Clean Fuels Program contracts. |
05/15/2020 |
Certified |
06/01/2020 |
|
2 |
NODAL |
The Rules are being updated to clean up numbering, formatting and reordering to better align the relevant sections. The Rules are being updated to provide clarification for Participants and Customers. |
04/08/2024 |
Certified |
04/22/2024 |
|
2 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Revised Nodal Exchange Trading Hours: 9:30am on October 19, 2015 |
10/15/2015 |
Withdrawn |
10/16/2015 |
|
1 |
NODAL |
40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization |
12/06/2016 |
Withdrawn |
12/15/2016 |
|
2 |
NODAL |
The Rules are being revised to be consistent with the Commodity Exchange Act. Accordingly, Rulebook Section VI is being amended to explicitly prohibit Authorized Brokers from engaging or facilitating trade practice violations. |
02/01/2018 |
Certified |
02/15/2018 |
|
2 |
NODAL |
amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options; and amendments to Nodal Exchange Rulebook Appendix B - Minimum Block Sizes |
05/15/2020 |
Certified |
06/01/2020 |
|
4 |
NODAL |
Amendments to Appendix A and Appendix C to amend a contract name and the expansion of aggregation groups. |
05/15/2020 |
Certified |
06/01/2020 |
|
3 |
NODAL |
Nodal Exchange is revising its Rulebook Section VI for market Participants engaging in electronic trading on the Exchange pursuant to the Electronic Trading Risk Principles rulemaking (Commission Regulations 38.251(e), (f) and (g)). |
06/25/2021 |
Certified |
07/12/2021 |
|
2 |
NODAL |
Exchange is amending the timing of EFRP submissions and adding Denmark, Dubai International Financial Centre, the Netherlands, and Switzerland to requirements for non-U.S. Participants and Customers. |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
NODAL |
Exchange submits this weekly notification of non-substantive revisions made, during the week of August 10, 2020 and August 17, 2020 |
08/17/2020 |
Notified |
08/17/2020 |
|
2 |
NODAL |
Non-substantive revisions made, during the week of November 20, 2017, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). |
11/27/2017 |
Notified |
11/27/2017 |
|
2 |
NODAL |
Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Incentive Payments to Brokers ("Program") for the submission of block trades by brokers. |
06/13/2016 |
Certified |
06/27/2016 |
|
3 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Power Incentive Program II for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
NODAL |
amending the delivery schedule and last trading day for December 2023 futures expiries of Nodal Contracts based on environmental products |
07/10/2023 |
Certified |
07/24/2023 |
|
1 |
NODAL |
Self certification of the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 2 |
02/22/2024 |
Certified |
03/07/2024 |
|
3 |
NODAL |
Pursuant to Commission Regulation 40.6(a), Nodal Exchange, LLC is notifying the Commission by self-certification of the Exchange's intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers for Q2 2017. |
03/13/2017 |
Certified |
03/27/2017 |
|
3 |
NODAL |
Nodal Exchange self-certification of its intention to continue the Incentive Payments to Brokers Program for the submission of block trades by brokers. |
03/17/2016 |
Certified |
03/31/2016 |
|
3 |
NODAL |
Notice of the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures and Options |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal is notifying the Commission by self-certification of the Exchange's intention to continue the Nodal Exchange Fee Waiver Incentive Program |
03/18/2020 |
Certified |
04/01/2020 |
|
3 |
NODAL |
CFTC Regulation 40.6(a) Emergency Rule Certification: Notification of Delayed Nodal Exchange Trading Hours for the day of October 19, 2015 to begin at 10:00am. |
10/16/2015 |
Certified |
10/30/2015 |
|
1 |
NODAL |
The Rules are being revised to align with the Exchange's Participant inspection procedures. |
05/19/2020 |
Certified |
06/03/2020 |
|
2 |
NODAL |
The Exchange is extending several incentive programs to December 31, 2022. |
12/03/2021 |
Certified |
12/17/2021 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 1 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
The Exchange is amending Nodal Rule 4.2.2 to amend "Restricted" trading status to "Pre-Settlement" trading status. |
09/29/2023 |
Certified |
10/16/2023 |
|
2 |
NODAL |
self-certification of the Exchange's intention to extend the Nodal Exchange Natural Gas Broker Incentive Program to December 31, 2020 |
05/20/2020 |
Certified |
06/04/2020 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 2 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
weekly notification of non-substantive revisions made to the Nodal Exchange Rulebook to correct typographical errors, renumbering and formatting |
09/09/2021 |
Notified |
09/09/2021 |
|
2 |
NODAL |
Nodal Exchange Environmental Incentive Program 3 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 4 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 5 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
amendments to the Nodal Exchange, LLC Limited Liability Company Agreement pursuant to Commission Regulation 40.6(a) to allow for additional board members |
09/01/2022 |
Certified |
09/16/2022 |
|
2 |
NODAL |
Nodal Exchange Environmental Incentive Program 6 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
intention to implement the Nodal Exchange Trucking Incentive Program 1 |
04/12/2019 |
Certified |
04/26/2019 |
|
3 |
NODAL |
On February 13, 2020 the Exchange will operate extended market hours opening from 6:00 am until 5:00 pm for Power Futures, NG Penultimate Futures and all Nodal Options contracts |
01/29/2020 |
Certified |
02/12/2020 |
|
1 |
NODAL |
self-certifying amendments to the Nodal Exchange Participant Agreement ("Agreement") and Nodal Exchange Access Fee Schedule pursuant to Commission Regulation 40.6(a). |
03/21/2022 |
Certified |
04/04/2022 |
|
3 |
NODAL |
Nodal Exchange Environmental Incentive Program 7 |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
The Exchange intends to implement the Nodal Exchange Environmental Incentive Program 9 |
06/29/2021 |
Certified |
07/14/2021 |
|
3 |
NODAL |
Nodal Exchange Environmental Broker Incentive Program |
11/01/2018 |
Certified |
11/16/2018 |
|
3 |
NODAL |
The Exchange is amending the Exchange and Clearing Transaction Fee Schedule for CSAPR NOX Options |
03/01/2023 |
Certified |
03/15/2023 |
|
3 |
NODAL |
Exchange to implement the Nodal Exchange Environmental Incentive Program 10 to provide liquidity in Environmental contracts on Nodal Exchange, LLC |
04/15/2024 |
Certified |
04/29/2024 |
|
3 |
NODAL |
The Rules are being revised for the launch of Nodal T7, a Central Limit Order Book for trading Nodal Contracts. In addition, the Rules are being revised to reflect the introduction of Nodal Contracts based on environmental products. |
11/01/2018 |
Certified |
11/16/2018 |
|
4 |
NODAL |
Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). |
11/08/2016 |
Certified |
11/23/2016 |
|
4 |
NODAL |
self-certifying amendments to the Nodal Exchange Rulebook Appendix B |
08/14/2019 |
Certified |
08/28/2019 |
|
2 |
NODAL |
The terms "Last Trading Day" and "Last Trading Date" were used interchangeably in Appendix A - Contract Specifications. To avoid any confusion, the Exchange harmonized the Contract Specifications to use the term "Last Trading Day" exclusively. |
10/27/2021 |
Notified |
10/27/2021 |
|
1 |
NODAL |
Extended market hours from 9am - 6pm on February 7th, 8th, and 9th, 2017 |
01/23/2017 |
Certified |
02/06/2017 |
|
1 |
NODAL |
Submission of Form DCM - REDACTED - for effective date November 16, 2018 |
11/02/2018 |
Certified |
11/19/2018 |
|
2 |
NODAL |
Nodal Exchange is updating its Rule to align terms and to allow an Authorized Broker to modify a Block Trade during Trading Hours on the day of submission of the Block Trade |
12/08/2022 |
Certified |
12/22/2022 |
|
3 |