Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
NODAL the Exchange is notifying the Commission by self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Futures Market Maker Incentive Program 1 08/15/2019 Certified 08/29/2019 3
NODAL Exchange is self-certifying amendments to the Nodal Exchange Rulebook and Participant Agreement pursuant to Commission Regulation 40.6(a) 08/15/2019 Certified 08/29/2019 5
NODAL Amendments to the requirements for submitting a natural gas and environmental EFRP transaction and updates to the Exchange Transaction Fee Schedule for EFP transactions. 09/30/2020 Certified 10/15/2020 3
NODAL Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 12/23/2015 Withdrawn 01/04/2016 2
NODAL The Exchange is adding Section 3.5 Requirements for Participants engaging in the physical delivery of California Low Carbon Fuel Standard ("LCFS") futures contracts. 12/19/2019 Certified 01/06/2020 2
NODAL The Exchange is amending its market hours to 8:00 AM EST to 5:00 PM EST. 12/19/2019 Certified 01/06/2020 1
NODAL The Exchange is amending its market hours. Currently the Exchange's market hours are 9:00 AM EST to 5:00 PM EST. The Exchange is amending its market hours to 8:00 AM EST to 5:00 PM EST. 12/19/2019 Certified 01/06/2020 1
NODAL weekly notification of non-substantive revisions made, during the week of March 23, 2020, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). Extending the contract series for 4 MISO contracts. 03/26/2020 Notified 03/26/2020 2
NODAL Nodal Rule 9.11.2 is being updated to reflect requirements for non-U.S. Participants and Customers organized or located in the United Kingdom. 07/09/2024 10 Day Review 07/09/2024 2
NODAL The Exchange is amending Appendix C Reporting Levels, Position Accountability Levels and Position Limits 07/03/2019 Certified 07/18/2019 2
NODAL amendments to the Nodal Exchange Open Interest Program 1 07/10/2024 10 Day Review 07/10/2024 3
NODAL Nodal Exchange, LLC intends to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Futures and Options Program 12/11/2018 Certified 12/26/2018 3
NODAL The Exchange is amending Rulebook Appendix B - Minimum Block Sizes and the Exchange and Clearing Transaction Fee Schedule for a selection of environmental contracts. 08/23/2021 Certified 09/07/2021 3
NODAL Nodal Exchange is notifying the Commission that it is self-certifying amendments to the Nodal Exchange Rulebook pursuant to Commission Regulation 40.6(a). The Exchange is amending Rule 2.10 Use of Proprietary Data and Personal Data. 05/18/2018 Certified 06/04/2018 2
NODAL non-substantive revisions, made during the week of December 9, 2019, to Exhibit N-3 of the Nodal Exchange DCM Application 12/20/2019 Notified 12/20/2019 3
NODAL Change to trading hours 06/05/2023 Certified 06/20/2023 1
NODAL weekly notification of non-substantive revisions made, during the week of April 15, 2019, to the Nodal Exchange Rulebook Rule 5.1.1 Transactions on the Trading Platform. 04/22/2019 Notified 04/22/2019 2
NODAL 40.6(a) Self-certification of amendments to Nodal Exchange Rule 5.2 (Clearing Members) regarding direct access authorization 03/23/2017 Certified 04/06/2017 2
NODAL Amendments to the Nodal Exchange Natural Gas Broker Incentive Program 02/09/2021 Certified 02/24/2021 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Natural Gas Incentive Program 4 08/31/2020 Certified 09/15/2020 3
NODAL Emergency Certification regarding Exchange's Broker Incentive Program 10/27/2015 Withdrawn 10/28/2015 2
NODAL Non-substantive revisions made to Appendix C - amending the contract name from MA AEC to MA APS AEC. 10/02/2020 Notified 10/02/2020 2
NODAL Self-certification of amendments to the Nodal Exchange Rulebook. 05/16/2016 Certified 05/31/2016 3
NODAL The Exchange is revising its Participant Agreement to provide a definition of a "Routine Request". In addition, the Exchange is revising Section 6.2 Nondisclosure and Section 7 Proprietary Rights to provide clarity to Participants. 07/07/2021 Certified 07/21/2021 2
NODAL The Exchange is amending the minimum block size for 4 Environmental Contracts to align with all other comparable Environmental Contracts. 07/07/2021 Certified 07/21/2021 2
NODAL Notification of Delisted Products (No Open Interest) on Nodal Exchange, LLC 07/10/2015 Certified 07/24/2015 3
NODAL The Rules are being revised for the upcoming implementation of implied order functionality on Nodal T7 04/01/2021 Certified 04/15/2021 3
NODAL The Exchange is amending Rulebook Appendix B - Minimum Block Sizes, the Exchange and Clearing Transaction Fee Schedule and the Nodal Electronic Trade Error Policy for the upcoming listing of new environmental contracts. 11/02/2022 Certified 11/17/2022 4
NODAL Nodal Exchange is amending the names of 2 contracts from "PJM OVEC" to "PJM OVEC (PRE-PJM)". These revisions have no effect on the economic characteristics of these contracts in accordance with CFTC Regulation 40.6(d)(i). 01/30/2019 Notified 01/30/2019 3
NODAL The Exchange is extending several Environmental Incentive Programs, which are set to expire December 31, 2020. 11/10/2020 Certified 11/25/2020 3
NODAL The Exchange is amending the Rules and Nodal Exchange Participant Agreement ("Agreement") to allow intermediated trades to be entered on its System. 10/18/2023 Certified 11/01/2023 3
NODAL Nodal Exchange is revising Rule 6.5 - Position Limits, to further align with the requirements of new Part 150 of the Commission's Regulations 12/29/2021 Certified 01/13/2022 2
NODAL Addition of Exchange and Clearing Transaction Fee Schedule for Nodal Contracts based on trucking freight futures 03/14/2019 Certified 03/28/2019 2
NODAL The Exchange intends to implement the Nodal Exchange Natural Gas Strategic Revenue Share Program 1 04/08/2021 Certified 04/22/2021 3
NODAL For the period February 6th, 2023 through February 10th, 2023, the Exchange will operate extended market hours opening from 8:00 am until 5:45 pm 01/13/2023 Certified 01/30/2023 1
NODAL The Exchange is amending the Natural Gas Strategic Revenue Share Program 1 03/13/2023 Certified 03/27/2023 3
NODAL weekly notification of non-substantive revisions made, during the week of June 29, 2020, to the Nodal Exchange Rulebook Appendix A (Contract Specifications). 07/08/2020 Notified 07/08/2020 2
NODAL Rules revised to add terminology and procedures regarding option products. 05/08/2017 Certified 05/22/2017 4
NODAL Self-Certification Notice of Nodal Exchange Broker Incentive Program for Q1 2016 01/04/2016 Certified 01/19/2016 4
NODAL The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a) 11/22/2019 Certified 12/09/2019 2
NODAL Nodal Exchange, LLC is notifying the Commodity Futures Trading Commission that it intends to implement trading incentives on the Exchange's power contracts 06/28/2016 Certified 07/13/2016 3
NODAL self-certification of the Exchange's intention to implement the Nodal Exchange Incentive Payments to Brokers for Electric Power Options Program 05/26/2020 Certified 06/09/2020 3
NODAL The delivery day for December 2019 futures expiries of Nodal Contracts based on environmental products will be changed from Tuesday December 31, 2019 to Monday December 30, 2019. 11/25/2019 Certified 12/10/2019 1
NODAL Amending Rule 9.1 - Prohibiting Exchange Officials from trading contracts offered on the Exchange. 09/30/2013 Certified 10/16/2013 1
NODAL The Rules are being revised to reflect the introduction of Nodal Contracts based on trucking freight futures 03/15/2019 Certified 03/29/2019 4
NODAL amendments to the Exchange and Clearing Transaction Fee Schedule for Nodal Exchange Environmental Futures 05/07/2019 Certified 05/21/2019 2
NODAL The Exchange is extending several Power and Natural Gas Incentive Programs, which are set to expire on December 31, 2020, to December 31, 2021. 11/16/2020 Certified 12/01/2020 3
NODAL The Exchange is self-certifying amendments to the Nodal Exchange Rulebook ("Rules") pursuant to Commission Regulation 40.6(a). The Exchange is revising Rule 9.2 Market Data and Rule 9.4 Confidentiality and Disclosure Information. 09/20/2021 Certified 10/04/2021 2
NODAL The Exchange is amending Rule 4.9.2 Review of Trades and implementing the Nodal Electronic Trade Error Policy. 04/11/2022 Certified 04/25/2022 3
NODAL CFTC Reg 40.6(a) certification of amendments to Nodal Exchange Rules related to Exchange enforcement 01/07/2016 Certified 01/22/2016 2